Kevin Simpson has been President, Member, Manager of Capital Wealth Planning since April 2005, is a control person of the firm and directly owns between 50% and 75% of it.
Capital Wealth Planning, LLC is a Naples, FL firm with $17.2B under management, 12,580 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Kevin Simpson’s longest registration is the current one, 15 years at Capital Wealth Planning since 2011. Before joining Capital Wealth Planning in 2011, Kevin Simpson was registered through Qfa, LLC and Kovack Advisors, Inc.
- Qfa, LLC– · 1 yearNaples, FL · Adviser representative · Firm CRD 124162
- Kovack Advisors, Inc.– · under a yearFT. Lauderdale, FL · Adviser representative · Firm CRD 140808
Investment adviser representative registrations
Kevin Simpson is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from April 2011; the most recent is Texas, in November 2021.
- FloridaSince 18 April 2011
- TexasResidentSince 29 November 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 November 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 July 1992 |
| Series 7 | General Securities Representative Examination | 14 July 1992 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Kevin Glenn Simpson
- CRD
- 2250499
- Firm
- Capital Wealth Planning · CRD 150764
- Role
- President, Member, Manager
- Registration
- Investment adviser registration
- In the industry since
- April 1994
- Disciplinary history
- Not yet shown here · SEC record
Where does Kevin Simpson work?
Kevin Simpson has been President, Member, Manager of Capital Wealth Planning, LLC since April 2005, and is a control person of the firm.
Is Kevin Simpson a financial advisor?
Yes. Kevin Simpson has a current investment-adviser registration in Florida and Texas, through Capital Wealth Planning since April 2011.
How many years of experience does Kevin Simpson have?
Kevin Simpson has 32 years in the financial industry, since April 1994, across 3 adviser firms.
What exams has Kevin Simpson passed?
Kevin Simpson has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in July 1992.
Where did Kevin Simpson work before Capital Wealth Planning?
Before Capital Wealth Planning, Kevin Simpson was registered through Qfa, LLC, June 2008 to August 2009; Kovack Advisors, Inc., December 2007 to June 2008.
Is Kevin Simpson registered with FINRA?
No. Kevin Simpson has no current broker registration.
How can I verify Kevin Simpson’s record?
Search CRD 2250499 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Kevin Simpson’s full registration record.