Clients
Westwood Management serves 247 clients, 146 of them other individuals. The average client has about $50 million with the firm, and high-net-worth clients hold 1% of its $12.5 billion in assets.
- Investment companies24 clients46%
- Pooled investment vehicles16 clients12%
- Pension and profit-sharing plans10 clients9%
- State or municipal government entities18 clients22%
- Sovereign wealth funds and foreign official institutions4%
- OtherCorporations and other businesses, Individuals, High-net-worth individuals, Charitable organizations7%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 146 | $195,651,088 | 1.6% | $1.34M |
| High-net-worth individuals | 19 | $81,748,065 | 0.7% | $4.30M |
| Investment companies | 24 | $5,763,760,169 | 46.3% | $240.2M |
| Pooled investment vehicles | 16 | $1,523,393,421 | 12.2% | $95.2M |
| Pension and profit-sharing plans | 10 | $1,141,721,193 | 9.2% | $114.2M |
| Charitable organizations | 7 | $248,095,808 | 2.0% | $35.4M |
| State or municipal government entities | 18 | $2,720,899,164 | 21.8% | $151.2M |
| Sovereign wealth funds and foreign official institutions | Not reported | $474,733,475 | 3.8% | — |
| Corporations and other businesses | 7 | $307,039,864 | 2.5% | $43.9M |
| Total | 247 | $12,457,042,247 | 100% | $50.4M |
- Clients
- 146
- Regulatory AUM
- $195,651,088
- Share
- 1.6%
- Avg. per client
- $1.34M
- Clients
- 19
- Regulatory AUM
- $81,748,065
- Share
- 0.7%
- Avg. per client
- $4.30M
- Clients
- 24
- Regulatory AUM
- $5,763,760,169
- Share
- 46.3%
- Avg. per client
- $240.2M
- Clients
- 16
- Regulatory AUM
- $1,523,393,421
- Share
- 12.2%
- Avg. per client
- $95.2M
- Clients
- 10
- Regulatory AUM
- $1,141,721,193
- Share
- 9.2%
- Avg. per client
- $114.2M
- Clients
- 7
- Regulatory AUM
- $248,095,808
- Share
- 2.0%
- Avg. per client
- $35.4M
- Clients
- 18
- Regulatory AUM
- $2,720,899,164
- Share
- 21.8%
- Avg. per client
- $151.2M
- Clients
- Not reported
- Regulatory AUM
- $474,733,475
- Share
- 3.8%
- Avg. per client
- —
- Clients
- 7
- Regulatory AUM
- $307,039,864
- Share
- 2.5%
- Avg. per client
- $43.9M
Total
- Clients
- 247
- Regulatory AUM
- $12,457,042,247
- Share
- 100%
- Avg. per client
- $50.4M
What it does
Westwood Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and other activities. It is paid through a percentage of assets and performance-based fees.
Westwood Management advises no private funds.
100.0% of assets ($12.46B across 249 accounts) are managed with discretion. $23.6M sits in a wrap fee program the firm both sponsors and manages. 0% of clients are outside the U.S., and 40 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks91%
- Bonds7%
- Cash2%
Custodians
Westwood Management’s client accounts are held mainly at The Northern Trust, with 9% of managed assets, and Bank of New York Mellon, with 8%. Westwood Management has custody of client assets.
- State Street Bank and TrustState Street Bank and Trust Company · Boston, MA · $853.4M7%
- The Northern TrustThe Northern Trust Company · Chicago, IL · $1.10B9%
- J.P. MorganJpmorgan Chase Bank, N.A. · Delaware, OH · $531.5M4%
- Bank of New York MellonBank of New York Mellon · New York, NY · $944.0M8%
- All other custodians$9.03B73%
Ownership and leadership
Westwood Holdings Group, Inc. owns 75% or more of Westwood Management.
- Owns 75% or more of Westwood Management Corp
Westwood Holdings Group, Inc.
Control person · since December 2001
Leadership
- John EhingerSenior Vice President, Head of Legal and Compliance
- Fabian GomezPresident, Chief Operating Officer
- Murray ForbesSVP, Chief Financial Officer, Treasurer
- Askari FoyChief Compliance Officer
- Brian CaseyCEO, Director
- Susan MontgomeryChairman and Director
Staff
- 95 employees
- 68 in advisory functions
- 12 state-registered reps
- 27 broker-dealer reps
Fees
Westwood Management is paid through a percentage of assets under management and performance-based fees.
Westwood Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Westwood Management has 2 offices, with 3 listed addresses across 2 states.
Texas · 2 listed addresses
- 200 Crescent Court, Suite 1200, DallasHQ
- 10000 Memorial DR., Houston
Illinois · 1 listed address
- 2015 Spring Road, Oak Brook
Registration details
- Legal name
- Westwood Management Corp
- Headquarters
- 200 Crescent Court, Suite 1200, Dallas, TX 75201
- Phone
- 214-756-6900
- Website
- Not reported
- SEC file
- 801-18727
- Structure
- New York corporation
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Westwood Management have?
Westwood Management has 247 clients and manages $12.5 billion for them, as of March 2026. They include 146 other individuals, 24 investment companies and 19 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Westwood Management offer?
Westwood Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and other activities.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Westwood Management use?
Westwood Management’s separately managed account assets are held at The Northern Trust Company (Chicago, IL), with $1,096,385,593, Bank of New York Mellon (New York, NY), with $943,999,391, State Street Bank and Trust Company (Boston, MA), with $853,407,812 and Jpmorgan Chase Bank, N.A. (Delaware, OH), with $531,504,695. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Westwood Management have?
Westwood Management has 12 investment adviser representatives registered with state securities authorities, out of 95 employees, and 68 perform investment advisory functions. 27 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Westwood Management invest in?
At the end of its last fiscal year, Westwood Management’s separately managed accounts held 91% exchange-traded equities, 7% investment grade corporate bonds and 2% cash and equivalents. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Westwood Management?
Westwood Management’s direct owner is Westwood Holdings Group, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Westwood Management get paid?
Westwood Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file