Top 4 financial advisor firms in Ormond Beach

4 SEC-registered financial advisor firms are headquartered in Ormond Beach, FL, with $1.21B in combined regulatory assets under management. The largest by assets are Compass Financial Advisory Services ($527M), Holland Advisory Services ($308M) and Palacios Wealth Management ($234M).

4
Financial advisor firms: $1.21B
Their combined AUM: $271M
Median firm AUM: 2,204
Clients of the top 4

The 4 largest by assets

1
Compass Financial Advisory Services
RIA
$527M
Regulatory AUM
2
Holland Advisory Services
RIA
$308M
0.50% to 2.00% a year
3
Palacios Wealth Management
RIA
$234M
0.50% to 1.00% a year
4
Storms & Rowdon Financial Services
RIA
$141M
0.65% to 1.00% a year

Profiles of the top 4

No. 1 · RIA

Compass Financial Advisory Services

Compass Financial Advisory Services is an investment adviser based in Ormond Beach, FL, registered with the SEC since 2022. It provides financial planning and investment management. Its clients include high-net-worth individuals and individual clients. Its regulatory assets under management total $527 million, as filed on 12 August 2026.

Regulatory AUM: $527M
Clients: 1,031
Advisory staff: 6
Custodians: Pershing
Headquarters: 880 Airport Road, Suite 112a, Ormond Beach, FL 32174
Phone: 386-673-5191
Website: compassfinancial.us

No. 2 · RIA

Holland Advisory Services

Holland Advisory Services is an investment adviser based in Ormond Beach, FL, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $308 million, as filed on 5 August 2026.

Holland Advisory Services charges 0.50%–2.00% a year for its Portfolio management services.

Regulatory AUM: $308M
Clients: 527
Advisory staff: 10
Fee schedule: 0.50% to 2.00% a year
Custodians: Fidelity
Headquarters: 700 West Granada Boulevard, Ormond Beach, FL 32174-9036
Phone: 386-671-7526
Website: hollandcolumn.com

No. 3 · RIA

Palacios Wealth Management

Palacios Wealth Management is an investment adviser based in Ormond Beach, FL, registered with the SEC since 2025. It provides investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $234 million, as filed on 6 July 2026.

Palacios Wealth Management charges 0.50%–1.00% a year for its Portfolio Management Fee.

Regulatory AUM: $234M
Clients: 418
Advisory staff: 2
Fee schedule: 0.50% to 1.00% a year
Custodians: Charles Schwab
Headquarters: 595 W. Granada Boulevard, Suite K, Ormond Beach, FL 32174
Phone: 386-271-2127
Website: myplantoprosper.com

No. 4 · RIA

Storms & Rowdon Financial Services

Storms & Rowdon Financial Services is an investment adviser based in Ormond Beach, FL, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $141 million, as filed on 10 July 2026.

Storms & Rowdon Financial Services charges 0.65%–1.00% a year for its Investment Management Services.

Regulatory AUM: $141M
Clients: 228
Advisory staff: 3
Fee schedule: 0.65% to 1.00% a year
Custodians: Raymond James
Headquarters: 1230 U.S. Highway 1, Ste 5, Ormond Beach, FL 32174
Phone: 386-677-0191
Website: stormsandrowdon.com

Questions about financial advisors in Ormond Beach

How many financial advisor firms are headquartered in Ormond Beach?

4 SEC-registered financial advisor firms report their principal office in Ormond Beach, FL, managing $1.21B in regulatory assets between them.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Ormond Beach?

Compass Financial Advisory Services, with $527M in regulatory assets under management on its latest Form ADV. The next largest are Holland Advisory Services ($308M) and Palacios Wealth Management ($234M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Ormond Beach?

The median firm manages $271M in regulatory assets. That is the midpoint of the 4 firms headquartered in Ormond Beach.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Ormond Beach charge?

Of the 4 largest firms, 3 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 2.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Ormond Beach?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Ormond Beach has 4 financial advisor firms; see every adviser in the city →