{"url":"https://nivawealth.com/firms/aragon-capital-166958","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/166958","regulatoryAum":349286143,"crd":"166958","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4457185","suffix":null,"lastName":"BENITEZ","firstName":"RAUL","middleName":"JORGE"},{"crd":"5115574","suffix":null,"lastName":"CASTRO","firstName":"EDGARDO","middleName":"AHMED"},{"crd":"6526586","suffix":null,"lastName":"HERNANDEZ RIVERA","firstName":"NESTOR","middleName":null},{"crd":"5830882","suffix":null,"lastName":"NIETO","firstName":"RICARDO","middleName":"FRANCO"},{"crd":"7520690","suffix":null,"lastName":"Poveda 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TX","smaAssets":43344786}],"custodyNote":"Aragon Capital does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Alberto Chocron","title":"Managing Member/Chief Compliance Officer","crd":"5830876"},{"name":"Ricardo Nieto","title":"Managing Member","crd":"5830882"}],"ownership":[{"label":"Ricardo Nieto","detail":"Managing member in the 50% to 75% ownership band and a control person, since February 2013."},{"label":"Alberto Chocron","detail":"Managing member/chief compliance officer in the 50% to 75% ownership band and a control person, since February 2013."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"101 Ne 3rd Ave, Suite 1500","city":"Fort Lauderdale","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 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They include 1,117 individual clients, 70 high-net-worth individuals, and 22 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Aragon Capital offer?","answer":"Aragon Capital provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Aragon Capital charge?","answer":"Aragon Capital charges 1.50%–2.50% a year for its Investment Supervisory Services. The fee is billed in arrears and is negotiable.","source":"ADV PART 2A, filed 9 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Aragon Capital use?","answer":"Aragon Capital’s separately managed account assets are held at Stonex Financial Inc. (Winter Park, FL), with $197M, Interactive Brokers LLC (Greenwich, CT), with $66.9M and Charles Schwab & Co., Inc. (Westlake, TX), with $43.3M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Aragon Capital have?","answer":"Aragon Capital has 6 investment adviser representatives registered with state securities authorities, out of 10 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Aragon Capital invest in?","answer":"At the end of its last fiscal year, Aragon Capital’s separately managed accounts held 37% registered funds (mutual funds, ETFs, BDCs), 20% exchange-traded equities, 16% investment grade corporate bonds, 9% U.S. government and agency bonds, 6% other, 5% high-yield corporate bonds, 3% sovereign bonds, 2% cash and equivalents and 1% non-exchange-traded equities. The 6% other category is described as: They Are Non-US Corp Bonds, and Structured Notes.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Aragon Capital?","answer":"Aragon Capital’s direct owners are Ricardo Nieto (50% to 75%) and Alberto Chocron (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 9 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Aragon Capital get paid?","answer":"Aragon Capital is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Aragon Capital?","answer":"Aragon Capital’s main office is at 101 Ne 3rd Ave, Suite 1500, Fort Lauderdale, FL 33301. Its phone number is 786-529-6540. Its website is aragon.capital.","source":"Form ADV Part 1A, Item 1.F, filed 9 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}