Top 5 financial advisor firms in Palm Beach

5 SEC-registered financial advisor firms are headquartered in Palm Beach, FL, with $3.36B in combined regulatory assets under management. The largest by assets are Dock Street Asset Management ($1.11B), Dudley & Shanley ($747M) and Hudson Value Partners ($678M).

5
Financial advisor firms: $3.36B
Their combined AUM: $678M
Median firm AUM: 629
Clients of the top 5

The 5 largest by assets

1
Dock Street Asset Management
RIA
$1.11B
0.70% to 0.70% a year
2
Dudley & Shanley
RIA
$747M
0.50% to 1.00% a year
3
Hudson Value Partners
RIA
$678M
Up to 1.25% a year
4
Harvey Capital Management
RIA
$579M
0.50% to 1.00% a year
5
Bassam Wealth Management
RIA
$241M
1.00% to 2.00% a year

Profiles of the top 5

No. 1 · RIA

Dock Street Asset Management

Dock Street Asset Management is an investment adviser based in Palm Beach, FL, registered with the SEC since 1993. It provides investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $1.11 billion, as filed on 15 July 2026.

Dock Street Asset Management charges 0.70% a year for its Investment advisory fee.

Regulatory AUM: $1.11B
Clients: 178
Advisory staff: 4
Fee schedule: 0.70% to 0.70% a year
Minimum account: $10,000,000
Custodians: Charles Schwab
Headquarters: 2875 South Ocean BLVD, Suite 200-46, Palm Beach, FL 33480
Phone: 203-532-9470
Website: dockstreet.com

No. 2 · RIA

Dudley & Shanley

Dudley & Shanley is an investment adviser based in Palm Beach, FL, registered with the SEC since 2011. It provides investment management. Its clients include high-net-worth individuals, pooled investment vehicles and charitable organizations. Its regulatory assets under management total $747 million, as filed on 5 March 2026.

Dudley & Shanley charges 0.50%–1.00% a year for its Separately-managed accounts.

Regulatory AUM: $747M
Clients: 51
Advisory staff: 3
Fee schedule: 0.50% to 1.00% a year
Minimum account: $5,000,000
Custodians: The Bank of New York Mellon, J.P. Morgan
Headquarters: 205 Worth Avenue, #311, Palm Beach, FL 33480-4618
Phone: 561-855-4742
Website: dudleyco.com

No. 3 · RIA

Hudson Value Partners

Hudson Value Partners is an investment adviser based in Palm Beach, FL, registered with the SEC since 2019. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $678 million, as filed on 31 August 2026.

Hudson Value Partners charges up to 1.25% a year for its Hudson Value Partners Wrap Program.

Regulatory AUM: $678M
Clients: 204
Advisory staff: 5
Fee schedule: Up to 1.25% a year
Custodians: Interactive Brokers, Pershing
Headquarters: 2875 South Ocean BLVD., Suite 200-26, Palm Beach, FL 33480
Phone: 646-343-9772
Website: hudsonvaluepartners.com

No. 4 · RIA

Harvey Capital Management

Harvey Capital Management is an investment adviser based in Palm Beach, FL, registered with the SEC since 1996. It provides investment management. Its clients include high-net-worth individuals, charitable organizations and individual clients. Its regulatory assets under management total $579 million, as filed on 10 March 2026.

Harvey Capital Management charges 0.50%–1.00% a year for its Investment Management Services Compensation.

Regulatory AUM: $579M
Clients: 172
Advisory staff: 3
Founded: 1996
Fee schedule: 0.50% to 1.00% a year
Headquarters: 400 Royal Palm Way, Suite 400, Palm Beach, FL 33480-4117
Phone: 561-804-9181
Website: harveycapital.com

No. 5 · RIA

Bassam Wealth Management

Bassam Wealth Management is an investment adviser based in Palm Beach, FL, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals and pension and profit-sharing plans. Its regulatory assets under management total $241 million, as filed on 4 March 2026.

Bassam Wealth Management charges 1.00%–2.00% a year for its Wealth management services.

Regulatory AUM: $241M
Clients: 24
Advisory staff: 1
Fee schedule: 1.00% to 2.00% a year
Custodians: Fidelity, Merrill Lynch, Pierce, Fenner & Smith, Blackstone Securities Partners
Headquarters: 2875 South Ocean BLVD, Suite 200-28, Palm Beach, FL 33480
Phone: 561-494-6391
Website: bassamwealthmanagement.com

Questions about financial advisors in Palm Beach

How many financial advisor firms are headquartered in Palm Beach?

5 SEC-registered financial advisor firms report their principal office in Palm Beach, FL, managing $3.36B in regulatory assets between them. The other 8 advisers headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Palm Beach?

Dock Street Asset Management, with $1.11B in regulatory assets under management on its latest Form ADV. The next largest are Dudley & Shanley ($747M) and Hudson Value Partners ($678M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Palm Beach?

The median firm manages $678M in regulatory assets. That is the midpoint of the 5 firms headquartered in Palm Beach.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Palm Beach charge?

Of the 5 largest firms, 5 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 0.70% to 2.00% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Palm Beach?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

Palm Beach has 5 financial advisor firms; see every adviser in the city →