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Top 3 financial advisor firms in Altamonte Springs

3 SEC-registered financial advisor firms are headquartered in Altamonte Springs, FL, with $3.88B in combined regulatory assets under management. The largest by assets are Certified Advisory ($3.04B), Synergy Investment Management ($681M) and 401k Generation ($156M).

3
Financial advisor firms
$3.88B
Their combined AUM
$681M
Median firm AUM
5,214
Clients of the top 3

The 3 largest by assets

  1. 1
    Certified Advisory

    RIA

    $3.04B

  2. 2
    Synergy Investment Management

    RIA

    $681M

  3. 3
    401k Generation

    RIA

    $156M

Profiles of the top 3

No. 1 · RIA

Certified Advisory

Certified Advisory is an investment adviser based in Altamonte Springs, FL, registered with the SEC since 2002. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and individual clients. Its regulatory assets under management total $3.04 billion, as filed on 31 March 2026.

Certified Advisory charges up to 1.50% a year for its Investment Advisory and Management Services.

Regulatory AUM
$3.04B
Clients
2,556
Advisory staff
20
Founded
1991
Fee schedule
Up to 1.50% a year
Custodians
Fidelity, Charles Schwab
Headquarters
1111 Douglas Avenue, Altamonte Springs, FL 32714-2033
Phone
407-869-9800
Website
financialgroup.com

No. 2 · RIA

Synergy Investment Management

Synergy Investment Management is an investment adviser based in Altamonte Springs, FL, registered with the SEC since 2024. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and corporations and other businesses. Its regulatory assets under management total $681 million, as filed on 20 May 2026.

Synergy Investment Management charges up to 1.50% a year for its Investment Management Services.

Regulatory AUM
$681M
Clients
2,500
Advisory staff
16
Fee schedule
Up to 1.50% a year
Custodians
LPL Financial, Charles Schwab, Fidelity, SEI Private Trust
Headquarters
215 North Westmonte Drive, Altamonte Springs, FL 32714
Phone
321-203-4458
Website
synergywealthalliance.com

No. 3 · RIA

401k Generation

401k Generation is an investment adviser based in Altamonte Springs,, FL, registered with the SEC since 2010. It provides investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $156 million, as filed on 24 March 2026.

401k Generation charges 0.50%–1.00% a year for its Individual Managed Accounts.

Regulatory AUM
$156M
Clients
158
Advisory staff
6
Fee schedule
0.50% to 1.00% a year
Custodians
Charles Schwab, American Trust Custody
Headquarters
237 S Westmonte Drive, Suite 300, Altamonte Springs,, FL 32714
Phone
866-998-5879

Questions about financial advisors in Altamonte Springs

How many financial advisor firms are headquartered in Altamonte Springs?

3 SEC-registered financial advisor firms report their principal office in Altamonte Springs, FL, managing $3.88B in regulatory assets between them. The other 1 adviser headquartered in the city are broker-dealers, other kinds of wealth firm, or fund and institutional managers.

Source: Form ADV Part 1A, Items 1.F, 5.D and 5.F

What is the largest financial advisor firm in Altamonte Springs?

Certified Advisory, with $3.04B in regulatory assets under management on its latest Form ADV. The next largest are Synergy Investment Management ($681M) and 401k Generation ($156M).

Source: Form ADV Part 1A, Item 5.F

How large is a typical financial advisor firm in Altamonte Springs?

The median firm manages $681M in regulatory assets. That is the midpoint of the 3 firms headquartered in Altamonte Springs.

Source: Form ADV Part 1A, Item 5.F

How much do financial advisors in Altamonte Springs charge?

Of the 3 largest firms, 3 publish an asset-based fee schedule for their main service in their brochure. The highest rate in those schedules runs from 1.00% to 1.50% of assets, depending on the firm; each firm's fee is in its profile above.

Source: Form ADV Part 2A brochures, Item 5

How can I check a financial advisor's record in Altamonte Springs?

Search the firm or the person on the SEC's Investment Adviser Public Disclosure site, adviserinfo.sec.gov, which shows registrations, Form ADV filings and any disclosures. Each firm profile in this directory links its SEC record.

Source: SEC Investment Adviser Public Disclosure

How is this list ordered?

By regulatory assets under management as filed on Form ADV, largest first. A firm is included when its principal office is in the city and most of its client assets belong to individuals and its type is RIA, which leaves out broker-dealers, wirehouses, RIA networks, digital advice, bank, insurance and family-office firms. A firm with only a branch office here is listed in its own headquarters city.

Source: Niva directory methodology

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