Top 10 financial advisor firms in Florida

501 SEC-registered financial advisor firms are headquartered in Florida, with $509B in combined regulatory assets under management. The largest by assets are Corient Private Wealth ($165B), W.e. Family Offices ($17.8B) and Capital Wealth Planning ($17.2B).

501
Financial advisor firms: $509B
Their combined AUM: $289M
Median firm AUM: 62,007
Clients of the top 10

The 10 largest by assets

1
Corient Private Wealth
RIA
$165B
Up to 1.00% a year
2
W.e. Family Offices
RIA
$17.8B
Regulatory AUM
3
Capital Wealth Planning
RIA
$17.2B
Up to 1.75% a year
4
CV Advisors
RIA
$15.1B
0.35% to 0.70% a year
5
Facet Wealth
RIA
$7.6B
Regulatory AUM
6
Dakota Wealth
RIA
$6.94B
Up to 2.00% a year
7
Texas Yale Capital
RIA
$5.62B
Up to 1.50%
8
GenTrust
RIA
$5.2B
Up to 1.50% a year
9
Moran Wealth Management
RIA
$5.1B
Regulatory AUM
10
CWA Asset Management Group
RIA
$4.51B
0.50% to 1.15% a year

Profiles of the top 10

No. 1 · RIA

Corient Private Wealth

Corient Private Wealth is an investment adviser based in Miami, FL, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals, charitable organizations and individual clients. Its regulatory assets under management total $165 billion, as filed on 21 August 2026.

Corient Private Wealth charges up to 1.00% a year for its Investment advisory fees.

Regulatory AUM: $165B
Clients: 26,586
Advisory staff: 620
Founded: 2022
Fee schedule: Up to 1.00% a year
Custodians: Charles Schwab, Fidelity, Pershing
Headquarters: 830 Brickell Plaza, Suite 4800, Miami, FL 33131
Phone: 305-735-2020
Website: corient.com

No. 2 · RIA

W.e. Family Offices

W.e. Family Offices is an investment adviser based in Coral Gables, FL, registered with the SEC since 2001. It provides financial planning and investment management. Its clients include high-net-worth individuals. Its regulatory assets under management total $17.8 billion, as filed on 21 April 2026.

Regulatory AUM: $17.8B
Clients: 112
Advisory staff: 35
Headquarters: 2811 Ponce De Leon BLVD, Suite 840, Coral Gables, FL 33134
Phone: 305-825-2225
Website: wefamilyoffices.com

No. 3 · RIA

Capital Wealth Planning

Capital Wealth Planning is an investment adviser based in Naples, FL, registered with the SEC since 2009. It provides investment management. Its clients include investment companies, individual clients and high-net-worth individuals. Its regulatory assets under management total $17.2 billion, as filed on 20 March 2026.

Capital Wealth Planning charges up to 1.75% a year for its Investment Management Services.

Regulatory AUM: $17.2B
Clients: 12,580
Advisory staff: 6
Fee schedule: Up to 1.75% a year
Custodians: Raymond James
Headquarters: 9015 Strada Stell CT, Suite 203, Naples, FL 34109
Phone: 239-593-2100

No. 4 · RIA

CV Advisors

CV Advisors is an investment adviser based in Aventura, FL, registered with the SEC since 2012. It provides financial planning and investment management. Its clients include high-net-worth individuals, insurance companies and banking or thrift institutions. Its regulatory assets under management total $15.1 billion, as filed on 23 April 2026.

CV Advisors charges 0.35%–0.70% a year for its Advisory Fee.

Regulatory AUM: $15.1B
Clients: 159
Advisory staff: 23
Fee schedule: 0.35% to 0.70% a year
Minimum account: $50,000,000
Custodians: Morgan Stanley, J.P. Morgan
Headquarters: 19495 Biscayne Boulevard, Suite PH1, Aventura, FL 33180
Phone: 305-358-5990
Website: cv-advisors.com

No. 5 · RIA

Facet Wealth

Facet Wealth is an investment adviser based in West Palm Beach, FL, registered with the SEC since 2016. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $7.6 billion, as filed on 31 July 2026.

Regulatory AUM: $7.6B
Clients: 14,741
Advisory staff: 77
Custodians: Fidelity, Apex Clearing
Headquarters: 2054 Vista Parkway, Ste 400, West Palm Beach, FL 33411
Phone: 443-376-6222
Website: facet.com

No. 6 · RIA

Dakota Wealth

Dakota Wealth is an investment adviser based in Palm Beach Gardens, FL, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $6.94 billion, as filed on 11 August 2026.

Dakota Wealth charges up to 2.00% a year for its Wealth Management and Investment Management Services.

Regulatory AUM: $6.94B
Clients: 3,764
Advisory staff: 61
Fee schedule: Up to 2.00% a year
Custodians: Fidelity, Pershing, Charles Schwab
Headquarters: 11376 N. Jog Road, Suite 101, Palm Beach Gardens, FL 33418-1752
Phone: 561-774-8101
Website: dakotawm.com

No. 7 · RIA

Texas Yale Capital

Texas Yale Capital is an investment adviser based in St. Petersburg, FL, registered with the SEC since 2005. It provides financial planning and investment management. Its clients include high-net-worth individuals. Its regulatory assets under management total $5.62 billion, as filed on 28 August 2026.

Texas Yale Capital charges up to 1.50% for its Percentage of Assets Under Management. The brochure does not state whether the rate is annual.

Regulatory AUM: $5.62B
Clients: 118
Advisory staff: 4
Fee schedule: Up to 1.50%
Minimum account: $10,000,000
Custodians: Charles Schwab
Headquarters: 6475 1st Ave South, St. Petersburg, FL 33707
Phone: 727-823-0006
Website: yalecapital.com

No. 8 · RIA

GenTrust

GenTrust is an investment adviser based in Miami, FL, registered with the SEC since 2011. It provides financial planning and investment management. Its clients include high-net-worth individuals, sovereign wealth funds and foreign official institutions, and corporations and other businesses. Its regulatory assets under management total $5.2 billion, as filed on 26 March 2026.

GenTrust charges up to 1.50% a year for its Investment Management Fees.

Regulatory AUM: $5.2B
Clients: 277
Advisory staff: 18
Fee schedule: Up to 1.50% a year
Minimum account: $10,000,000
Custodians: Fidelity, J.P. Morgan
Headquarters: 1450 Brickell Avenue, Suite 3050, Miami, FL 33131
Phone: 305-677-6688
Website: gentrustwm.com

No. 9 · RIA

Moran Wealth Management

Moran Wealth Management is an investment adviser based in Naples, FL, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $5.1 billion, as filed on 4 June 2026.

Regulatory AUM: $5.1B
Clients: 1,694
Advisory staff: 40
Custodians: Pershing
Headquarters: 5801 Pelican Bay BLVD, Suite 110, Naples, FL 34108
Phone: 239-920-4440
Website: moranwm.com

No. 10 · RIA

CWA Asset Management Group

CWA Asset Management Group is an investment adviser based in Naples, FL, registered with the SEC since 2014. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $4.51 billion, as filed on 16 July 2026.

CWA Asset Management Group charges 0.50%–1.15% a year for its Investment Advisory Fees.

Regulatory AUM: $4.51B
Clients: 1,976
Advisory staff: 35
Fee schedule: 0.50% to 1.15% a year
Custodians: Charles Schwab
Headquarters: 9130 Galleria Court, Third Floor, Naples, FL 34109
Phone: 239-434-7434
Website: capitalwealthadvisors.com

Questions about financial advisors in Florida

How many financial advisor firms are headquartered in Florida?

501 SEC-registered financial advisor firms report their principal office in Florida, managing $509B in regulatory assets between them. The other 477 advisers headquartered in the state are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Florida?

Corient Private Wealth, with $165B in regulatory assets under management on its latest Form ADV. The next largest are W.e. Family Offices ($17.8B) and Capital Wealth Planning ($17.2B).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Florida?

The median firm manages $289M in regulatory assets. That is the midpoint of the 501 firms headquartered in Florida.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Florida charge?

Of the 10 largest firms, 7 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.70% to 2.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Florida?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the state and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters state.

Source: Niva directory methodology

Florida has 501 financial advisor firms; see every adviser in the state →

The 10 largest by assets

Profiles of the top 10

Questions about financial advisors in Florida

Top financial advisor firms by city in Florida