Horowitz & Company provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Horowitz & Company reports 206 clients. They include 157 individual clients, 42 high-net-worth individuals, and 6 corporations and other businesses. Of its assets, 100.0% ($181M across 429 accounts) are managed with discretion. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 76% | 24% |
| High-net-worth individuals | 20% | 51% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | 3% | 25% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 157 | $42.7M | 23.6% | $272K |
| High-net-worth individuals | 42 | $92.7M | 51.3% | $2.21M |
| Charitable organizations | 1 | $717K | 0.4% | $717K |
| Corporations and other businesses | 6 | $44.6M | 24.7% | $7.43M |
| Total | 206 | $181M | 100% | $877K |
- Clients
- 157
- Regulatory AUM
- $42.7M
- AUM share
- 23.6%
- Avg. per client
- $272K
- Clients
- 42
- Regulatory AUM
- $92.7M
- AUM share
- 51.3%
- Avg. per client
- $2.21M
- Clients
- 1
- Regulatory AUM
- $717K
- AUM share
- 0.4%
- Avg. per client
- $717K
- Clients
- 6
- Regulatory AUM
- $44.6M
- AUM share
- 24.7%
- Avg. per client
- $7.43M
Total
- Clients
- 206
- Regulatory AUM
- $181M
- AUM share
- 100%
- Avg. per client
- $877K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Horowitz & Company charges up to 2.00% a year for its Portfolio management. The fee is billed in advance or in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting
- Fixed fee from $500 for simple engagements up to $10,000 for complex financial planning, or hourly from $250 to $400 per hour for consulting; negotiable.
- Pension consulting
- Fixed fee or an annual percentage of plan assets, generally between 0.25% and 1.00%, negotiable and invoiced in advance.
Andrew Horowitz owns 75% or more of Horowitz & Company. The leadership team of Horowitz & Company includes President Andrew Horowitz and Chief Investment Officer Kevin Hoffmann. It has 2 employees.
Leadership
- Andrew HorowitzPresident
- Andrew HorowitzChief Compliance Officer
- Kevin HoffmannChief Investment Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 insurance agent
- 2 soliciting firms
- Owns 75% or more of Horowitz & Company, Inc.
Andrew Horowitz
Control person · since October 1991
Horowitz & Company’s regulatory assets grew from $145M (July 2025) to $181M (March 2026); clients were 206 in both filings and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $181M | 206 | 2 | 1 |
| Jul 2025July 2025 | $145M | 204 | 2 | 1 |
Besides its headquarters, Horowitz & Company has 0 offices, with 1 listed address in 1 state.
Florida · 1 listed address
- 901 South Federal Highway, Suite 202, Fort LauderdaleHQ
Contact and registration details
- Legal name
- Horowitz & Company, Inc.
- Headquarters
- 901 South Federal Highway, Suite 202, Fort Lauderdale, FL 33316
- Website
- thedisciplinedinvestor.com
- Phone
- 954-349-0800
- SEC file
- 801-133795
- Structure
- Florida corporation
- Fiscal year end
- December
Horowitz & Company’s named custodian for separately managed accounts is Charles Schwab ($171M). Horowitz & Company has custody of $21.8M for 47 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $171M100%
At year end, Horowitz & Company’s separately managed accounts were mostly in funds (77%) and stocks (10%).
What the accounts hold
- Stocks10%
- Funds77%
- Bonds3%
- Cash10%
How many clients does Horowitz & Company have?
Horowitz & Company has 206 clients and manages $181 million for them, as of March 2026. They include 157 individual clients, 42 high-net-worth individuals, and 6 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026
What services does Horowitz & Company offer?
Horowitz & Company provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Horowitz & Company charge?
Horowitz & Company charges up to 2.00% a year for its Portfolio management. The fee is billed in advance or in arrears and is negotiable.
Source: HOROWITZ & COMPANY DISCLOSURE BROCHURE, filed 19 March 2026
Which custodians does Horowitz & Company use?
Horowitz & Company’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $171M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 19 March 2026
How many financial advisors does Horowitz & Company have?
Horowitz & Company has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Horowitz & Company invest in?
At the end of its last fiscal year, Horowitz & Company’s separately managed accounts held 77% registered funds (mutual funds, ETFs, BDCs), 10% exchange-traded equities, 10% cash and equivalents and 3% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Horowitz & Company?
Horowitz & Company’s direct owner is Andrew Horowitz (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 19 March 2026
How does Horowitz & Company get paid?
Horowitz & Company is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Horowitz & Company?
Horowitz & Company’s main office is at 901 South Federal Highway, Suite 202, Fort Lauderdale, FL 33316. Its phone number is 954-349-0800. Its website is thedisciplinedinvestor.com.