Skip to content

Rokos Capital Management (us)

SEC-registered adviser since 2020New York City, NYCRD 306046

6
Clients
22
Advisory staff

From Form ADV filed 26 August 2026 · data retrieved 15 October 2026SEC record

Rokos Capital Management (us) is an investment adviser headquartered in New York City, New York, and registered with the SEC since 2020. Its clients include pooled investment vehicles.

Its services include portfolio management for pooled vehicles. Fee arrangements include a percentage of assets under management and other arrangements. Christopher Rokos owns 75% or more of Rokos Capital Management (us).

Clients

Rokos Capital Management (us) serves 6 clients. The average client has about $3.37 billion with the firm.

Regulatory assets by client type
  • Pooled investment vehicles6 clients100%
Show client breakdown
Pooled investment vehicles
Clients
6
Regulatory AUM
$20,195,507,416
Share
100.0%
Avg. per client
$3.37B

Total

Clients
6
Regulatory AUM
$20,195,507,416
Share
100%
Avg. per client
$3.37B

What it does

Rokos Capital Management (us) provides portfolio management for pooled vehicles. It is paid through a percentage of assets and other arrangements.

Rokos Capital Management (us) advises 2 private funds.

100.0% of assets ($20.20B across 6 accounts) are managed with discretion. 80% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

Custodians

Rokos Capital Management (us) has custody of $20.20B for 6 clients.

Managed account assets by custodian
  • All other custodians$20.20B100%

Ownership and leadership

Christopher Rokos owns 75% or more of Rokos Capital Management (us).

Who owns the firm
Rokos Capital Management (us) LP· the adviser
  • Christopher Rokos

    Control person · since April 2020

    Owns 75% or more of Rokos Capital Management (us) LP
  • Rokos Capital Management (jersey) LP

    Control person · since September 2019

    Owns 75% or more of Rokos Capital Management (us) LP
  • Rokos Services (uk) LTD

    since January 2016

    Owns 75% or more of Rokos Capital Management (us) LP

Leadership

  • Kevin Tomera
    Chief Compliance Officer
  • Christos Nifadopoulos
    Chief Legal Officer
  • Christopher Rokos
    Limited Partner
  • Shubham Singal
    Chief Risk Officer

Staff

  • 51 employees
  • 22 in advisory functions

Fees

Rokos Capital Management (us) is paid through a percentage of assets under management and other.

Rokos Capital Management (us)’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Rokos Capital Management (us) has 0 offices, with 1 listed address in 1 state.

Listed office addresses by state

New York · 1 listed address

  • 645 Fifth Avenue, 21st Floor, New York CityHQ

Registration details

Legal name
Rokos Capital Management (us) LP
Headquarters
645 Fifth Avenue, 21st Floor, New York City, NY 10022
SEC file
801-119331
Structure
Delaware limited partnership
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Rokos Capital Management (us) have?

Rokos Capital Management (us) has 6 clients and manages $20.2 billion for them, as of August 2026.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 August 2026

What services does Rokos Capital Management (us) offer?

Rokos Capital Management (us) provides portfolio management for pooled vehicles.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Rokos Capital Management (us) have?

Rokos Capital Management (us) has 0 investment adviser representatives registered with state securities authorities, out of 51 employees, and 22 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns Rokos Capital Management (us)?

Rokos Capital Management (us) is owned through holding companies by Rokos Intermediate (jersey) Limited. Its direct owners are Christopher Rokos (75% or more), Rokos Capital Management (jersey) LP (75% or more) and Rokos Services (uk) LTD (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 26 August 2026

How does Rokos Capital Management (us) get paid?

Rokos Capital Management (us) is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 26 August 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 306046.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

Download source data (JSON)How this directory is compiledReport a correction

This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Rokos Capital Management (us) LP and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.