Firms by custodian
Registered investment advisers that custody at BNY Mellon, National Association
2 SEC-registered advisers report BNY Mellon, National Association as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
2 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Rhumbline Advisers LTD PartnershipCRD 107151 | Boston, MA | $136.48B | 9 | 399 |
| Jasper Ridge PartnersCRD 144401 | Fort Worth, TX | $42.95B | 36 | 67 |
Rhumbline Advisers LTD PartnershipCRD 107151$136.48B
- Headquarters
- Boston, MA
- Advisory staff
- 9
- Clients
- 399
Jasper Ridge PartnersCRD 144401$42.95B
- Headquarters
- Fort Worth, TX
- Advisory staff
- 36
- Clients
- 67
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming BNY Mellon, National Association here says only what the filing says, and implies nothing about either firm's service.