Clients
Wertz York Capital Management Group serves 33 clients, 25 of them state or municipal government entities. The average client has about $550 million with the firm.
- Pooled investment vehicles8 clients53%
- State or municipal government entities25 clients47%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 8 | $9,588,848,031 | 52.8% | $1.20B |
| State or municipal government entities | 25 | $8,575,283,085 | 47.2% | $343.0M |
| Total | 33 | $18,164,131,116 | 100% | $550.4M |
- Clients
- 8
- Regulatory AUM
- $9,588,848,031
- Share
- 52.8%
- Avg. per client
- $1.20B
- Clients
- 25
- Regulatory AUM
- $8,575,283,085
- Share
- 47.2%
- Avg. per client
- $343.0M
Total
- Clients
- 33
- Regulatory AUM
- $18,164,131,116
- Share
- 100%
- Avg. per client
- $550.4M
What it does
Wertz York Capital Management Group provides portfolio management for pooled vehicles, portfolio management for institutions, educational seminars and other activities. It is paid through a percentage of assets, hourly charges and fixed fees.
Wertz York Capital Management Group provided financial planning to 0 clients last fiscal year and advises no private funds.
68.4% of assets ($12.43B across 17 accounts) are managed with discretion; $5.74B across 16 accounts are not. 0% of clients are outside the U.S., and 3 clients received advice without assets under management last fiscal year.
What the accounts hold
- Funds74%
- Pooled vehicles72%
- Registered funds2%
- Bonds19%
- U.S. government and agency bonds18%
- Investment grade corporate bonds1%
- Cash5%
- Other2%
- Commercial papers and bank cds.2%
Custodians
Wertz York Capital Management Group’s client accounts are held mainly at Bank of New York Mellon, with 55% of managed assets, and US Bank, with 9%. Wertz York Capital Management Group does not have custody of client assets.
- US BankUS Bank · Cincinnati, OH · $1.58B9%
- Bank of New York MellonBank of New York Mellon Corp · New York, NY · $10.00B55%
- All other custodians$6.58B36%
Ownership and leadership
Michael Wertz owns 75% or more of Wertz York Capital Management Group.
- Owns 75% or more of Wertz York Capital Management Group, LLC
Michael Wertz
Control person · since June 2025
- Owns 5% to 10% of Wertz York Capital Management Group, LLC
David Jang
Control person · since June 2025
Leadership
- Michael WertzPresident/CEO
- Jason EwaskoChief Compliance Officer
- David JangChairman/Chief Revenue Officer
Staff
- 20 employees
- 9 in advisory functions
- 7 state-registered reps
- 3 soliciting firms
Fees
Wertz York Capital Management Group is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees).
Wertz York Capital Management Group’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Wertz York Capital Management Group has 0 offices, with 1 listed address in 1 state.
Florida · 1 listed address
- 4830 W. Kennedy BLVD., One Urban Centre - Suite 835, TampaHQ
Registration details
- Legal name
- Wertz York Capital Management Group, LLC
- Headquarters
- 4830 W. Kennedy BLVD., One Urban Centre - Suite 835, Tampa, FL 33609
- Phone
- 813-238-4800
- Website
- Not reported
- SEC file
- 801-60690
- Structure
- Florida LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Wertz York Capital Management Group have?
Wertz York Capital Management Group has 33 clients and manages $18.2 billion for them, as of March 2026. They include 25 state or municipal government entities and 8 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Wertz York Capital Management Group offer?
Wertz York Capital Management Group provides portfolio management for pooled vehicles, portfolio management for institutions, educational seminars and other activities.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Wertz York Capital Management Group use?
Wertz York Capital Management Group’s separately managed account assets are held at Bank of New York Mellon Corp (New York, NY), with $9,995,924,579 and US Bank (Cincinnati, OH), with $1,583,366,658. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026
How many financial advisors does Wertz York Capital Management Group have?
Wertz York Capital Management Group has 7 investment adviser representatives registered with state securities authorities, out of 20 employees, and 9 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Wertz York Capital Management Group invest in?
At the end of its last fiscal year, Wertz York Capital Management Group’s separately managed accounts held 72% pooled vehicles (private funds and similar), 18% U.S. government and agency bonds, 5% cash and equivalents, 2% registered funds (mutual funds, ETFs, BDCs), 2% commercial papers and bank cds. and 1% investment grade corporate bonds. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Wertz York Capital Management Group?
Wertz York Capital Management Group’s direct owners are Michael Wertz (75% or more) and David Jang (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Wertz York Capital Management Group get paid?
Wertz York Capital Management Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file