Firms by state
Registered investment advisers in Kansas
38 SEC-registered advisers with at least one office in Kansas, listed by regulatory assets under management as reported on Form ADV.
Browse cities in Kansas
38 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Capfinancial PartnersCRD 175112 | Raleigh, NC | $1236.70B | 885 | 41,750 |
| Ameriprise Financial ServicesCRD 6363 | Minneapolis, MN | $660.47B | 12,681 | 1,386,329 |
| Metlife Investment ManagementCRD 142463 | Whippany, NJ | $563.78B | 695 | 317 |
| Financial Engines AdvisorsCRD 104510 | Santa Clara, CA | $326.29B | 553 | 1,244,406 |
| RBC Capital MarketsCRD 31194 | New York, NY | $310.43B | 5,908 | 283,910 |
| Creative PlanningCRD 105348 | Overland Park, KS | $295.57B | 1,538 | 100,298 |
| Cetera Investment AdvisersCRD 105644 | Schaumburg, IL | $256.81B | 9,049 | 813,961 |
| D. E. Shaw &CRD 108679 | New York, NY | $213.36B | 526 | 23 |
| Commonwealth Equity ServicesCRD 8032 | Waltham, MA | $212.66B | 2,650 | 360,488 |
| Hightower AdvisorsCRD 145323 | Chicago, IL | $198.58B | 953 | 64,035 |
| Empower Advisory GroupCRD 112058 | Greenwood Village, CO | $195.43B | 6,138 | 297,074 |
| Gallagher Fiduciary AdvisorsCRD 146509 | Rolling Meadows, IL | $194.82B | 218 | 6,120 |
| Onedigital Investment AdvisorsCRD 106766 | Overland Park, KS | $155.41B | 367 | 18,203 |
| Nomura Investment Management Business TrustCRD 105390 | Philadelphia, PA | $144.04B | 219 | 287 |
| MarinerCRD 140195 | Overland Park, KS | $125.41B | 933 | 55,512 |
| Wealth Enhancement Advisory ServicesCRD 116407 | Plymouth, MN | $122.19B | 850 | 85,001 |
| Moneta Group Investment AdvisorsCRD 104727 | ST. Louis, MO | $50.54B | 239 | 9,163 |
| Ae Wealth ManagementCRD 282580 | Topeka, KS | $49.84B | 448 | 128,073 |
| Equitable AdvisorsCRD 6627 | New York, NY | $47.26B | 4,664 | 76,027 |
| Newedge AdvisorsCRD 171351 | New Orleans, LA | $43.21B | 515 | 49,898 |
| Lido AdvisorsCRD 269866 | Los Angeles, CA | $42.50B | 235 | 13,800 |
| Prime Capital Investment AdvisorsCRD 288712 | Overland Park, KS | $39.14B | 261 | 23,965 |
| Creative Planning Institutional AdvisorsCRD 126777 | Newport Beach, CA | $37.50B | 112 | 915 |
| Sanctuary AdvisorsCRD 226606 | Miami, FL | $34.88B | 396 | 19,540 |
| Allworth FinancialCRD 111167 | Folsom, CA | $33.55B | 165 | 29,297 |
| &partnersCRD 3767 | Nashville, TN | $30.27B | 439 | 62,194 |
| Palmer Square Capital ManagementCRD 155697 | Mission Woods, KS | $25.59B | 33 | 159 |
| First Command Advisory ServicesCRD 281958 | Fort Worth, TX | $24.43B | 1,155 | 113,591 |
| Thrivent Investment ManagementCRD 18387 | Minneapolis, MN | $20.77B | 2,963 | 125,754 |
| Benjamin F. Edwards &CRD 146936 | ST. Louis, MO | $18.92B | 450 | 33,057 |
| Independent Advisor AllianceCRD 168267 | Charlotte, NC | $17.23B | 247 | 45,002 |
| Principal SecuritiesCRD 1137 | Des Moines, IA | $17.02B | 1,464 | 51,941 |
| Ifp AdvisorsCRD 125112 | Tampa, FL | $16.29B | 302 | 54,154 |
| State Farm Investment ManagementCRD 3487 | Bloomington, IL | $12.94B | 7,930 | 3,575 |
| Duff & Phelps Investment ManagementCRD 107296 | Chicago, IL | $12.75B | 26 | 44 |
| Forvis Mazars Wealth AdvisorsCRD 110905 | Springfield, MO | $12.01B | 82 | 4,584 |
| Modern Wealth ManagementCRD 324624 | Kansas City, MO | $10.90B | 102 | 11,934 |
| Advisory Services NetworkCRD 146051 | Atlanta, GA | $10.60B | 247 | 12,919 |
Capfinancial PartnersCRD 175112$1236.70B
- Headquarters
- Raleigh, NC
- Advisory staff
- 885
- Clients
- 41,750
Ameriprise Financial ServicesCRD 6363$660.47B
- Headquarters
- Minneapolis, MN
- Advisory staff
- 12,681
- Clients
- 1,386,329
Metlife Investment ManagementCRD 142463$563.78B
- Headquarters
- Whippany, NJ
- Advisory staff
- 695
- Clients
- 317
Financial Engines AdvisorsCRD 104510$326.29B
- Headquarters
- Santa Clara, CA
- Advisory staff
- 553
- Clients
- 1,244,406
RBC Capital MarketsCRD 31194$310.43B
- Headquarters
- New York, NY
- Advisory staff
- 5,908
- Clients
- 283,910
Creative PlanningCRD 105348$295.57B
- Headquarters
- Overland Park, KS
- Advisory staff
- 1,538
- Clients
- 100,298
Cetera Investment AdvisersCRD 105644$256.81B
- Headquarters
- Schaumburg, IL
- Advisory staff
- 9,049
- Clients
- 813,961
D. E. Shaw &CRD 108679$213.36B
- Headquarters
- New York, NY
- Advisory staff
- 526
- Clients
- 23
Commonwealth Equity ServicesCRD 8032$212.66B
- Headquarters
- Waltham, MA
- Advisory staff
- 2,650
- Clients
- 360,488
Hightower AdvisorsCRD 145323$198.58B
- Headquarters
- Chicago, IL
- Advisory staff
- 953
- Clients
- 64,035
Empower Advisory GroupCRD 112058$195.43B
- Headquarters
- Greenwood Village, CO
- Advisory staff
- 6,138
- Clients
- 297,074
Gallagher Fiduciary AdvisorsCRD 146509$194.82B
- Headquarters
- Rolling Meadows, IL
- Advisory staff
- 218
- Clients
- 6,120
Onedigital Investment AdvisorsCRD 106766$155.41B
- Headquarters
- Overland Park, KS
- Advisory staff
- 367
- Clients
- 18,203
Nomura Investment Management Business TrustCRD 105390$144.04B
- Headquarters
- Philadelphia, PA
- Advisory staff
- 219
- Clients
- 287
MarinerCRD 140195$125.41B
- Headquarters
- Overland Park, KS
- Advisory staff
- 933
- Clients
- 55,512
Wealth Enhancement Advisory ServicesCRD 116407$122.19B
- Headquarters
- Plymouth, MN
- Advisory staff
- 850
- Clients
- 85,001
Moneta Group Investment AdvisorsCRD 104727$50.54B
- Headquarters
- ST. Louis, MO
- Advisory staff
- 239
- Clients
- 9,163
Ae Wealth ManagementCRD 282580$49.84B
- Headquarters
- Topeka, KS
- Advisory staff
- 448
- Clients
- 128,073
Equitable AdvisorsCRD 6627$47.26B
- Headquarters
- New York, NY
- Advisory staff
- 4,664
- Clients
- 76,027
Newedge AdvisorsCRD 171351$43.21B
- Headquarters
- New Orleans, LA
- Advisory staff
- 515
- Clients
- 49,898
Lido AdvisorsCRD 269866$42.50B
- Headquarters
- Los Angeles, CA
- Advisory staff
- 235
- Clients
- 13,800
Prime Capital Investment AdvisorsCRD 288712$39.14B
- Headquarters
- Overland Park, KS
- Advisory staff
- 261
- Clients
- 23,965
Creative Planning Institutional AdvisorsCRD 126777$37.50B
- Headquarters
- Newport Beach, CA
- Advisory staff
- 112
- Clients
- 915
Sanctuary AdvisorsCRD 226606$34.88B
- Headquarters
- Miami, FL
- Advisory staff
- 396
- Clients
- 19,540
Allworth FinancialCRD 111167$33.55B
- Headquarters
- Folsom, CA
- Advisory staff
- 165
- Clients
- 29,297
&partnersCRD 3767$30.27B
- Headquarters
- Nashville, TN
- Advisory staff
- 439
- Clients
- 62,194
Palmer Square Capital ManagementCRD 155697$25.59B
- Headquarters
- Mission Woods, KS
- Advisory staff
- 33
- Clients
- 159
First Command Advisory ServicesCRD 281958$24.43B
- Headquarters
- Fort Worth, TX
- Advisory staff
- 1,155
- Clients
- 113,591
Thrivent Investment ManagementCRD 18387$20.77B
- Headquarters
- Minneapolis, MN
- Advisory staff
- 2,963
- Clients
- 125,754
Benjamin F. Edwards &CRD 146936$18.92B
- Headquarters
- ST. Louis, MO
- Advisory staff
- 450
- Clients
- 33,057
Independent Advisor AllianceCRD 168267$17.23B
- Headquarters
- Charlotte, NC
- Advisory staff
- 247
- Clients
- 45,002
Principal SecuritiesCRD 1137$17.02B
- Headquarters
- Des Moines, IA
- Advisory staff
- 1,464
- Clients
- 51,941
Ifp AdvisorsCRD 125112$16.29B
- Headquarters
- Tampa, FL
- Advisory staff
- 302
- Clients
- 54,154
State Farm Investment ManagementCRD 3487$12.94B
- Headquarters
- Bloomington, IL
- Advisory staff
- 7,930
- Clients
- 3,575
Duff & Phelps Investment ManagementCRD 107296$12.75B
- Headquarters
- Chicago, IL
- Advisory staff
- 26
- Clients
- 44
Forvis Mazars Wealth AdvisorsCRD 110905$12.01B
- Headquarters
- Springfield, MO
- Advisory staff
- 82
- Clients
- 4,584
Modern Wealth ManagementCRD 324624$10.90B
- Headquarters
- Kansas City, MO
- Advisory staff
- 102
- Clients
- 11,934
Advisory Services NetworkCRD 146051$10.60B
- Headquarters
- Atlanta, GA
- Advisory staff
- 247
- Clients
- 12,919
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports an office in Kansas on Form ADV Part 1A, whether or not the state is its headquarters. An SEC-registered adviser doing business in a state also makes a notice filing there, which is why a firm can serve clients in Kansas from elsewhere.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation, and Niva Wealth is not affiliated with the firms on it.