Moran Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers. Financial planning was provided to 251–500 clients last fiscal year.
Moran Wealth Management reports 1,694 clients. They include 981 high-net-worth individuals, 625 individual clients, and 42 corporations and other businesses. Of its assets, 77.3% ($3.94B across 8,648 accounts) are managed with discretion; $1.16B across 3,612 accounts are not. It advised 5 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 37% | 5% |
| High-net-worth individuals | 58% | 90% |
| Pension and profit-sharing plans | 1% | 2% |
| Charitable organizations | 1% | 1% |
| Corporations and other businesses | 2% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 625 | $245M | 4.8% | $391K |
| High-net-worth individuals | 981 | $4.57B | 89.6% | $4.65M |
| Pension and profit-sharing plans | 22 | $81.9M | 1.6% | $3.72M |
| Charitable organizations | 24 | $54.3M | 1.1% | $2.26M |
| Corporations and other businesses | 42 | $149M | 2.9% | $3.54M |
| Total | 1,694 | $5.1B | 100% | $3.01M |
- Clients
- 625
- Regulatory AUM
- $245M
- AUM share
- 4.8%
- Avg. per client
- $391K
- Clients
- 981
- Regulatory AUM
- $4.57B
- AUM share
- 89.6%
- Avg. per client
- $4.65M
- Clients
- 22
- Regulatory AUM
- $81.9M
- AUM share
- 1.6%
- Avg. per client
- $3.72M
- Clients
- 24
- Regulatory AUM
- $54.3M
- AUM share
- 1.1%
- Avg. per client
- $2.26M
- Clients
- 42
- Regulatory AUM
- $149M
- AUM share
- 2.9%
- Avg. per client
- $3.54M
Total
- Clients
- 1,694
- Regulatory AUM
- $5.1B
- AUM share
- 100%
- Avg. per client
- $3.01M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 5
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Moran Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Stand-alone financial planning and consulting is billed hourly or at a fixed fee; the hourly rate is generally $100 per hour, and fees are negotiable.
Thomas Moran owns 25% to 50% of Moran Wealth Management. The leadership team of Moran Wealth Management includes Chief Compliance Officer Timothy O'Leary. It has 56 employees, 40 of them in advisory roles.
Staff
- 56 employees
- 40 in advisory functions
- 40 state-registered reps
- 2 insurance agents
- 2 soliciting firms
- Owns 25% to 50% of Moran Wealth Management, LLC
Thomas Moran
Control person · since November 2021
- Owns 25% to 50% of Moran Wealth Management, LLC
Sandra O. Moran 2020 Descendants Trust
Control person · since November 2021
Kylen O'Keeffe
Trustee · Control person · since November 2021
- Owns 25% to 50% of Moran Wealth Management, LLC
Sandra O. Moran 2020
Control person · since November 2021
- Owns 25% to 50% of Moran Wealth Management, LLC
Thomas M. Moran Revocable Trust
Control person · since August 2004
- Owns 25% to 50% of Moran Wealth Management, LLC
Thomas M. Moran Revocable
Control person · since August 2004
- Owns 10% to 25% of Moran Wealth Management, LLC
Thomas M. Moran 2015 Irrevocable Insurance Trust
Control person · since November 2021
Patrick Moran
Trustee · Control person · since November 2021
- Owns 10% to 25% of Moran Wealth Management, LLC
Thomas M. Moran 2015
Control person · since November 2021
Moran Wealth Management’s regulatory assets grew Infinity× from $0 (May 2022) to $5.1B (June 2026); employees rose from 25 to 56.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jun 2026June 2026 | $5.1B | 1,694 | 56 | 1 |
| Jul 2025July 2025 | $4.74B | 2,104 | 52 | 1 |
| Mar 2024March 2024 | $4.27B | 1,948 | 44 | 2 |
| Jul 2023July 2023 | $4.05B | 2,087 | 37 | 2 |
| May 2022May 2022 | $0 | 0 | 25 | 1 |
Besides its headquarters, Moran Wealth Management has 0 offices, with 1 listed address in 1 state.
Florida · 1 listed address
- 5801 Pelican Bay BLVD, Suite 110, NaplesHQ
Other business names
Moran Wealth Management has reported 2 other business names to the SEC.
- Pelican Bay Capital Management
- Seagate Capital Management
Contact and registration details
- Legal name
- Moran Wealth Management, LLC
- Headquarters
- 5801 Pelican Bay BLVD, Suite 110, Naples, FL 34108
- Website
- moranwm.com
- Phone
- 239-920-4440
- @moran-wealth-management
- SEC file
- 801-123682
- Structure
- Florida LLC
- Fiscal year end
- December
Moran Wealth Management’s named custodian for separately managed accounts is Pershing ($3.94B). Moran Wealth Management has custody of client assets.
- PershingPershing LLC · Jersey City, NJ · $3.94B100%
At year end, Moran Wealth Management’s separately managed accounts were mostly in stocks (78%) and funds (12%). Its reported 13F holdings for the quarter ended 31 March 2026 total $3.27B across 474 positions; the largest are Broadcom Inc. (1.8%), Parker-hannifin Corp. (1.7%) and Nvidia Corporation (1.7%).
What the accounts hold
- Stocks78%
- Funds12%
- Registered funds11%
- Pooled vehicles1%
- Bonds6%
- Investment grade corporate bonds3%
- State and local bonds2%
- U.S. government and agency bonds1%
- Cash10%
How many clients does Moran Wealth Management have?
Moran Wealth Management has 1,694 clients and manages $5.1 billion for them, as of June 2026. They include 981 high-net-worth individuals, 625 individual clients, and 42 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 June 2026
What services does Moran Wealth Management offer?
Moran Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Moran Wealth Management use?
Moran Wealth Management’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $3.94B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 June 2026
How many financial advisors does Moran Wealth Management have?
Moran Wealth Management has 40 investment adviser representatives registered with state securities authorities, out of 56 employees, and 40 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Moran Wealth Management invest in?
At the end of its last fiscal year, Moran Wealth Management’s separately managed accounts held 78% exchange-traded equities, 11% registered funds (mutual funds, ETFs, BDCs), 10% cash and equivalents, 3% investment grade corporate bonds, 2% state and local bonds, 1% U.S. government and agency bonds and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Moran Wealth Management?
Moran Wealth Management’s direct owners are Thomas Moran, Sandra O. Moran 2020 Descendants Trust, Sandra O. Moran 2020, Thomas M. Moran 2015 Irrevocable Insurance Trust, Thomas M. Moran 2015, Thomas M. Moran Revocable Trust and Thomas M. Moran Revocable, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 4 June 2026
How does Moran Wealth Management get paid?
Moran Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Moran Wealth Management?
Moran Wealth Management’s main office is at 5801 Pelican Bay BLVD, Suite 110, Naples, FL 34108. Its phone number is 239-920-4440. Its website is moranwm.com.
