Sophia Burnichon has been Executive Vice President/CCO of Harvey Capital Management since September 2011, is a control person of the firm and directly owns between 25% and 50% of it.
Harvey Capital Management Inc is a Palm Beach, FL firm with $579M under management, 172 clients and 3 advisers in one office, as of its March 2026 filing.
Investment adviser representative registrations
Sophia Burnichon is registered as an investment adviser representative in Florida, since October 2007.
- FloridaSince 23 October 2007
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 September 2007 |
| Series 7 | General Securities Representative Examination | 16 March 2004 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Full name
- Sophia Harvey Burnichon
- CRD
- 4736167
- Firm
- Harvey Capital Management · CRD 106224
- Role
- Executive Vice President/CCO
- Registration
- Investment adviser registration
- In the industry since
- October 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Sophia Burnichon work?
Sophia Burnichon has been Executive Vice President/CCO of Harvey Capital Management Inc since September 2011, and is a control person of the firm.
Is Sophia Burnichon a financial advisor?
Yes. Sophia Burnichon has a current investment-adviser registration in Florida, through Harvey Capital Management since October 2007.
How many years of experience does Sophia Burnichon have?
Sophia Burnichon has 19 years in the financial industry, since October 2007, across 1 adviser firm.
What exams has Sophia Burnichon passed?
Sophia Burnichon has passed 2 licensing exams: the Series 7 and Series 65. The earliest, the Series 7, was passed in March 2004.
Is Sophia Burnichon registered with FINRA?
No. Sophia Burnichon has no current broker registration.
How can I verify Sophia Burnichon’s record?
Search CRD 4736167 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sophia Burnichon’s full registration record.