Clients
Icg Investments serves 115 clients, 113 of them pooled investment vehicles. The average client has about $432 million with the firm.
- Pooled investment vehicles113 clients100%
- Insurance companies2 clients0%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 113 | $49,680,905,321 | 100.0% | $439.7M |
| Insurance companies | 2 | $6,130,804 | 0.0% | $3.07M |
| Total | 115 | $49,687,036,125 | 100% | $432.1M |
- Clients
- 113
- Regulatory AUM
- $49,680,905,321
- Share
- 100.0%
- Avg. per client
- $439.7M
- Clients
- 2
- Regulatory AUM
- $6,130,804
- Share
- 0.0%
- Avg. per client
- $3.07M
Total
- Clients
- 115
- Regulatory AUM
- $49,687,036,125
- Share
- 100%
- Avg. per client
- $432.1M
What it does
Icg Investments provides portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets and performance-based fees.
Icg Investments advises 67 private funds.
100.0% of assets ($49.69B across 115 accounts) are managed with discretion. 63% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Other100%
- Private debt investments, consisting of subordinated debt, second lien debt and first lien debt.100%
Custodians
Icg Investments’ client accounts are held mainly at U.S. Bank NA, with 0% of managed assets, and J.P. Morgan, with 0%. Icg Investments has custody of client assets.
- OtherJ.P. Morgan, U.S. Bank NA, All other custodians100%
Ownership and leadership
Icg FMC Limited owns 75% or more of Icg Investments.
- Owns 75% or more of Icg Investments Inc
Icg FMC Limited
Control person · since July 2013
Icg PLC
Shareholder of icg fmc limited · Control person · since July 2013
Leadership
- James O'ConnorChief Compliance Officer & Co-Chief Control Officer
- David BicarreguiDirector & Authorized Officer
- Ryan LevittDirector
- Brian SpennerDirector
Staff
- 94 employees
- 54 in advisory functions
Fees
Icg Investments is paid through a percentage of assets under management and performance-based fees.
Icg Investments’ fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Icg Investments has 4 offices, with 1 listed address in 1 state.
New York · 1 listed address
- 277 Park Avenue, 40th & 41st Floor, New YorkHQ
Registration details
- Legal name
- Icg Investments Inc
- Headquarters
- 277 Park Avenue, 40th & 41st Floor, New York, NY 10172
- Phone
- 212-710-9650
- Website
- Not reported
- SEC file
- 801-79072
- Structure
- Delaware corporation
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Icg Investments have?
Icg Investments has 115 clients and manages $49.7 billion for them, as of July 2026. They include 113 pooled investment vehicles and 2 insurance companies.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 July 2026
What services does Icg Investments offer?
Icg Investments provides portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Icg Investments use?
Icg Investments’ separately managed account assets are held at U.S. Bank NA (Milwaukee, WI), with $5,998,116 and JP Morgan Chase N.A. (Brooklyn, NY), with $3,738,088. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 July 2026
How many financial advisors does Icg Investments have?
Icg Investments has 0 investment adviser representatives registered with state securities authorities, out of 94 employees, and 54 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Icg Investments invest in?
At the end of its last fiscal year, Icg Investments’ separately managed accounts held 100% private debt investments, consisting of subordinated debt, second lien debt and first lien debt.. It advises 67 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Icg Investments?
Icg Investments’ direct owner is Icg FMC Limited (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 23 July 2026
How does Icg Investments get paid?
Icg Investments is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file