Andrew Horowitz is President and Chief Compliance Officer of Horowitz & Company, is a control person of the firm and directly owns 75% or more of it.
Horowitz & Company, Inc. is a Fort Lauderdale, FL firm with $181M under management, 206 clients and 2 advisers in one office, as of its March 2026 filing.
- Horowitz & Company, Inc.Current– present · 33 yearsFort Lauderdale, FL · Adviser representative · Firm CRD 106737
Investment adviser representative registrations
Andrew Horowitz is registered as an investment adviser representative in 10 states. The first approvals date from August 1993; the most recent is Colorado, in September 2022.
- CaliforniaSince 18 May 2012
- ColoradoSince 23 September 2022
- FloridaSince 12 August 1993
- GeorgiaSince 17 May 2019
- MichiganSince 24 February 2021
- North CarolinaSince 21 September 2022
- OhioSince 5 December 2019
- TexasSince 4 June 2012
- VirginiaSince 1 March 2019
- WashingtonSince 8 May 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 14 June 1993 |
| Series 7 | General Securities Representative Examination | 29 July 1991 |
| Series 22 | Direct Participation Programs Representative Examination | 14 May 1987 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 September 1986 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 June 1986 |
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Andrew Alan Horowitz
- CRD
- 1521621
- Firm
- Horowitz & Company · CRD 106737
- Role
- President; Chief Compliance Officer
- Office
- 901 SOUTH FEDERAL HIGHWAY, SUITE 202, Fort Lauderdale, FL 33316
- Registration
- Investment adviser registration
- In the industry since
- August 1993
- Disciplinary history
- Not yet shown here · SEC record
Where does Andrew Horowitz work?
Andrew Horowitz is President; Chief Compliance Officer of Horowitz & Company, Inc., and is a control person of the firm.
Is Andrew Horowitz a financial advisor?
Yes. Andrew Horowitz has a current investment-adviser registration in California, Colorado, Florida, Georgia, Michigan, North Carolina, Ohio, Texas, Virginia and Washington, through Horowitz & Company since August 1993.
How many years of experience does Andrew Horowitz have?
Andrew Horowitz has 33 years in the financial industry, since August 1993, across 1 adviser firm.
What exams has Andrew Horowitz passed?
Andrew Horowitz has passed 5 licensing exams: the Series 6, Series 63, Series 22, Series 7 and Series 24. The earliest, the Series 6, was passed in June 1986.
Where is Andrew Horowitz based?
Andrew Horowitz’s registered office is in Fort Lauderdale, FL.
Is Andrew Horowitz registered with FINRA?
No. Andrew Horowitz has no current broker registration.
How can I verify Andrew Horowitz’s record?
Search CRD 1521621 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Andrew Horowitz’s full registration record.