Firms by custodian
Registered investment advisers that custody at U.S. Bank, NA
3 SEC-registered advisers report U.S. Bank, NA as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
3 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Sixth Street AdvisersCRD 159014 | Dallas, TX | $101.61B | 338 | 177 |
| Icg InvestmentsCRD 162589 | New York, NY | $49.69B | 54 | 115 |
| Chandler Asset ManagementCRD 107287 | San Diego, CA | $45.31B | 20 | 259 |
Sixth Street AdvisersCRD 159014$101.61B
- Headquarters
- Dallas, TX
- Advisory staff
- 338
- Clients
- 177
Icg InvestmentsCRD 162589$49.69B
- Headquarters
- New York, NY
- Advisory staff
- 54
- Clients
- 115
Chandler Asset ManagementCRD 107287$45.31B
- Headquarters
- San Diego, CA
- Advisory staff
- 20
- Clients
- 259
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming U.S. Bank, NA here says only what the filing says, and implies nothing about either firm's service.