Firms by custodian
Registered investment advisers that custody at Bank of New York
8 SEC-registered advisers report Bank of New York as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
8 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Western Asset ManagementCRD 110441 | Pasadena, CA | $184.99B | 82 | 31,897 |
| Van Eck AssociatesCRD 105080 | New York, NY | $125.61B | 46 | 145 |
| Empower Capital ManagementCRD 107272 | Greenwood Village, CO | $77.96B | 84 | 162 |
| Goldentree Asset ManagementCRD 112753 | New York, NY | $70.14B | 80 | 161 |
| Sali Fund ManagementCRD 124235 | Austin, TX | $45.99B | 5 | 246 |
| Panagora Asset ManagementCRD 105201 | Boston, MA | $44.13B | 44 | 99 |
| Highland AssociatesCRD 104948 | Birmingham, AL | $20.99B | 18 | 65 |
| Western Asset Management Company LimitedCRD 110427 | London | $20.09B | 16 | 35 |
Western Asset ManagementCRD 110441$184.99B
- Headquarters
- Pasadena, CA
- Advisory staff
- 82
- Clients
- 31,897
Van Eck AssociatesCRD 105080$125.61B
- Headquarters
- New York, NY
- Advisory staff
- 46
- Clients
- 145
Empower Capital ManagementCRD 107272$77.96B
- Headquarters
- Greenwood Village, CO
- Advisory staff
- 84
- Clients
- 162
Goldentree Asset ManagementCRD 112753$70.14B
- Headquarters
- New York, NY
- Advisory staff
- 80
- Clients
- 161
Sali Fund ManagementCRD 124235$45.99B
- Headquarters
- Austin, TX
- Advisory staff
- 5
- Clients
- 246
Panagora Asset ManagementCRD 105201$44.13B
- Headquarters
- Boston, MA
- Advisory staff
- 44
- Clients
- 99
Highland AssociatesCRD 104948$20.99B
- Headquarters
- Birmingham, AL
- Advisory staff
- 18
- Clients
- 65
Western Asset Management Company LimitedCRD 110427$20.09B
- Headquarters
- London
- Advisory staff
- 16
- Clients
- 35
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming Bank of New York here says only what the filing says, and implies nothing about either firm's service.