{"url":"https://nivawealth.com/firms/rokos-capital-management-us-306046","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/306046","regulatoryAum":20195507416,"crd":"306046","secFileNumber":"801-119331","legalName":"Rokos Capital Management (us) LP","displayName":"Rokos Capital Management (us)","website":"https://www.rokoscapital.com/","linkedinUrl":"https://www.linkedin.com/company/rokoscapitalmanagement/","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"645 Fifth Avenue, 21st Floor","city":"New York City","state":"NY","stateName":"New York","country":"United States","postalCode":"10022"},"tradeNames":[],"registration":{"secApproved":"24 August 2020","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":51,"advisory":22,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":20195507416,"discretionaryAccounts":6,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":80,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":6,"regulatoryAum":20195507416}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Rokos Capital Management (us) has custody of $20.20B for 6 clients.","otherCustodians":[],"leadership":[{"name":"Kevin Tomera","title":"Chief Compliance Officer","crd":"7925697"},{"name":"Christos Nifadopoulos","title":"Chief Legal Officer","crd":"7428384"},{"name":"Christopher Rokos","title":"Limited Partner","crd":"2676971"},{"name":"Shubham Singal","title":"Chief Risk Officer","crd":"7853227"}],"ownership":[{"label":"Christopher Rokos","detail":"Limited partner in the 75% or more ownership band and a control person, since April 2020. Also a limited partner of Rokos Capital Management (jersey) LP in the 75% or more band and a control person, since April 2015."},{"label":"Rokos Capital Management (jersey) LP","detail":"Indirect owner: a shareholder of Rokos Capital Management (us) GP LLC in the 75% or more band and a control person, since September 2019.","parent":"Rokos Capital Management (us) GP LLC"},{"label":"Rokos Capital Management (GP) LTD","detail":"Indirect owner: general partner of Rokos Capital Management (jersey) LP and a control person, since September 2015.","parent":"Rokos Capital Management (jersey) LP"},{"label":"Rokos Services (uk) LTD","detail":"Indirect owner: a shareholder of Rokos Services (us) LLC in the 75% or more band, since January 2016.","parent":"Rokos Services (us) LLC"},{"label":"Rokos Intermediate (jersey) Limited","detail":"Indirect owner: a shareholder of Rokos Services (uk) LTD in the 75% or more band, since September 2015.","parent":"Rokos Services (uk) LTD"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"645 Fifth Avenue, 21st Floor","city":"New York City","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"16464481400","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":2},"sources":{"adv1FilingDate":"26 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/306046/PDF/306046.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Rokos Capital Management (us) have?","answer":"Rokos Capital Management (us) has 6 clients and manages $20.2 billion for them, as of August 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Rokos Capital Management (us) offer?","answer":"Rokos Capital Management (us) provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Rokos Capital Management (us) have?","answer":"Rokos Capital Management (us) has 0 investment adviser representatives registered with state securities authorities, out of 51 employees, and 22 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Rokos Capital Management (us)?","answer":"Rokos Capital Management (us) is owned through holding companies by Rokos Intermediate (jersey) Limited. Its direct owners are Christopher Rokos (75% or more), Rokos Capital Management (jersey) LP (75% or more) and Rokos Services (uk) LTD (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Rokos Capital Management (us) get paid?","answer":"Rokos Capital Management (us) is paid through a percentage of assets under management and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}