Firms by custodian
Registered investment advisers that custody at SEI Investments
Search the full directory by firm name, city, state, CRD number or custodian.
6 firms listed
| Firm | Headquarters | Regulatory AUM |
|---|---|---|
| BMO Asset Management | Chicago, IL | $6.18B |
| Ciccarelli Advisory Services | Naples, FL | $1.59B |
| Open Field Capital | New York, NY | $208M |
| Gates Pass Advisors | Los Altos, CA | $208M |
| Parvin Asset Management | Sioux Falls, SD | $179M |
| Periope, LC | St. George, UT | $177M |
- Headquarters
- Chicago, IL
- Regulatory AUM
- $6.18B
- Headquarters
- Naples, FL
- Regulatory AUM
- $1.59B
- Headquarters
- New York, NY
- Regulatory AUM
- $208M
- Headquarters
- Los Altos, CA
- Regulatory AUM
- $208M
- Headquarters
- Sioux Falls, SD
- Regulatory AUM
- $179M
- Headquarters
- St. George, UT
- Regulatory AUM
- $177M
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming SEI Investments here says only what the filing says, and implies nothing about either firm's service.