Firms by custodian
Registered investment advisers that custody at Nomura Bank Switzerland
One SEC-registered adviser reports Nomura Bank Switzerland as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
1 firm listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Nippon Life Global Investors AmericasCRD 156244 | New York, NY | $82.99B | 71 | 146 |
Nippon Life Global Investors AmericasCRD 156244$82.99B
- Headquarters
- New York, NY
- Advisory staff
- 71
- Clients
- 146
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Nomura Bank Switzerland here says only what the filing says, and implies nothing about either firm's service.