Top 7 financial advisor firms in Fort Lauderdale

7 SEC-registered financial advisor firms are headquartered in Fort Lauderdale, FL, with $7.77B in combined regulatory assets under management. The largest by assets are Provenance Wealth Advisors ($3.63B), Palisades Hudson Asset Management ($1.84B) and Global Wealth Management Investment Advisory ($723M).

7
Financial advisor firms: $7.77B
Their combined AUM: $567M
Median firm AUM: 8,831
Clients of the top 7

The 7 largest by assets

1
Provenance Wealth Advisors
RIA
$3.63B
0.40% to 1.50% a year
2
Palisades Hudson Asset Management
RIA
$1.84B
Regulatory AUM
3
Global Wealth Management Investment Advisory
RIA
$723M
0.30% to 2.00% a year
4
FFG Partners
RIA
$567M
Regulatory AUM
5
Exodus Wealth
RIA
$484M
1.20% to 2.00% a year
6
Aragon Capital
RIA
$349M
1.50% to 2.50% a year
7
Horowitz & Company
RIA
$181M
Up to 2.00% a year

Profiles of the top 7

No. 1 · RIA

Provenance Wealth Advisors

Provenance Wealth Advisors is an investment adviser based in Fort Lauderdale, FL, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and corporations and other businesses. Its regulatory assets under management total $3.63 billion, as filed on 24 September 2026.

Provenance Wealth Advisors charges 0.40%–1.50% a year for its Portfolio management services.

Regulatory AUM: $3.63B
Clients: 3,111
Advisory staff: 20
Fee schedule: 0.40% to 1.50% a year
Custodians: Empower, Raymond James
Headquarters: 200 East Las Olas Boulevard, 19th Floor, Fort Lauderdale, FL 33301
Phone: 954-712-8888
Website: provwealth.com

No. 2 · RIA

Palisades Hudson Asset Management

Palisades Hudson Asset Management is an investment adviser based in Fort Lauderdale, FL, registered with the SEC since 1998. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and individual clients. Its regulatory assets under management total $1.84 billion, as filed on 18 March 2026.

Regulatory AUM: $1.84B
Clients: 151
Advisory staff: 14
Custodians: Charles Schwab, Fidelity, Goldman Sachs & Co.
Headquarters: 200 SW First Avenue, Suite 800, Fort Lauderdale, FL 33301
Phone: 954-524-5552
Website: palisadeshudson.com

No. 3 · RIA

Global Wealth Management Investment Advisory

Global Wealth Management Investment Advisory is an investment adviser based in Fort Lauderdale, FL, registered with the SEC since 2017. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and pension and profit-sharing plans. Its regulatory assets under management total $723 million, as filed on 27 March 2026.

Global Wealth Management Investment Advisory charges 0.30%–2.00% a year for its Asset Management Services.

Regulatory AUM: $723M
Clients: 1,667
Advisory staff: 10
Fee schedule: 0.30% to 2.00% a year
Custodians: Fidelity
Headquarters: 1301 East Broward BLVD, Suite 200, Fort Lauderdale, FL 33301
Phone: 954-533-7144
Website: askglobalwealth.com

No. 4 · RIA

FFG Partners

FFG Partners is an investment adviser based in Fort Lauderdale, FL, registered with the SEC since 2022. It provides investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $567 million, as filed on 25 March 2026.

Regulatory AUM: $567M
Clients: 238
Advisory staff: 5
Founded: 2022
Custodians: Folio Investments
Headquarters: 205 South East 20th St, Fort Lauderdale, FL 33316
Phone: 954-763-2600
Website: fiorifg.com

No. 5 · RIA

Exodus Wealth

Exodus Wealth is an investment adviser based in Fort Lauderdale, FL, registered with the SEC since 2015. It provides financial planning and investment management. Its clients include individual clients, high-net-worth individuals, and pension and profit-sharing plans. Its regulatory assets under management total $484 million, as filed on 8 July 2026.

Exodus Wealth charges 1.20%–2.00% a year for its Asset Management.

Regulatory AUM: $484M
Clients: 2,249
Advisory staff: 51
Fee schedule: 1.20% to 2.00% a year
Custodians: Charles Schwab
Headquarters: 2400 East Commercial Boulevard, Suite 706, Fort Lauderdale, FL 33308
Phone: 925-791-4444

No. 6 · RIA

Aragon Capital

Aragon Capital is an investment adviser based in Fort Lauderdale, FL, registered with the SEC since 2021. It provides investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $349 million, as filed on 9 March 2026.

Aragon Capital charges 1.50%–2.50% a year for its Investment Supervisory Services.

Regulatory AUM: $349M
Clients: 1,209
Advisory staff: 6
Fee schedule: 1.50% to 2.50% a year
Custodians: Interactive Brokers, Stonex Financial, Charles Schwab
Headquarters: 101 Ne 3rd Ave, Suite 1500, Fort Lauderdale, FL 33301
Phone: 786-529-6540
Website: aragon.capital

No. 7 · RIA

Horowitz & Company

Horowitz & Company is an investment adviser based in Fort Lauderdale, FL, registered with the SEC since 2025. It provides financial planning and investment management. Its clients include high-net-worth individuals, corporations and other businesses, and individual clients. Its regulatory assets under management total $181 million, as filed on 19 March 2026.

Horowitz & Company charges up to 2.00% a year for its Portfolio management.

Regulatory AUM: $181M
Clients: 206
Advisory staff: 2
Fee schedule: Up to 2.00% a year
Custodians: Charles Schwab
Headquarters: 901 South Federal Highway, Suite 202, Fort Lauderdale, FL 33316
Phone: 954-349-0800
Website: thedisciplinedinvestor.com

Questions about financial advisors in Fort Lauderdale

How many financial advisor firms are headquartered in Fort Lauderdale?

7 SEC-registered financial advisor firms report their principal office in Fort Lauderdale, FL, managing $7.77B in regulatory assets between them. The other 20 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Fort Lauderdale?

Provenance Wealth Advisors, with $3.63B in regulatory assets under management on its latest Form ADV. The next largest are Palisades Hudson Asset Management ($1.84B) and Global Wealth Management Investment Advisory ($723M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Fort Lauderdale?

The median firm manages $567M in regulatory assets. That is the midpoint of the 7 firms headquartered in Fort Lauderdale.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Fort Lauderdale charge?

Of the 7 largest firms, 5 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.50% to 2.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Fort Lauderdale?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Fort Lauderdale has 7 financial advisor firms; see every adviser in the city →