Clients
Capital Wealth Planning serves 12,580 clients, 11,151 of them other individuals. The average client has about $1.4 million with the firm, and high-net-worth clients hold 15% of its $17.2 billion in assets.
- Individuals11,151 clients40%
- High-net-worth individuals1,066 clients15%
- Investment companies3 clients41%
- Corporations and other businesses271 clients2%
- Charitable organizations89 clients1%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 11,151 | $6,974,439,561 | 40.4% | $625K |
| High-net-worth individuals | 1,066 | $2,608,515,388 | 15.1% | $2.45M |
| Investment companies | 3 | $7,034,321,533 | 40.8% | $2.34B |
| Charitable organizations | 89 | $221,164,065 | 1.3% | $2.48M |
| Corporations and other businesses | 271 | $408,882,792 | 2.4% | $1.51M |
| Total | 12,580 | $17,247,323,339 | 100% | $1.37M |
- Clients
- 11,151
- Regulatory AUM
- $6,974,439,561
- Share
- 40.4%
- Avg. per client
- $625K
- Clients
- 1,066
- Regulatory AUM
- $2,608,515,388
- Share
- 15.1%
- Avg. per client
- $2.45M
- Clients
- 3
- Regulatory AUM
- $7,034,321,533
- Share
- 40.8%
- Avg. per client
- $2.34B
- Clients
- 89
- Regulatory AUM
- $221,164,065
- Share
- 1.3%
- Avg. per client
- $2.48M
- Clients
- 271
- Regulatory AUM
- $408,882,792
- Share
- 2.4%
- Avg. per client
- $1.51M
Total
- Clients
- 12,580
- Regulatory AUM
- $17,247,323,339
- Share
- 100%
- Avg. per client
- $1.37M
What it does
Capital Wealth Planning provides portfolio management for individuals and small businesses, portfolio management for institutions and other activities. It is paid through a percentage of assets.
Capital Wealth Planning advises no private funds.
100.0% of assets ($17.25B across 14,502 accounts) are managed with discretion. $9.66B sits in a wrap fee program the firm both sponsors and manages. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks88%
- Funds6%
- Cash6%
Custodians
Capital Wealth Planning’s client accounts are held mainly at Raymond James, with 40% of managed assets. Capital Wealth Planning does not have custody of client assets.
- Raymond JamesRaymond James & Associates, Inc. · ST Petersburg, FL · $6.84B40%
- All other custodians$10.41B60%
Ownership and leadership
Kevin Simpson owns 50% to 75% of Capital Wealth Planning.
- Owns 50% to 75% of Capital Wealth Planning, LLC
Kevin Simpson
Control person · since April 2005
- Owns 50% to 75% of Capital Wealth Planning, LLC
Joanna Irons
Control person · since April 2005
Leadership
- Kevin SimpsonPresident, Member, Manager
- Ryan CarneyChief Compliance Officer
- Joanna IronsMember
Staff
- 30 employees
- 6 in advisory functions
- 9 state-registered reps
Reported holdings
Capital Wealth Planning’s reported 13F holdings total $20.02B across 154 positions, and the ten largest make up 44.7% of it.
- $20.02B
- Reported 13F value
- 154
- Positions
- 44.7%
- In the 10 largest
- +10.4%
- Value vs. prior quarter
- Caterpillar Inc.6.4%
- Apple Inc.5.2%
- Goldman Sachs Group Inc.5.1%
- Microsoft Corp.4.8%
- JPMORGAN Chase & CO4.7%
- American Express CO4.1%
- Amgen Inc.3.7%
- TJX Cos Inc. New3.6%
- CME Group Inc.3.6%
- Chevron Corporation3.6%
Together, the ten largest are 44.7% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $20.02B is not its $17.25B in regulatory assets and does not represent any individual client's portfolio.
Fees
Capital Wealth Planning is paid through a percentage of assets under management.
Capital Wealth Planning’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Capital Wealth Planning has 1 office, with 2 listed addresses in 1 state.
Florida · 2 listed addresses
- 9015 Strada Stell CT, Suite 203, NaplesHQ
- 5121 Castello Drive, Suite 1, Naples
Registration details
- Legal name
- Capital Wealth Planning, LLC
- Headquarters
- 9015 Strada Stell CT, Suite 203, Naples, FL 34109
- Phone
- 239-593-2100
- SEC file
- 801-70333
- Structure
- Florida LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Capital Wealth Planning have?
Capital Wealth Planning has 12,580 clients and manages $17.2 billion for them, as of March 2026. They include 11,151 other individuals, 1,066 high-net-worth individuals and 271 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 March 2026
What services does Capital Wealth Planning offer?
Capital Wealth Planning provides portfolio management for individuals and small businesses, portfolio management for institutions and other activities.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Capital Wealth Planning use?
Capital Wealth Planning’s separately managed account assets are held at Raymond James & Associates, Inc. (ST Petersburg, FL), with $6,836,260,565. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 March 2026
How many financial advisors does Capital Wealth Planning have?
Capital Wealth Planning has 9 investment adviser representatives registered with state securities authorities, out of 30 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Capital Wealth Planning invest in?
At the end of its last fiscal year, Capital Wealth Planning’s separately managed accounts held 88% exchange-traded equities, 6% registered funds (mutual funds, ETFs, BDCs) and 6% cash and equivalents. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Capital Wealth Planning?
Capital Wealth Planning’s direct owners are Kevin Simpson (50% to 75%) and Joanna Irons (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 20 March 2026
How does Capital Wealth Planning get paid?
Capital Wealth Planning is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file