Firms by custodian
Registered investment advisers that custody at Bank of New York Mellon
53 SEC-registered advisers report Bank of New York Mellon as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
53 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| PgimCRD 105676 | Newark, NJ | $1131.64B | 1,350 | 611 |
| Invesco AdvisersCRD 105360 | Atlanta, GA | $749.52B | 713 | 82,498 |
| Millennium ManagementCRD 158117 | New York, NY | $720.85B | 3,055 | 27 |
| Parametric Portfolio AssociatesCRD 114310 | Seattle, WA | $684.78B | 213 | 240,290 |
| Ares ManagementCRD 130074 | Los Angeles, CA | $458.82B | 1,550 | 702 |
| Principal Global InvestorsCRD 109002 | Des Moines, IA | $427.71B | 337 | 8,205 |
| BaringsCRD 106006 | Charlotte, NC | $392.75B | 465 | 417 |
| Pictet Asset Management SaCRD 140074 | Geneva | $330.70B | 166 | 575 |
| Victory Capital ManagementCRD 106189 | San Antonio, TX | $282.71B | 170 | 18,120 |
| Oaktree Capital ManagementCRD 106793 | Los Angeles, CA | $183.29B | 282 | 373 |
| Acadian Asset ManagementCRD 106609 | Boston, MA | $177.46B | 125 | 350 |
| HPS Investment PartnersCRD 282125 | New York, NY | $175.72B | 402 | 563 |
| Nomura Investment Management Business TrustCRD 105390 | Philadelphia, PA | $144.04B | 219 | 287 |
| Rathbones Investment Management LimitedCRD 124925 | Liverpool | $135.09B | 725 | 150,885 |
| Aflac Asset ManagementCRD 304316 | New York, NY | $133.47B | 39 | 9 |
| LSV Asset ManagementCRD 109918 | Chicago, IL | $104.25B | 15 | 216 |
| Sixth Street AdvisersCRD 159014 | Dallas, TX | $101.61B | 338 | 177 |
| Ares Capital ManagementCRD 131619 | Los Angeles, CA | $97.62B | 411 | 46 |
| Eaton Vance ManagementCRD 104859 | Boston, MA | $97.02B | 160 | 3,826 |
| Fort Washington Investment AdvisorsCRD 107126 | Cincinnati, OH | $93.47B | 72 | 755 |
| H.I.G. CapitalCRD 160711 | Miami, FL | $72.33B | 533 | 191 |
| Tiaa-Cref Tuition FinancingCRD 108580 | New York, NY | $70.51B | 5 | 9 |
| Blackstone Real Estate Special Situations AdvisorsCRD 146043 | New York, NY | $69.98B | 134 | 70 |
| William Blair Investment ManagementCRD 173961 | Chicago, IL | $65.60B | 142 | 682 |
| Brown Brothers Harriman Credit PartnersCRD 338189 | New York, NY | $57.43B | 29 | 64 |
| Manulife Investment Management Private Markets (us)CRD 145508 | Boston, MA | $48.31B | 119 | 63 |
| Earnest PartnersCRD 107926 | Atlanta, GA | $42.61B | 16 | 7,415 |
| Milliman Financial Risk ManagementCRD 159377 | Chicago, IL | $40.33B | 135 | 76 |
| Voya Retirement AdvisorsCRD 3989 | Windsor, CT | $37.47B | 121 | 7,672 |
| Sound Point Capital ManagementCRD 157479 | New York, NY | $36.98B | 85 | 161 |
| Eaton Vance Advisers InternationalCRD 283733 | London | $35.52B | 60 | 42 |
| Kayne Anderson Capital AdvisorsCRD 104536 | Houston, TX | $34.11B | 142 | 113 |
| 26north PartnersCRD 322923 | New York, NY | $32.68B | 83 | 62 |
| Knights of Columbus Asset AdvisorsCRD 174129 | New Haven, CT | $30.51B | 233 | 6,094 |
| Atlanta Capital ManagementCRD 116719 | Atlanta, GA | $28.64B | 14 | 9,277 |
| Brown AdvisoryCRD 168985 | London | $26.58B | 36 | 986 |
| Allstate Investment ManagementCRD 107775 | Chicago, IL | $26.46B | 119 | 97 |
| RufferCRD 309733 | London | $24.87B | 35 | 5,250 |
| Arga Investment ManagementCRD 153665 | Miami, FL | $24.57B | 25 | 67 |
| J O Hambro Capital Management LimitedCRD 138653 | London | $22.31B | 37 | 55 |
| American Money Management Corporation ("ammc")CRD 161853 | Cincinnati, OH | $21.32B | 22 | 45 |
| Townsend HoldingsCRD 160006 | Cleveland, OH | $19.64B | 73 | 67 |
| Saba Capital ManagementCRD 154362 | New York, NY | $18.30B | 17 | 41 |
| Wertz York Capital Management GroupCRD 115344 | Tampa, FL | $18.16B | 9 | 33 |
| Nationwide Asset ManagementCRD 143668 | Columbus, OH | $15.19B | 107 | 3 |
| Centersquare Investment ManagementCRD 290078 | Conshohocken, PA | $13.70B | 57 | 101 |
| First Eagle Alternative CreditCRD 150900 | Boston, MA | $12.56B | 42 | 72 |
| Westwood ManagementCRD 110269 | Dallas, TX | $12.46B | 68 | 247 |
| Sprucegrove Investment ManagementCRD 106355 | Toronto, Ontario | $11.53B | 17 | 48 |
| Angel Oak Capital AdvisorsCRD 151090 | Atlanta, GA | $11.49B | 24 | 34 |
| Fermat Capital ManagementCRD 134099 | Westport, CT | $11.14B | 15 | 12 |
| Sound Point LunaCRD 128132 | New York, NY | $10.24B | 35 | 29 |
| Idr Investment ManagementCRD 286208 | Independence, OH | $10.19B | 13 | 9 |
PgimCRD 105676$1131.64B
- Headquarters
- Newark, NJ
- Advisory staff
- 1,350
- Clients
- 611
Invesco AdvisersCRD 105360$749.52B
- Headquarters
- Atlanta, GA
- Advisory staff
- 713
- Clients
- 82,498
Millennium ManagementCRD 158117$720.85B
- Headquarters
- New York, NY
- Advisory staff
- 3,055
- Clients
- 27
Parametric Portfolio AssociatesCRD 114310$684.78B
- Headquarters
- Seattle, WA
- Advisory staff
- 213
- Clients
- 240,290
Ares ManagementCRD 130074$458.82B
- Headquarters
- Los Angeles, CA
- Advisory staff
- 1,550
- Clients
- 702
Principal Global InvestorsCRD 109002$427.71B
- Headquarters
- Des Moines, IA
- Advisory staff
- 337
- Clients
- 8,205
BaringsCRD 106006$392.75B
- Headquarters
- Charlotte, NC
- Advisory staff
- 465
- Clients
- 417
Pictet Asset Management SaCRD 140074$330.70B
- Headquarters
- Geneva
- Advisory staff
- 166
- Clients
- 575
Victory Capital ManagementCRD 106189$282.71B
- Headquarters
- San Antonio, TX
- Advisory staff
- 170
- Clients
- 18,120
Oaktree Capital ManagementCRD 106793$183.29B
- Headquarters
- Los Angeles, CA
- Advisory staff
- 282
- Clients
- 373
Acadian Asset ManagementCRD 106609$177.46B
- Headquarters
- Boston, MA
- Advisory staff
- 125
- Clients
- 350
HPS Investment PartnersCRD 282125$175.72B
- Headquarters
- New York, NY
- Advisory staff
- 402
- Clients
- 563
Nomura Investment Management Business TrustCRD 105390$144.04B
- Headquarters
- Philadelphia, PA
- Advisory staff
- 219
- Clients
- 287
Rathbones Investment Management LimitedCRD 124925$135.09B
- Headquarters
- Liverpool
- Advisory staff
- 725
- Clients
- 150,885
Aflac Asset ManagementCRD 304316$133.47B
- Headquarters
- New York, NY
- Advisory staff
- 39
- Clients
- 9
LSV Asset ManagementCRD 109918$104.25B
- Headquarters
- Chicago, IL
- Advisory staff
- 15
- Clients
- 216
Sixth Street AdvisersCRD 159014$101.61B
- Headquarters
- Dallas, TX
- Advisory staff
- 338
- Clients
- 177
Ares Capital ManagementCRD 131619$97.62B
- Headquarters
- Los Angeles, CA
- Advisory staff
- 411
- Clients
- 46
Eaton Vance ManagementCRD 104859$97.02B
- Headquarters
- Boston, MA
- Advisory staff
- 160
- Clients
- 3,826
Fort Washington Investment AdvisorsCRD 107126$93.47B
- Headquarters
- Cincinnati, OH
- Advisory staff
- 72
- Clients
- 755
H.I.G. CapitalCRD 160711$72.33B
- Headquarters
- Miami, FL
- Advisory staff
- 533
- Clients
- 191
Tiaa-Cref Tuition FinancingCRD 108580$70.51B
- Headquarters
- New York, NY
- Advisory staff
- 5
- Clients
- 9
Blackstone Real Estate Special Situations AdvisorsCRD 146043$69.98B
- Headquarters
- New York, NY
- Advisory staff
- 134
- Clients
- 70
William Blair Investment ManagementCRD 173961$65.60B
- Headquarters
- Chicago, IL
- Advisory staff
- 142
- Clients
- 682
Brown Brothers Harriman Credit PartnersCRD 338189$57.43B
- Headquarters
- New York, NY
- Advisory staff
- 29
- Clients
- 64
Manulife Investment Management Private Markets (us)CRD 145508$48.31B
- Headquarters
- Boston, MA
- Advisory staff
- 119
- Clients
- 63
Earnest PartnersCRD 107926$42.61B
- Headquarters
- Atlanta, GA
- Advisory staff
- 16
- Clients
- 7,415
Milliman Financial Risk ManagementCRD 159377$40.33B
- Headquarters
- Chicago, IL
- Advisory staff
- 135
- Clients
- 76
Voya Retirement AdvisorsCRD 3989$37.47B
- Headquarters
- Windsor, CT
- Advisory staff
- 121
- Clients
- 7,672
Sound Point Capital ManagementCRD 157479$36.98B
- Headquarters
- New York, NY
- Advisory staff
- 85
- Clients
- 161
Eaton Vance Advisers InternationalCRD 283733$35.52B
- Headquarters
- London
- Advisory staff
- 60
- Clients
- 42
Kayne Anderson Capital AdvisorsCRD 104536$34.11B
- Headquarters
- Houston, TX
- Advisory staff
- 142
- Clients
- 113
26north PartnersCRD 322923$32.68B
- Headquarters
- New York, NY
- Advisory staff
- 83
- Clients
- 62
Knights of Columbus Asset AdvisorsCRD 174129$30.51B
- Headquarters
- New Haven, CT
- Advisory staff
- 233
- Clients
- 6,094
Atlanta Capital ManagementCRD 116719$28.64B
- Headquarters
- Atlanta, GA
- Advisory staff
- 14
- Clients
- 9,277
Brown AdvisoryCRD 168985$26.58B
- Headquarters
- London
- Advisory staff
- 36
- Clients
- 986
Allstate Investment ManagementCRD 107775$26.46B
- Headquarters
- Chicago, IL
- Advisory staff
- 119
- Clients
- 97
RufferCRD 309733$24.87B
- Headquarters
- London
- Advisory staff
- 35
- Clients
- 5,250
Arga Investment ManagementCRD 153665$24.57B
- Headquarters
- Miami, FL
- Advisory staff
- 25
- Clients
- 67
J O Hambro Capital Management LimitedCRD 138653$22.31B
- Headquarters
- London
- Advisory staff
- 37
- Clients
- 55
American Money Management Corporation ("ammc")CRD 161853$21.32B
- Headquarters
- Cincinnati, OH
- Advisory staff
- 22
- Clients
- 45
Townsend HoldingsCRD 160006$19.64B
- Headquarters
- Cleveland, OH
- Advisory staff
- 73
- Clients
- 67
Saba Capital ManagementCRD 154362$18.30B
- Headquarters
- New York, NY
- Advisory staff
- 17
- Clients
- 41
Wertz York Capital Management GroupCRD 115344$18.16B
- Headquarters
- Tampa, FL
- Advisory staff
- 9
- Clients
- 33
Nationwide Asset ManagementCRD 143668$15.19B
- Headquarters
- Columbus, OH
- Advisory staff
- 107
- Clients
- 3
Centersquare Investment ManagementCRD 290078$13.70B
- Headquarters
- Conshohocken, PA
- Advisory staff
- 57
- Clients
- 101
First Eagle Alternative CreditCRD 150900$12.56B
- Headquarters
- Boston, MA
- Advisory staff
- 42
- Clients
- 72
Westwood ManagementCRD 110269$12.46B
- Headquarters
- Dallas, TX
- Advisory staff
- 68
- Clients
- 247
Sprucegrove Investment ManagementCRD 106355$11.53B
- Headquarters
- Toronto, Ontario
- Advisory staff
- 17
- Clients
- 48
Angel Oak Capital AdvisorsCRD 151090$11.49B
- Headquarters
- Atlanta, GA
- Advisory staff
- 24
- Clients
- 34
Fermat Capital ManagementCRD 134099$11.14B
- Headquarters
- Westport, CT
- Advisory staff
- 15
- Clients
- 12
Sound Point LunaCRD 128132$10.24B
- Headquarters
- New York, NY
- Advisory staff
- 35
- Clients
- 29
Idr Investment ManagementCRD 286208$10.19B
- Headquarters
- Independence, OH
- Advisory staff
- 13
- Clients
- 9
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Bank of New York Mellon here says only what the filing says, and implies nothing about either firm's service.