Harvey Capital Management provides portfolio management for individuals and small businesses and portfolio management for institutions.
Harvey Capital Management reports 172 clients. They include 100 high-net-worth individuals, 62 individual clients and 6 charitable organizations. Of its assets, 100.0% ($579M across 172 accounts) are managed with discretion. Of its clients, 1% are outside the U.S. It advised 172 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 36% | 4% |
| High-net-worth individuals | 58% | 88% |
| Pension and profit-sharing plans | 1% | <1% |
| Charitable organizations | 3% | 6% |
| Corporations and other businesses | 1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 62 | $25.4M | 4.4% | $410K |
| High-net-worth individuals | 100 | $510M | 88.0% | $5.1M |
| Pension and profit-sharing plans | Fewer than 5 | $548K | 0.1% | $274K |
| Charitable organizations | 6 | $33.1M | 5.7% | $5.52M |
| Corporations and other businesses | Fewer than 5 | $10.7M | 1.8% | $5.33M |
| Total | 172 | $579M | 100% | — |
- Clients
- 62
- Regulatory AUM
- $25.4M
- AUM share
- 4.4%
- Avg. per client
- $410K
- Clients
- 100
- Regulatory AUM
- $510M
- AUM share
- 88.0%
- Avg. per client
- $5.1M
- Clients
- Fewer than 5
- Regulatory AUM
- $548K
- AUM share
- 0.1%
- Avg. per client
- $274K
- Clients
- 6
- Regulatory AUM
- $33.1M
- AUM share
- 5.7%
- Avg. per client
- $5.52M
- Clients
- Fewer than 5
- Regulatory AUM
- $10.7M
- AUM share
- 1.8%
- Avg. per client
- $5.33M
Total
- Clients
- 172
- Regulatory AUM
- $579M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 172
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Harvey Capital Management charges 0.50%–1.00% a year for its Investment Management Services Compensation. The fee is billed in arrears, is negotiable and has a $3,000 annual minimum.
Fee details and sources
Robert Harvey owns 25% to 50% of Harvey Capital Management. The leadership team of Harvey Capital Management includes President Sophia Burnichon. It has 5 employees, 3 of them in advisory roles.
Leadership
- Sophia BurnichonExecutive Vice President/CCO
- Alexander HarveyPresident and CEO
- Robert HarveyChairman
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 25% to 50% of Harvey Capital Management Inc
Robert Harvey
Control person · since January 2016
- Owns 25% to 50% of Harvey Capital Management Inc
Sophia Burnichon
Control person · since September 2011
- Owns 25% to 50% of Harvey Capital Management Inc
Alexander Harvey
Control person · since January 2016
Harvey Capital Management’s regulatory assets grew from $396M (March 2021) to $579M (March 2026); clients rose from 163 to 172 and employees were 5 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $579M | 172 | 5 | 1 |
| March 2025 | $523M | 173 | 5 | 1 |
| March 2024 | $426M | 175 | 5 | 1 |
| March 2023 | $369M | 177 | 5 | 1 |
| March 2022 | $453M | 182 | 5 | 1 |
| March 2021 | $396M | 163 | 5 | 1 |
Besides its headquarters, Harvey Capital Management has 0 offices, with 1 listed address in Florida.
Florida · 1 listed address
- 400 Royal Palm Way, Suite 400, Palm BeachHQ
Contact and registration details
- Legal name
- Harvey Capital Management Inc
- Headquarters
- 400 Royal Palm Way, Suite 400, Palm Beach, FL 33480-4117
- Website
- harveycapital.com
- Phone
- 561-804-9181
- SEC file
- 801-52027
- Founded
- 1996
- Structure
- Florida corporation
- Fiscal year end
- December
Harvey Capital Management does not have custody of client assets.
At year end, Harvey Capital Management’s separately managed accounts were mostly in stocks (82%) and bonds (13%). Its reported 13F holdings for the quarter ended 30 June 2026 total $486M across 92 positions; the largest are Nvidia Corp. (16.5%), Alphabet Inc. (9.3%) and Amazon.com Inc. (7.6%).
What the accounts hold
- Stocks82%
- Bonds13%
- Investment grade corporate bonds6%
- State and local bonds5%
- U.S. government and agency bonds1%
- High-yield corporate bonds1%
- Cash5%
Reported 13F holdings
- $486M
- Reported 13F value
- 92
- Positions
- 56.0%
- In the 10 largest
- +10.8%
- Value vs. prior quarter
- Nvidia Corp.16.5%
- Alphabet Inc. · Cap Stk CL C9.3%
- Amazon.com Inc.7.6%
- Apple Computer Inc.5.8%
- Microsoft Corp.3.5%
- Alphabet Inc. Cap Stk · Cap Stk CL A3.3%
- United Rentals Inc.2.9%
- JP Morgan Chase2.5%
- Halozyme Therapeutics Inc.2.4%
- Bridgebio Pharma2.1%
Together, the ten largest are 56.0% of reported value.
How many clients does Harvey Capital Management have?
Harvey Capital Management has 172 clients and manages $579 million for them, as of March 2026. They include 100 high-net-worth individuals, 62 individual clients and 6 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026
What services does Harvey Capital Management offer?
Harvey Capital Management provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Harvey Capital Management charge?
Harvey Capital Management charges 0.50%–1.00% a year for its Investment Management Services Compensation. The fee is billed in arrears, is negotiable and has a $3,000 annual minimum.
Source: ADV PART 2, filed 10 March 2026
How many financial advisors does Harvey Capital Management have?
Harvey Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Harvey Capital Management invest in?
At the end of its last fiscal year, Harvey Capital Management’s separately managed accounts held 82% exchange-traded equities, 6% investment grade corporate bonds, 5% state and local bonds, 5% cash and equivalents, 1% U.S. government and agency bonds and 1% high-yield corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Harvey Capital Management?
Harvey Capital Management’s direct owners are Robert Harvey, Sophia Burnichon and Alexander Harvey, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 10 March 2026
How does Harvey Capital Management get paid?
Harvey Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Harvey Capital Management registered with the SEC?
Yes, Harvey Capital Management has been registered with the SEC as an investment adviser since 28 May 1996. Its CRD number is 106224 and its SEC file number is 801-52027.
Source: Form ADV Part 1A, Item 1, filed 10 March 2026; IAPD firm record
How do I contact Harvey Capital Management?
Harvey Capital Management’s main office is at 400 Royal Palm Way, Suite 400, Palm Beach, FL 33480-4117. Its phone number is 561-804-9181. Its website is harveycapital.com.