Thomas Moran has been Managing Member and Grantor of Thomas M. Moran Revocable Trust of Moran Wealth Management since November 2021, is a control person of the firm and directly owns between 25% and 50% of it. Thomas Moran studied at the University of Colorado.
Moran Wealth Management, LLC is a Naples, FL firm with $5.1B under management, 1,694 clients and 40 advisers in one office, as of its June 2026 filing.
Thomas Moran is Chairman, CEO and Chief Investment Officer of Moran Wealth Management, based in Naples, Florida. He has more than 30 years of experience in financial services and regularly presents on the economy and financial markets to professional audiences across the country. He is a Lifetime Trustee of the Naples Children & Education Foundation and was co-chair of the Naples Winter Wine Festival in 2015 and 2016.
Thomas Moran’s longest registration was 19 years at Prudential Securities Incorporated (1984–2003). Before joining Moran Wealth Management in 2022, Thomas Moran was registered through Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC.
- Moran Wealth Management, LLCCurrent– present · 4 yearsNaples, FL · Adviser representative · Firm CRD 319208
- Wells Fargo Advisors Financial Network, LLC– · 3 yearsNaples, FL · Adviser representative · Firm CRD 11025
- Wells Fargo Clearing Services, LLC– · 15 yearsNaples, FL · Adviser representative · Firm CRD 19616
- Prudential Securities Incorporated– · 19 yearsNaples, FL · Adviser representative · Firm CRD 7471
Professional designations
Listed by Moran Wealth Management
- AIF®
Investment adviser representative registrations
Thomas Moran is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from August 2022; the most recent is Florida, in September 2022.
- FloridaSince 2 September 2022
- TexasResidentSince 22 August 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 4 November 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 February 1983 |
| Series 7 | General Securities Representative Examination | 17 May 1980 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Michael Moran
- CRD
- 709062
- Firm
- Moran Wealth Management · CRD 319208
- Role
- Managing Member and Grantor of Thomas M. Moran Revocable Trust
- Office
- 5801 PELICAN BAY BLVD, SUITE 110, Naples, FL 34108
- Registration
- Investment adviser registration
- In the industry since
- May 1980
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- moranwm.com
Where does Thomas Moran work?
Thomas Moran has been Managing Member and Grantor of Thomas M. Moran Revocable Trust of Moran Wealth Management, LLC since November 2021, and is a control person of the firm.
Is Thomas Moran a financial advisor?
Yes. Thomas Moran has a current investment-adviser registration in Florida and Texas, through Moran Wealth Management since August 2022.
How many years of experience does Thomas Moran have?
Thomas Moran has 46 years in the financial industry, since May 1980, across 4 adviser firms.
What exams has Thomas Moran passed?
Thomas Moran has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in May 1980. FINRA credited Thomas Moran with the SIE, which began in October 2018.
Where did Thomas Moran work before Moran Wealth Management?
Before Moran Wealth Management, Thomas Moran was registered through Wells Fargo Clearing Services, LLC, July 2003 to November 2018; Prudential Securities Incorporated, April 1984 to July 2003.
Where is Thomas Moran based?
Thomas Moran’s registered office is in Naples, FL.
Is Thomas Moran registered with FINRA?
No. Thomas Moran has no current broker registration.
How can I verify Thomas Moran’s record?
Search CRD 709062 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Moran’s full registration record.
