Synergy Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers. Financial planning was provided to 11–25 clients last fiscal year.
Synergy Investment Management reports 2,500 clients. They include 1,685 individual clients, 784 high-net-worth individuals, and 23 corporations and other businesses. Of its assets, 98.7% ($673M across 2,358 accounts) are managed with discretion; $8.8M across 142 accounts are not. A wrap fee program the firm both sponsors and manages holds $681M. It advised 16 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 67% | 30% |
| High-net-worth individuals | 31% | 67% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | <1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,685 | $207M | 30.4% | $123K |
| High-net-worth individuals | 784 | $457M | 67.0% | $583K |
| Pension and profit-sharing plans | Fewer than 5 | $527K | 0.1% | $176K |
| Charitable organizations | 5 | $684K | 0.1% | $137K |
| Corporations and other businesses | 23 | $16.3M | 2.4% | $707K |
| Total | 2,500 | $681M | 100% | — |
- Clients
- 1,685
- Regulatory AUM
- $207M
- AUM share
- 30.4%
- Avg. per client
- $123K
- Clients
- 784
- Regulatory AUM
- $457M
- AUM share
- 67.0%
- Avg. per client
- $583K
- Clients
- Fewer than 5
- Regulatory AUM
- $527K
- AUM share
- 0.1%
- Avg. per client
- $176K
- Clients
- 5
- Regulatory AUM
- $684K
- AUM share
- 0.1%
- Avg. per client
- $137K
- Clients
- 23
- Regulatory AUM
- $16.3M
- AUM share
- 2.4%
- Avg. per client
- $707K
Total
- Clients
- 2,500
- Regulatory AUM
- $681M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 16
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Synergy Investment Management charges up to 1.50% a year for its Investment Management Services. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Standalone Financial Planning
- Standalone financial planning is a fixed engagement fee of up to a maximum of $20,000, negotiable and invoiced on completion of the agreed deliverables.
Synergy Wealth Alliance, LLC owns 75% or more of Synergy Investment Management and is in turn owned by Christopher Bordner (75% or more). Christopher Bordner is CEO. It has 22 employees, 16 of them in advisory roles.
Leadership
- Christopher BordnerChief Executive Officer, Chief Compliance Officer, Principal, and Wealth Manager
- Solomon ShenCOO
Investment adviser representatives
19 representatives listed in the SEC register as of 9 October 2026.
- Jeffrey Ackler
- Julia Rose Adams
- Christopher Wayne Bordner
- Christopher Michael Claude Jr
- Guy Britton Davidson
- Shari Leigh Flowers
- Thomas Theodore Gerardi
- Jimmy Dale Greene JR.
- Thomas Lee Henry
- Carrie Boliek Letsinger
- Isabel Ivette Ortiz
- Rene Persaud
- Liam Riley
- David John Schlitt
- Solomon Shen
- Levi Cardin Silvas
- Jason Blair Tucker
- Michael Paul Wicks
- Roberto Antonio Yudice
Staff
- 22 employees
- 16 in advisory functions
- 15 state-registered reps
- 20 broker-dealer reps
- 8 insurance agents
- 1 soliciting firm
- Owns 75% or more of Synergy Investment Management LLC
Synergy Wealth Alliance, LLC
Control person · since November 2019
- Owns 75% or more of Synergy Wealth Alliance, LLC
Christopher Bordner
Control person · since November 2019
Synergy Investment Management’s regulatory assets grew Infinity× from $0 (June 2021) to $681M (May 2026); employees rose from 1 to 22.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| May 2026 | $681M | 2,500 | 22 | 5 |
| June 2025 | $461M | 1,083 | 29 | 6 |
| April 2024 | $102M | 170 | 12 | 2 |
| June 2021 | $0 | 0 | 1 | 1 |
Besides its headquarters, Synergy Investment Management has 4 offices, with 5 listed addresses in Florida.
Florida · 5 listed addresses
- 215 North Westmonte Drive, Altamonte SpringsHQ
- 1599 Tropical CT., Tavares
- 2151 Consulate Drive, Orlando
- 1060 Maitland Center Commons BLVD, Maitland
- 978 Del Mar Drive, The Villages
Other business names
Synergy Investment Management has reported 3 other business names to the SEC.
- Merit Wealth Advisors
- Next Stage Consulting
- Synergy Wealth Alliance, LLC
Contact and registration details
- Legal name
- Synergy Investment Management LLC
- Headquarters
- 215 North Westmonte Drive, Altamonte Springs, FL 32714
- Website
- synergywealthalliance.com
- Phone
- 321-203-4458
- @synergywealthalliance
- SEC file
- 801-129970
- Structure
- Florida LLC
- Fiscal year end
- December
Synergy Investment Management uses LPL Financial ($582M, 85%), SEI Private Trust ($56.5M, 8%) and Fidelity ($26.5M, 4%), among others, as custodians for its separately managed accounts. Synergy Investment Management has custody of $67.7M in client assets for 111 clients.
- LPL FinancialLPL Financial LLC · Fort Mill, SC · $582M85%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $16.4M2%
- FidelityNational Financial Services LLC · Boston, MA · $26.5M4%
- SEI Private TrustSEI Private Trust Company · Oaks, PA · $56.5M8%
At year end, Synergy Investment Management’s separately managed accounts were mostly in funds (86%). Its reported 13F holdings for the quarter ended 30 June 2026 total $413M across 1,086 positions; the largest are iShares Core (9.8%), Vanguard S&P (6.1%) and Vanguard Growth (4.4%).
What the accounts hold
- Stocks8%
- Funds86%
- Bonds2%
- Cash3%
- Other1%
- Structured products1%
Reported 13F holdings
- $413M
- Reported 13F value
- 1,086
- Positions
- 41.9%
- In the 10 largest
- +35.2%
- Value vs. prior quarter
- iShares Core · MF Closed And MF Open9.8%
- Vanguard S&P · MF Closed And MF Open6.1%
- Vanguard Growth · MF Closed And MF Open4.4%
- iShares U S · MF Closed And MF Open4.3%
- State Street · MF Closed And MF Open4.1%
- State Street · MF Closed And MF Open3.4%
- iShares Core · MF Closed And MF Open2.8%
- State Street · MF Closed And MF Open2.6%
- iShares A I · MF Closed And MF Open2.4%
- iShares Systematic · MF Closed And MF Open2.0%
Together, the ten largest are 41.9% of reported value.
How many clients does Synergy Investment Management have?
Synergy Investment Management has 2,500 clients and manages $681 million for them, as of May 2026. They include 1,685 individual clients, 784 high-net-worth individuals, and 23 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 May 2026
What services does Synergy Investment Management offer?
Synergy Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Synergy Investment Management charge?
Synergy Investment Management charges up to 1.50% a year for its Investment Management Services. The fee is billed in advance and is negotiable.
Source: SYNERGY DISCLOSURE BROCHURE, WRAP FEE PROGRAM BROCHURE, AND PRIVACY POLICY, filed 11 March 2026
Which custodians does Synergy Investment Management use?
Synergy Investment Management’s separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $582M, SEI Private Trust Company (Oaks, PA), with $56.5M, National Financial Services LLC (Boston, MA), with $26.5M and Charles Schwab & Co., Inc. (Westlake, TX), with $16.4M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 May 2026
How many financial advisors does Synergy Investment Management have?
Synergy Investment Management has 15 investment adviser representatives registered with state securities authorities, out of 22 employees, and 16 perform investment advisory functions. 20 employees are registered representatives of a broker-dealer and 8 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Synergy Investment Management invest in?
At the end of its last fiscal year, Synergy Investment Management’s separately managed accounts held 86% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities, 3% cash and equivalents, 2% high-yield corporate bonds and 1% other. The 1% other category is described as: Structured Products.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Synergy Investment Management?
Synergy Investment Management is owned through a holding company by Christopher Bordner. Its direct owner is Synergy Wealth Alliance, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 20 May 2026
How does Synergy Investment Management get paid?
Synergy Investment Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Synergy Investment Management?
Synergy Investment Management’s main office is at 215 North Westmonte Drive, Altamonte Springs, FL 32714. Its phone number is 321-203-4458. Its website is synergywealthalliance.com.