Firm directory
Registered investment advisers, page 2 of 28
Firms 51 to 100 of 1363, ordered by regulatory assets under management as reported on each firm's Form ADV.
Browse by state
- Alabama31
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- Illinois321
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Browse by custodian
- Fidelity176
- J.P. Morgan170
- Charles Schwab165
- State Street Bank and Trust159
- The Bank of New York Mellon152
- The Northern Trust107
- Northern Trust69
- Bank of New York Mellon53
- Pershing51
- Morgan Stanley35
- State Street34
- U.S. Bank National Association21
- Goldman Sachs &20
- Brown Brothers Harriman &18
- UBS Financial Services18
- Citibank, N.A.14
- Citibank, National Association14
- LPL Financial14
- Northern Trust Securities12
- Empower11
- Citigroup Global Markets10
- Merrill Lynch, Pierce, Fenner & Smith10
- BNY Mellon9
- Raymond James9
- State Street Bank9
- Bank of America8
- Bank of New York8
- BNY Mellon Capital Markets8
- CIBC Mellon Trust8
- HSBC Bank PLC8
- The Master Trust Bank of Japan8
- U.S. Bancorp8
- Citibank7
- US Bank National Association7
- Wells Fargo Clearing Services7
- Custody Bank of Japan6
- State Street Global Markets6
- US Bank6
- BNP Paribas5
- Bofa Securities5
- Citigroup5
- Folio Investments5
- Interactive Brokers5
- RBC Investor Services Trust5
- U.S. Bancorp Investments5
- UBS Securities5
- Voya5
- Wells Fargo Bank, N.A.5
- Bank of New York Mellon, N.A.4
- BNY Mellon, N.A.4
- CIBC Mellon Global Securities Services4
- Citibank, NA4
- Principal Financial Group4
- RBC Capital Markets4
- U.S. Bank4
- US Bank N.A.4
- Bank of America N.A.3
- Barclays Bank PLC3
- BNY Mellon Securities3
- Caceis3
- Caceis Bank3
- Computershare Trust Company, N.A.3
- Mitsubishi Ufj Investor Services & Banking (luxembourg) S.A.3
- PNC Bank, N.A.3
- Sanford C. Bernstein &3
- SEI Private Trust3
- SSB New York Institutional3
- The Bank of New York3
- The Bank of New York Mellon Trust Company, National Association3
- The Bank of New York Mellon, London Branch3
- The Bank of New York Mellon, N.A.3
- The Hongkong and Shanghai Banking Corporation Limited3
- The Vanguard Group3
- U.S. Bank, NA3
- American Enterprise Investment Services2
- Assetmark Trust2
- Axos Clearing2
- Bank of America Merrill Lynch2
- Bank of America, National Association2
- Bank of New York Mellon Trust Company, N.A.2
- Banque Pictet & Cie S.A.2
- BNP Paribas Fund Services Australasia Pty2
- BNP Paribas Securities Services (australia)2
- BNY Mellon, National Association2
- Brown Brothers Harriman2
- Brown Brothers Harriman Investments2
- Caisse Des Depots Et Consignations2
- CIBC Mellon2
- Citibank (hong Kong) Limited2
- Citibank Uk Limited2
- Citibank, N.A (london)2
- City National Bank2
- Comerica Bank2
- Deutsche Bank Ag2
- Deutsche Bank Trust Company Americas2
- Edward D. Jones &2
- Fifth Third Securities2
- Goldman Sachs International2
- HSBC Continental Europe S.a., Germany2
- HSBC Hong Kong2
- Mid Atlantic Trust2
- Northern Trust Singapore2
- Oppenheimer &2
- Principal Custody Solutions2
- Principal Securities2
- RBC2
- RBC Investor & Treasury Services2
- Reliance Trust2
- Royal Bank of Canada2
- Royal Bank of Canada (channel Islands) Limited2
- SEI Investments Distribution2
- SEI Investments Guernsey Limited2
- State Street Bank and Trust Company, National Association2
- State Street Bank International GMBH2
- State Street Global Advisors Funds Distributors2
- State Street Trust2
- State Street Trust Company Canada2
- Sumitomo Mitsui Trust Bank (u.s.a.) Limited2
- The Bank of New York Mellon Trust2
- The Bank of New York Mellon Trust Company, N.A.2
- The Bank of Ny Mellon2
- The Master Trust Bank of Japan ,LTD.2
- U.S. Bank Institutional Trust & Custody2
- UBS Europe Se2
- Umb Bank, National Association2
- US Bancorp2
- Adp Retirement Trust Services1
- Alight Solutions1
- Allfunds Bank S.a.u1
- Allfunds Bank Sau London Branch1
- Alter Domus1
- Amalgamated Bank1
- Amalgamated Trust and Savings Bank1
- Apex Clearing1
- Ascensus Broker Dealer Services1
- Assetmark Brokerage1
- Aztec Financial Services (jersey) Limited1
- Bank Consortium Trust Company Limited1
- Bank Degroof Petercam Luxembourg Sa1
- Bank Julius Baer & Co Limited1
- Bank of China Hong Kong1
- Bank of Montreal1
- Bank of New York Mellon - United Kingdom1
- Bank of New York Mellon (the)1
- Bank of New York Mellon Corp (the)1
- Bank of New York Mellon International1
- Bank of New York Mellon International Limited1
- Bank of New York Mellon Sa Luxembourg1
- Bank of New York Mellon Trust1
- Bank of Ny Mellon1
- Bank of Tokyo Mitsubishi Ufj1
- Bank Vontobel Ag1
- Bankers' Bank1
- Banque Pictet & Cie Sa1
- Barclays Capital1
- Belfius Bank1
- Benefit Trust1
- BGL BNP Paribas1
- Bmo Trust1
- BNP Paribas Sa1
- BNP Paribas Securities Services1
- BNP Paribas Securities Services, Dublin Branch1
- BNP Paribas Security Services1
- BNP Paribas Trust Services Singapore Limited1
- BNP Paribas, London Branch1
- BNP Paribas, New York Branch1
- BNY1
- BNY Mellon Asset Servicing1
- BNY Mellon Custody Client Service1
- BNY Mellon, NA1
- Bnym (luxembourg) S.A.1
- Bokf, NA1
- Bridges Trust1
- Brighthouse Life Insurance1
- Brighthouse Life Insurance Company of New York1
- Brown Brother Harriman &1
- Brown Brothers & Harriman &1
- Brown Brothers Harriman Investment Services (japan)1
- Butterfield Bank (channel Islands) Limited1
- Caceis Bank Amsterdam1
- Caceis Bank, Uk Branch1
- Canadian Imperial Bank of Commerce1
- Carta Capital Markets1
- Cetera Investment Services1
- CF Secured1
- Chevy Chase Trust1
- China Citic Bank International Limited1
- China Merchants Bank1
- China Merchants Bank Co., LTD., Hong Kong Branch1
- CIBC Mellon Global Securities1
- CIBC Mellon GSP1
- Citco Canada1
- Citco Global Custody NV1
- Citi1
- Citi Securities Services1
- Citibank - Hong Kong1
- Citibank NA London1
- Citigroup Global Markets Limited1
- Citigroup Private Bank1
- Citigroup Pty Limited1
- Citigroup, NA1
- Comerica Bank - Detroit1
- Commerce Bank, N.A.1
- Computershare Corporate Trust1
- Computershare Trust Company, National Association1
- Credit Suisse Services Ag1
- D.A. Davidson &1
- D.A. Davidson Trust Services1
- Danske Bank A/S1
- Desjardins Trust1
- Deutsche Bank Securities1
- DZ Privatbank S.A.1
- Edward Jones Trust1
- Euroclear1
- Evercore Trust Company, N.A.1
- Exeter Trust1
- Fiduciary Trust Company International1
- Fifth Third Bancorp1
- Fifth Third Bank1
- FMR1
- Frost National Bank1
- Goldman Sachs (asia)1
- Hana Bank1
- Hongkong and Shanghai Banking Corporation Limited1
- HSBC Bank USA, N.A.1
- HSBC Holdings PLC1
- HSBC International Trust Limited1
- HSBC Securities Services1
- HSBC Trinkaus & Burkhardt Ag1
- HSBC Trinkaus & Burkhardt GMBH1
- Huntington National Bank1
- Icbc (asia) Trustee Company Limited1
- Icici Bank Limited1
- Impactassets1
- Industrial Bank Co., LTD., Hong Kong Branch1
- Investec Bank (channel Islands) Limited1
- Japan Trustee Services Bank1
- Jefferies1
- Johnson Bank1
- JPM Chase - Sydney1
- LGT Bank (hong Kong)1
- Lincoln Financial1
- Lincoln Financial Group Trust1
- Loring, Wolcott & Coolidge Trust1
- Master Trust Bank of Japan1
- Master Trust Company of Japan1
- Matrix Trust1
- Mellon Trust1
- Midwest Institutional Trust1
- Midwest Institutional Trust Services1
- Mitsubishi Ufj Financial Group1
- Mitsubishi Ufj Global Custody S.a1
- Mitsubishi Ufj Trust and Banking1
- MTG1
- Mufg Bank1
- Multrees Investor Services Limited1
- National Bank of Canada1
- National Bank Trust1
- Nationwide Life Insurance1
- Nationwide Trust Company, FSB1
- Nomura Bank Luxembourg S.A.1
- Nomura Bank Switzerland1
- Northern Trust Asset Management Australia Pty1
- Northern Trust Company (australia)1
- Northern Trust Company Limited1
- Northern Trust Company London1
- Northern Trust Coroporation1
- Northern Trust Global Services1
- Northern Trust Global Services Se1
- Northern Trust Global Services Se, Uk Branch1
- Northern Trust Luxembourg1
- Nortrust Nominee Limited1
- Osaic Wealth1
- PNC1
- PNC Bank1
- PNC Bank, N.A. Pittsburg Pa1
- Principal Global Investors1
- Principal Investors1
- Rathbone Nominees Limited1
- RBC Investor Service Trust1
- RBC Investor Services1
- RBC Investors Services1
- Robert W. Baird &1
- Rothschild & Co Bank International Limited1
- Royal Bank of Canada (ci)1
- Sbi-SG Global Securities Services Private Limited1
- Scotia Bank1
- SEI Investments (europe)1
- SEI Investments (europe) Limited1
- SEI Investments Management1
- SG Americas Securities1
- SMBC Nikko Bank (luxembourg) S.A.1
- Societe Generale Capital Canada1
- Standard Chartered Bank1
- Standard Chartered Bank (hong Kong) Limited1
- Standard Chartered Bank Hong Kong1
- State Street Australia1
- State Street Bank & Trust - Hong Kong1
- State Street Bank and Trust Company - Hong Kong Branch1
- State Street Bank and Trust Company - Singapore Branch1
- State Street Bank and Trust Company - Tokyo Branch1
- State Street Bank and Trust Company, London1
- State Street Bank International GMBH, Luxembourg Branch1
- State Street Cayman Trust1
- State Street Company Canada1
- State Street Global Advisors, Australia, Limited1
- State Street Global Services1
- State Street International (ireland) Limited1
- State Street Luxembourg1
- State Street Luxembourg Sa1
- State Street Trust and Banking1
- State Street Trust and Banking Co Limited1
- State Street Trustees Limited1
- Stifel, Nicolaus &1
- Stonehage Fleming Dealing & Treasury Services (jersey) Limited1
- Sumitomo Mitsui Trust (hong Kong) Limited1
- Sumitomo Mitsui Trust Bank (usa) Limited1
- Sumitomo Mitsui Trust Bank, Limited (london Branch)1
- Sumitomo Mitsui Trust Bank, Limited.1
- TD Prime Services1
- The Bank of New York Mellon Institutional Bank1
- The Bank of New York Mellon S.A./N.V.1
- The Bank of New York Mellon Sa/NV1
- The Bank of New York Mellon Sa/NV, Luxembourg Branch1
- The BNY Mellon Sa/NV, Asset1
- The Hong Kong and Shanghai Banking Corporation Limited1
- The Northern Trust Company Melbourne Branch1
- The Northern Trust Company, London Branch1
- The Northern Trust International Banking1
- The State Street Bank and Trust1
- The Variable Annuity Life Insurance1
- Tiaa Financial Services1
- Tiaa-Cref1
- Truist Bank1
- Truist Investment Services1
- U.S Bank Assocation1
- U.S. Bancorp Asset Management1
- U.S. Bank Trust1
- U.S. Bank Trust Company, National Association1
- U.S. Bank, N.A.1
- UBS Group1
- UBS Switzerland Ag1
- Universal - Investment Gesellschaft MBH1
- US Bank Trust1
- US Bank, NA1
- Valic Trust1
- Vanguard Fiduciary Trust1
- Vanguard Group [malvern, Pa]1
- Vanguard Marketing1
- Vantage Trust1
- Wells Fargo &1
- Wells Fargo Bank1
- Wells Fargo Bank, National Association1
- Wells Fargo Securities1
- Wilmington Trust, N.A.1
- Wintrust Private Trust Company, N.A.1
- Woori Bank1
- Zions Bank1
- Zurcher Kantonalbank1
1,363 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Allspring Global InvestmentsCRD 104973 | Charlotte, NC | $475.78B | 301 | 10,401 |
| Asset Management OneCRD 110843 | Tokyo | $470.54B | 290 | 1,406 |
| J.P. Morgan Private InvestmentsCRD 110186 | New York, NY | $469.98B | 96 | 1,278,255 |
| Dodge & CoxCRD 104596 | San Francisco, CA | $466.56B | 100 | 740 |
| Ares ManagementCRD 130074 | Los Angeles, CA | $458.82B | 1,550 | 702 |
| J.P. Morgan SecuritiesCRD 79 | New York, NY | $429.69B | 8,479 | 1,246,646 |
| Principal Global InvestorsCRD 109002 | Des Moines, IA | $427.71B | 337 | 8,205 |
| U.S. Bancorp Asset ManagementCRD 111912 | Minneapolis, MN | $427.48B | 62 | 881 |
| BNY Mellon Investment AdviserCRD 105642 | New York, NY | $419.46B | 14 | 91 |
| Mitsubishi Ufj Trust and BankingCRD 296868 | Tokyo | $406.96B | 300 | 32,595 |
| Kohlberg Kravis Roberts &CRD 144533 | New York, NY | $399.90B | 706 | 218 |
| Neuberger Berman Investment AdvisersCRD 124687 | New York, NY | $398.65B | 646 | 43,954 |
| Robert W. Baird &CRD 8158 | Milwaukee, WI | $394.07B | 3,170 | 241,359 |
| BaringsCRD 106006 | Charlotte, NC | $392.75B | 465 | 417 |
| Raymond James Financial Services AdvisorsCRD 149018 | Saint Petersburg, FL | $390.04B | 6,024 | 508,439 |
| Loomis, Sayles &CRD 105377 | Boston, MA | $386.88B | 728 | 24,675 |
| Fisher Asset ManagementCRD 107342 | Plano, TX | $386.67B | 1,948 | 199,922 |
| Janus Henderson Investors USCRD 104652 | Denver, CO | $380.43B | 152 | 7,475 |
| Dimensional Fund AdvisorsCRD 107472 | London | $364.73B | 64 | 100 |
| Dfa Australia LimitedCRD 107621 | Sydney | $361.60B | 55 | 100 |
| Arrowstreet Capital, Limited PartnershipCRD 111298 | Boston, MA | $351.32B | 102 | 162 |
| FiamCRD 133196 | Smithfield, RI | $347.73B | 139 | 596 |
| Pgim InvestmentsCRD 105670 | Newark, NJ | $344.84B | 97 | 44 |
| Vanguard AdvisersCRD 106715 | Malvern, PA | $344.62B | 1,903 | 791,528 |
| Nisa Investment AdvisorsCRD 107313 | ST. Louis, MO | $343.89B | 217 | 440 |
| Pictet Asset Management SaCRD 140074 | Geneva | $330.70B | 166 | 575 |
| Nyl InvestorsCRD 169553 | New York, NY | $329.20B | 189 | 34 |
| Cambridge AssociatesCRD 104942 | Boston, MA | $326.70B | 424 | 604 |
| Financial Engines AdvisorsCRD 104510 | Santa Clara, CA | $326.29B | 553 | 1,244,406 |
| Allspring Funds ManagementCRD 110841 | Charlotte, NC | $324.65B | 3 | 10,118 |
| Northwestern Mutual Investment ManagementCRD 307865 | Milwaukee, WI | $323.08B | 213 | 23 |
| Aqr Capital ManagementCRD 111883 | Greenwich, CT | $311.70B | 276 | 717 |
| RBC Capital MarketsCRD 31194 | New York, NY | $310.43B | 5,908 | 283,910 |
| First Trust AdvisorsCRD 107027 | Wheaton, IL | $309.24B | 143 | 5,731 |
| American Century Investment ManagementCRD 105778 | Kansas City, MO | $305.98B | 211 | 716 |
| Samsung Asset ManagementCRD 158319 | Seoul | $300.82B | 365 | 1,063 |
| Creative PlanningCRD 105348 | Overland Park, KS | $295.57B | 1,538 | 100,298 |
| Tiaa-Cref Investment ManagementCRD 107168 | New York, NY | $292.13B | 296 | 8 |
| Carlyle Investment ManagementCRD 111128 | Washington, DC | $283.81B | 317 | 612 |
| Victory Capital ManagementCRD 106189 | San Antonio, TX | $282.71B | 170 | 18,120 |
| Nuveen Asset ManagementCRD 155584 | Chicago, IL | $280.48B | 296 | 65,258 |
| T. Rowe Price InternationalCRD 126032 | London | $277.19B | 179 | 223 |
| Voya Investment ManagementCRD 106494 | New York, NY | $274.95B | 317 | 566 |
| Point72 Asset ManagementCRD 283077 | Stamford, CT | $274.10B | 1,587 | 19 |
| Taula Capital Management (uk)CRD 329863 | ST Helier | $273.22B | 27 | 6 |
| KKR Credit Advisors (us)CRD 146629 | San Francisco, CA | $270.85B | 181 | 204 |
| Legal & General Investment Management AmericaCRD 149156 | Chicago, IL | $267.16B | 104 | 195 |
| HSBC Global Asset Management (uk) LimitedCRD 154700 | London | $260.22B | 194 | 294 |
| Cetera Investment AdvisersCRD 105644 | Schaumburg, IL | $256.81B | 9,049 | 813,961 |
| Wells Fargo Advisors Financial NetworkCRD 11025 | ST. Louis, MO | $252.25B | 2,366 | 466,575 |
Allspring Global InvestmentsCRD 104973$475.78B
- Headquarters
- Charlotte, NC
- Advisory staff
- 301
- Clients
- 10,401
Asset Management OneCRD 110843$470.54B
- Headquarters
- Tokyo
- Advisory staff
- 290
- Clients
- 1,406
J.P. Morgan Private InvestmentsCRD 110186$469.98B
- Headquarters
- New York, NY
- Advisory staff
- 96
- Clients
- 1,278,255
Dodge & CoxCRD 104596$466.56B
- Headquarters
- San Francisco, CA
- Advisory staff
- 100
- Clients
- 740
Ares ManagementCRD 130074$458.82B
- Headquarters
- Los Angeles, CA
- Advisory staff
- 1,550
- Clients
- 702
J.P. Morgan SecuritiesCRD 79$429.69B
- Headquarters
- New York, NY
- Advisory staff
- 8,479
- Clients
- 1,246,646
Principal Global InvestorsCRD 109002$427.71B
- Headquarters
- Des Moines, IA
- Advisory staff
- 337
- Clients
- 8,205
U.S. Bancorp Asset ManagementCRD 111912$427.48B
- Headquarters
- Minneapolis, MN
- Advisory staff
- 62
- Clients
- 881
BNY Mellon Investment AdviserCRD 105642$419.46B
- Headquarters
- New York, NY
- Advisory staff
- 14
- Clients
- 91
Mitsubishi Ufj Trust and BankingCRD 296868$406.96B
- Headquarters
- Tokyo
- Advisory staff
- 300
- Clients
- 32,595
Kohlberg Kravis Roberts &CRD 144533$399.90B
- Headquarters
- New York, NY
- Advisory staff
- 706
- Clients
- 218
Neuberger Berman Investment AdvisersCRD 124687$398.65B
- Headquarters
- New York, NY
- Advisory staff
- 646
- Clients
- 43,954
Robert W. Baird &CRD 8158$394.07B
- Headquarters
- Milwaukee, WI
- Advisory staff
- 3,170
- Clients
- 241,359
BaringsCRD 106006$392.75B
- Headquarters
- Charlotte, NC
- Advisory staff
- 465
- Clients
- 417
Raymond James Financial Services AdvisorsCRD 149018$390.04B
- Headquarters
- Saint Petersburg, FL
- Advisory staff
- 6,024
- Clients
- 508,439
Loomis, Sayles &CRD 105377$386.88B
- Headquarters
- Boston, MA
- Advisory staff
- 728
- Clients
- 24,675
Fisher Asset ManagementCRD 107342$386.67B
- Headquarters
- Plano, TX
- Advisory staff
- 1,948
- Clients
- 199,922
Janus Henderson Investors USCRD 104652$380.43B
- Headquarters
- Denver, CO
- Advisory staff
- 152
- Clients
- 7,475
Dimensional Fund AdvisorsCRD 107472$364.73B
- Headquarters
- London
- Advisory staff
- 64
- Clients
- 100
Dfa Australia LimitedCRD 107621$361.60B
- Headquarters
- Sydney
- Advisory staff
- 55
- Clients
- 100
Arrowstreet Capital, Limited PartnershipCRD 111298$351.32B
- Headquarters
- Boston, MA
- Advisory staff
- 102
- Clients
- 162
FiamCRD 133196$347.73B
- Headquarters
- Smithfield, RI
- Advisory staff
- 139
- Clients
- 596
Pgim InvestmentsCRD 105670$344.84B
- Headquarters
- Newark, NJ
- Advisory staff
- 97
- Clients
- 44
Vanguard AdvisersCRD 106715$344.62B
- Headquarters
- Malvern, PA
- Advisory staff
- 1,903
- Clients
- 791,528
Nisa Investment AdvisorsCRD 107313$343.89B
- Headquarters
- ST. Louis, MO
- Advisory staff
- 217
- Clients
- 440
Pictet Asset Management SaCRD 140074$330.70B
- Headquarters
- Geneva
- Advisory staff
- 166
- Clients
- 575
Nyl InvestorsCRD 169553$329.20B
- Headquarters
- New York, NY
- Advisory staff
- 189
- Clients
- 34
Cambridge AssociatesCRD 104942$326.70B
- Headquarters
- Boston, MA
- Advisory staff
- 424
- Clients
- 604
Financial Engines AdvisorsCRD 104510$326.29B
- Headquarters
- Santa Clara, CA
- Advisory staff
- 553
- Clients
- 1,244,406
Allspring Funds ManagementCRD 110841$324.65B
- Headquarters
- Charlotte, NC
- Advisory staff
- 3
- Clients
- 10,118
Northwestern Mutual Investment ManagementCRD 307865$323.08B
- Headquarters
- Milwaukee, WI
- Advisory staff
- 213
- Clients
- 23
Aqr Capital ManagementCRD 111883$311.70B
- Headquarters
- Greenwich, CT
- Advisory staff
- 276
- Clients
- 717
RBC Capital MarketsCRD 31194$310.43B
- Headquarters
- New York, NY
- Advisory staff
- 5,908
- Clients
- 283,910
First Trust AdvisorsCRD 107027$309.24B
- Headquarters
- Wheaton, IL
- Advisory staff
- 143
- Clients
- 5,731
American Century Investment ManagementCRD 105778$305.98B
- Headquarters
- Kansas City, MO
- Advisory staff
- 211
- Clients
- 716
Samsung Asset ManagementCRD 158319$300.82B
- Headquarters
- Seoul
- Advisory staff
- 365
- Clients
- 1,063
Creative PlanningCRD 105348$295.57B
- Headquarters
- Overland Park, KS
- Advisory staff
- 1,538
- Clients
- 100,298
Tiaa-Cref Investment ManagementCRD 107168$292.13B
- Headquarters
- New York, NY
- Advisory staff
- 296
- Clients
- 8
Carlyle Investment ManagementCRD 111128$283.81B
- Headquarters
- Washington, DC
- Advisory staff
- 317
- Clients
- 612
Victory Capital ManagementCRD 106189$282.71B
- Headquarters
- San Antonio, TX
- Advisory staff
- 170
- Clients
- 18,120
Nuveen Asset ManagementCRD 155584$280.48B
- Headquarters
- Chicago, IL
- Advisory staff
- 296
- Clients
- 65,258
T. Rowe Price InternationalCRD 126032$277.19B
- Headquarters
- London
- Advisory staff
- 179
- Clients
- 223
Voya Investment ManagementCRD 106494$274.95B
- Headquarters
- New York, NY
- Advisory staff
- 317
- Clients
- 566
Point72 Asset ManagementCRD 283077$274.10B
- Headquarters
- Stamford, CT
- Advisory staff
- 1,587
- Clients
- 19
Taula Capital Management (uk)CRD 329863$273.22B
- Headquarters
- ST Helier
- Advisory staff
- 27
- Clients
- 6
KKR Credit Advisors (us)CRD 146629$270.85B
- Headquarters
- San Francisco, CA
- Advisory staff
- 181
- Clients
- 204
Legal & General Investment Management AmericaCRD 149156$267.16B
- Headquarters
- Chicago, IL
- Advisory staff
- 104
- Clients
- 195
HSBC Global Asset Management (uk) LimitedCRD 154700$260.22B
- Headquarters
- London
- Advisory staff
- 194
- Clients
- 294
Cetera Investment AdvisersCRD 105644$256.81B
- Headquarters
- Schaumburg, IL
- Advisory staff
- 9,049
- Clients
- 813,961
Wells Fargo Advisors Financial NetworkCRD 11025$252.25B
- Headquarters
- ST. Louis, MO
- Advisory staff
- 2,366
- Clients
- 466,575
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
This is one page of the directory, 50 firms at a time, ordered by the regulatory assets each firm reports in Item 5.F of its Form ADV. Order is a filed figure, not a ranking: a larger firm is not a better one.
Every firm is also reachable by state, by city and by custodian, and through search. Each profile restates one firm's filings with the figures as filed, the date of the filing, and a link to the document on the SEC's own site.