Aragon Capital provides portfolio management for individuals and small businesses and portfolio management for institutions.
Aragon Capital reports 1,209 clients. They include 1,117 individual clients, 70 high-net-worth individuals, and 22 corporations and other businesses. Of its assets, 91.5% ($320M across 1,176 accounts) are managed with discretion; $29.7M across 33 accounts are not. Of its clients, 70% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 92% | 45% |
| High-net-worth individuals | 6% | 50% |
| Corporations and other businesses | 2% | 6% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,117 | $156M | 44.6% | $139K |
| High-net-worth individuals | 70 | $174M | 49.7% | $2.48M |
| Corporations and other businesses | 22 | $19.9M | 5.7% | $905K |
| Total | 1,209 | $349M | 100% | $289K |
- Clients
- 1,117
- Regulatory AUM
- $156M
- AUM share
- 44.6%
- Avg. per client
- $139K
- Clients
- 70
- Regulatory AUM
- $174M
- AUM share
- 49.7%
- Avg. per client
- $2.48M
- Clients
- 22
- Regulatory AUM
- $19.9M
- AUM share
- 5.7%
- Avg. per client
- $905K
Total
- Clients
- 1,209
- Regulatory AUM
- $349M
- AUM share
- 100%
- Avg. per client
- $289K
- Clients outside the U.S.
- 70%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Aragon Capital charges 1.50%–2.50% a year for its Investment Supervisory Services. The fee is billed in arrears and is negotiable.
Fee details and sources
Ricardo Nieto owns 50% to 75% of Aragon Capital. The leadership team of Aragon Capital includes Chief Compliance Officer Alberto Chocron. It has 10 employees, 6 of them in advisory roles.
Leadership
- Alberto ChocronManaging Member/Chief Compliance Officer
- Ricardo NietoManaging Member
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
- Raul Jorge Benitez
- Edgardo Ahmed Castro
- Nestor Hernandez Rivera
- Ricardo Franco Nieto
- Laura Johanna Poveda Gelvez
- Phillip A Wallace
Staff
- 10 employees
- 6 in advisory functions
- 6 state-registered reps
- 4 insurance agents
- Owns 50% to 75% of Aragon Capital LLC
Ricardo Nieto
Control person · since February 2013
- Owns 50% to 75% of Aragon Capital LLC
Alberto Chocron
Control person · since February 2013
Aragon Capital’s regulatory assets grew 2.1× from $164M (July 2022) to $349M (March 2026); clients rose from 758 to 1,209 and employees were 10 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $349M | 1,209 | 10 | 1 |
| March 2025 | $285M | 839 | 10 | 1 |
| April 2024 | $210M | 924 | 13 | 1 |
| June 2023 | $149M | 916 | 12 | 1 |
| July 2022 | $164M | 758 | 10 | 1 |
Besides its headquarters, Aragon Capital has 0 offices, with 1 listed address in Florida.
Florida · 1 listed address
- 101 Ne 3rd Ave, Suite 1500, Fort LauderdaleHQ
Contact and registration details
- Legal name
- Aragon Capital LLC
- Headquarters
- 101 Ne 3rd Ave, Suite 1500, Fort Lauderdale, FL 33301
- Website
- aragon.capital
- Phone
- 786-529-6540
- @aragon-capital-llc
- SEC file
- 801-121982
- Structure
- Florida LLC
- Fiscal year end
- December
Aragon Capital uses Stonex Financial ($197M, 64%), Interactive Brokers ($66.9M, 22%) and Charles Schwab ($43.3M, 14%) as custodians for its separately managed accounts. Aragon Capital does not have custody of client assets.
- Interactive BrokersInteractive Brokers LLC · Greenwich, CT · $66.9M22%
- Stonex FinancialStonex Financial Inc. · Winter Park, FL · $197M64%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $43.3M14%
At year end, Aragon Capital’s separately managed accounts were largely in funds (37%) and bonds (33%).
What the accounts hold
- Stocks21%
- Exchange-traded equities20%
- Non-exchange-traded equities1%
- Funds37%
- Bonds33%
- Investment grade corporate bonds16%
- U.S. government and agency bonds9%
- High-yield corporate bonds5%
- Sovereign bonds3%
- Cash2%
- Other6%
- They are non-us corp bonds, and structured notes6%
Filed values cover 99%. The neutral 1% gap has no reported category.
How many clients does Aragon Capital have?
Aragon Capital has 1,209 clients and manages $349 million for them, as of March 2026. They include 1,117 individual clients, 70 high-net-worth individuals, and 22 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 9 March 2026
What services does Aragon Capital offer?
Aragon Capital provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Aragon Capital charge?
Aragon Capital charges 1.50%–2.50% a year for its Investment Supervisory Services. The fee is billed in arrears and is negotiable.
Source: ADV PART 2A, filed 9 March 2026
Which custodians does Aragon Capital use?
Aragon Capital’s separately managed account assets are held at Stonex Financial Inc. (Winter Park, FL), with $197M, Interactive Brokers LLC (Greenwich, CT), with $66.9M and Charles Schwab & Co., Inc. (Westlake, TX), with $43.3M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 March 2026
How many financial advisors does Aragon Capital have?
Aragon Capital has 6 investment adviser representatives registered with state securities authorities, out of 10 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Aragon Capital invest in?
At the end of its last fiscal year, Aragon Capital’s separately managed accounts held 37% registered funds (mutual funds, ETFs, BDCs), 20% exchange-traded equities, 16% investment grade corporate bonds, 9% U.S. government and agency bonds, 6% other, 5% high-yield corporate bonds, 3% sovereign bonds, 2% cash and equivalents and 1% non-exchange-traded equities. The 6% other category is described as: They Are Non-US Corp Bonds, and Structured Notes.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Aragon Capital?
Aragon Capital’s direct owners are Ricardo Nieto (50% to 75%) and Alberto Chocron (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 9 March 2026
How does Aragon Capital get paid?
Aragon Capital is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Aragon Capital?
Aragon Capital’s main office is at 101 Ne 3rd Ave, Suite 1500, Fort Lauderdale, FL 33301. Its phone number is 786-529-6540. Its website is aragon.capital.