Ciccarelli Advisory Services provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars. Financial planning was provided to 3,553 clients last fiscal year.
Ciccarelli Advisory Services reports 3,553 clients. They include 3,007 individual clients and 546 high-net-worth individuals. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $1.59B across 3,553 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 85% | 39% |
| High-net-worth individuals | 15% | 61% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 3,007 | $615M | 38.8% | $205K |
| High-net-worth individuals | 546 | $971M | 61.2% | $1.78M |
| Total | 3,553 | $1.59B | 100% | $446K |
- Clients
- 3,007
- Regulatory AUM
- $615M
- AUM share
- 38.8%
- Avg. per client
- $205K
- Clients
- 546
- Regulatory AUM
- $971M
- AUM share
- 61.2%
- Avg. per client
- $1.78M
Total
- Clients
- 3,553
- Regulatory AUM
- $1.59B
- AUM share
- 100%
- Avg. per client
- $446K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 3553
Ciccarelli Advisory Services charges up to 1.25% a year for its Investment Advisory. The fee is billed in advance or in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting
- Financial planning is charged as a one-time fee, a quarterly fee or an agreed fixed fee, with a $2,500 minimum for the initial review.
Kim Kantor owns 50% to 75% of Ciccarelli Advisory Services. The leadership team of Ciccarelli Advisory Services includes President Raymond Ciccarelli. It has 16 employees, 13 of them in advisory roles.
Leadership
- Raymond CiccarelliVice-President, Owner
- Paul CiccarelliVice-President
- Kim KantorPresident, Owner
- Jill RappsVice-President
- Louis AlbengaCCO/COO
Investment adviser representatives
10 representatives listed in the SEC register as of 9 October 2026.
- Judith G Alexander-Wasley
- Paul Frank Ciccarelli
- Raymond Frank Ciccarelli
- Anthony Joseph Curatolo
- Lynn Ann Ferraina
- Jasen Michael Gilbert
- Kim Ciccarelli Kantor
- Steven Troy Merkel
- Jill Ciccarelli Rapps
- Samantha R Webster
Staff
- 16 employees
- 13 in advisory functions
- 11 state-registered reps
- 15 broker-dealer reps
- 14 insurance agents
- Owns 50% to 75% of Ciccarelli Advisory Services Inc
Kim Kantor
Control person · since October 1985
- Owns 50% to 75% of Ciccarelli Advisory Services Inc
Raymond Ciccarelli
Control person · since October 1985
Ciccarelli Advisory Services’ regulatory assets grew 1.7× from $922M (December 2020) to $1.59B (September 2026); clients rose from 1,694 to 3,553 and employees from 11 to 16.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $1.59B | 3,553 | 16 | 2 |
| November 2024 | $1.42B | 2,092 | 15 | 2 |
| January 2024 | $1.15B | 2,738 | 15 | 2 |
| July 2023 | $1.04B | 3,221 | 15 | 2 |
| November 2021 | $1.17B | 1,837 | 16 | 2 |
| December 2020 | $922M | 1,694 | 11 | 2 |
Besides its headquarters, Ciccarelli Advisory Services has 1 office, with 2 listed addresses in Florida and New York.
Florida · 1 listed address
- 9601 Tamiami Trail North, NaplesHQ
New York · 1 listed address
- 110 Linden Oaks, Rochester
Contact and registration details
- Legal name
- Ciccarelli Advisory Services Inc
- Headquarters
- 9601 Tamiami Trail North, Naples, FL 34108
- Website
- Not reported
- Phone
- 239-262-6577
- SEC file
- 801-26103
- Structure
- Florida corporation
- Fiscal year end
- September
Ciccarelli Advisory Services uses Charles Schwab ($635M, 64%) and SEI Investments ($358M, 36%) as custodians for its separately managed accounts. Ciccarelli Advisory Services does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Orlando, FL · $635M64%
- SEI InvestmentsSEI Investments Company · Oaks, PA · $358M36%
At year end, Ciccarelli Advisory Services’ separately managed accounts were largely in funds (47%) and stocks (45%).
What the accounts hold
- Stocks45%
- Funds47%
- Bonds3%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash5%
How many clients does Ciccarelli Advisory Services have?
Ciccarelli Advisory Services has 3,553 clients and manages $1.59 billion for them, as of September 2026. They include 3,007 individual clients and 546 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 8 September 2026
What services does Ciccarelli Advisory Services offer?
Ciccarelli Advisory Services provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Ciccarelli Advisory Services charge?
Ciccarelli Advisory Services charges up to 1.25% a year for its Investment Advisory. The fee is billed in advance or in arrears and is negotiable.
Which custodians does Ciccarelli Advisory Services use?
Ciccarelli Advisory Services’ separately managed account assets are held at Charles Schwab & Co., Inc. (Orlando, FL), with $635M and SEI Investments Company (Oaks, PA), with $358M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 September 2026
How many financial advisors does Ciccarelli Advisory Services have?
Ciccarelli Advisory Services has 11 investment adviser representatives registered with state securities authorities, out of 16 employees, and 13 perform investment advisory functions. 15 employees are registered representatives of a broker-dealer and 14 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Ciccarelli Advisory Services invest in?
At the end of its last fiscal year, Ciccarelli Advisory Services’ separately managed accounts held 47% registered funds (mutual funds, ETFs, BDCs), 45% exchange-traded equities, 5% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Ciccarelli Advisory Services?
Ciccarelli Advisory Services’ direct owners are Kim Kantor (50% to 75%) and Raymond Ciccarelli (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 8 September 2026
How does Ciccarelli Advisory Services get paid?
Ciccarelli Advisory Services is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Ciccarelli Advisory Services?
Ciccarelli Advisory Services’ main office is at 9601 Tamiami Trail North, Naples, FL 34108. Its phone number is 239-262-6577.