Firms by custodian
Registered investment advisers that custody at Caceis Bank
3 SEC-registered advisers report Caceis Bank as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
3 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Cheyne Capital Management (uk)CRD 158991 | London | $39.92B | 42 | 49 |
| Ullico Investment AdvisorsCRD 106628 | Bethesda, MD | $13.92B | 58 | 25 |
| James Hambro & PartnersCRD 286283 | London | $13.01B | 25 | 6,993 |
Cheyne Capital Management (uk)CRD 158991$39.92B
- Headquarters
- London
- Advisory staff
- 42
- Clients
- 49
Ullico Investment AdvisorsCRD 106628$13.92B
- Headquarters
- Bethesda, MD
- Advisory staff
- 58
- Clients
- 25
James Hambro & PartnersCRD 286283$13.01B
- Headquarters
- London
- Advisory staff
- 25
- Clients
- 6,993
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Caceis Bank here says only what the filing says, and implies nothing about either firm's service.