Clients
Allworth Financial serves 29,297 clients, 9,283 of them high-net-worth individuals. The average client has about $1.1 million with the firm, and high-net-worth clients hold 75% of its $33.6 billion in assets.
- Individuals19,503 clients21%
- High-net-worth individuals9,283 clients75%
- Pension and profit-sharing plans259 clients2%
- OtherPooled investment vehicles, Charitable organizations, Corporations and other businesses2%
What it does
Allworth Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers, publishing newsletters and educational seminars. It is paid through a percentage of assets, fixed fees and performance-based fees.
Allworth Financial provided financial planning to 101–250 clients last fiscal year and advises no private funds.
98.5% of assets ($33.06B across 73,370 accounts) are managed with discretion; $489.4M across 1,756 accounts are not. $30.07B sits in a wrap fee program the firm both sponsors and manages. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
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| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 19,503 | $6,996,370,059 | 20.9% | $359K |
| High-net-worth individuals | 9,283 | $25,233,482,966 | 75.2% | $2.72M |
| Pooled investment vehicles | 2 | $54,845,217 | 0.2% | $27.4M |
| Pension and profit-sharing plans | 259 | $808,504,938 | 2.4% | $3.12M |
| Charitable organizations | 107 | $30,649,264 | 0.1% | $286K |
| Corporations and other businesses | 143 | $430,154,849 | 1.3% | $3.01M |
| Total | 29,297 | $33,554,007,293 | 100% | $1.15M |
- Regulatory AUM
- $6,996,370,059
- Share
- 20.9%
- Avg. per client
- $359K
- Regulatory AUM
- $25,233,482,966
- Share
- 75.2%
- Avg. per client
- $2.72M
- Regulatory AUM
- $54,845,217
- Share
- 0.2%
- Avg. per client
- $27.4M
- Regulatory AUM
- $808,504,938
- Share
- 2.4%
- Avg. per client
- $3.12M
- Regulatory AUM
- $30,649,264
- Share
- 0.1%
- Avg. per client
- $286K
- Regulatory AUM
- $430,154,849
- Share
- 1.3%
- Avg. per client
- $3.01M
What the accounts hold
- Stocks16%
- Funds76%
- Registered funds72%
- Pooled vehicles4%
- Bonds3%
- U.S. government and agency bonds1%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash2%
- Other3%
- Variable annuities and 401k plans3%
Custodians
Allworth Financial’s client accounts are held mainly at Charles Schwab, with 60% of managed assets, and Fidelity, with 37%. Allworth Financial has custody of $21.4M for 15 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Omaha, NE · $20.13B60%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $12.32B37%
- All other custodians$1.11B3%
Ownership and leadership
Allworth Financial Group, L.P. owns 75% or more of Allworth Financial, and John Bunch is its CEO.
- Owns 75% or more of Allworth Financial, L.P.
Allworth Financial Group, L.P.
Control person · since July 2017
- Owns 75% or more of Allworth Financial Group, L.P.
Afg Intermediate, L.P.
Control person · since July 2017
Afg Parent GP, LLC
General partner · Control person · since October 2020
- Owns 75% or more of Afg Parent GP, LLC
Allworth Financial Holdings, LLC
Control person · since June 2026
- Owns 50% to 75% of Allworth Financial Holdings, LLC
Group Afg, LLC
Control person · since June 2026
- Owns 75% or more of Group Afg, LLC
Awf Buyer, Inc.
Control person · since June 2026
- Owns 75% or more of Awf Buyer, Inc.
Awf Intermediate, Inc.
Control person · since June 2026
- Owns 75% or more of Awf Intermediate, Inc.
Awf Parent, Inc.
Control person · since June 2026
- Owns 75% or more of Awf Parent, Inc.
Awf Consolidated Holdings, LP
Control person · since June 2026
- Owns 50% to 75% of Awf Consolidated Holdings, LP
Awf Consolidated Holdings GP, LLC
Control person · since June 2026
- Owns 25% to 50% of Awf Consolidated Holdings, LP
Integrum Elevate Aggregator LP
Control person · since June 2026
- Owns 50% to 75% of Integrum Elevate Aggregator LP
Integrum Elevate Co-Invest LP
Control person · since June 2026
Leadership
- John BunchChief Executive Officer
- Christopher OddyChief Financial Officer
- Peter EngelkenChief Operating Officer
- Corey GambleChief Compliance Officer
- Barry GreenbergChief Legal Officer
- Andrew StoutChief Investment Officer
Staff
- 493 employees
- 165 in advisory functions
- 221 state-registered reps
- 145 broker-dealer reps
- 103 insurance agents
- 76 soliciting firms
Reported holdings
Allworth Financial’s reported 13F holdings total $23.56B across 5,147 positions, and the ten largest make up 44.7% of it.
- $23.56B
- Reported 13F value
- 5,147
- Positions
- 44.7%
- In the 10 largest
- −4.5%
- Value vs. prior quarter
- Vanguard Index Fds · Total Stk Mkt10.8%
- Vanguard BD Index Fds · Total Bnd Mrkt5.9%
- SPDR Series Trust · ST Str P500grw5.3%
- Vanguard BD Index Fds · Short Trm Bond5.1%
- SPDR Index Shs Fds · ST Str PO EX ETF4.8%
- SPDR Series Trust · ST Str P500val4.8%
- Apple Inc.2.2%
- J P Morgan Exchange Traded F · Active Bond ETF2.1%
- iShares TR · US Treas BD ETF2.0%
- Vanguard Index Fds · Mid Cap ETF1.8%
Together, the ten largest are 44.7% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $23.56B is not its $33.55B in regulatory assets and does not represent any individual client's portfolio.
Fees
Allworth Financial charges up to 2.00% a year for investment advisory services.
| Service | Stated range | How it is charged |
|---|---|---|
| Investment advisory services | Up to 2.00% a year | Percentage of assets; negotiable, billed in advance. |
- Stated range
- Up to 2.00% a year
- How it is charged
- Percentage of assets; negotiable, billed in advance.
- Minimum fee
- The annual minimum fee is $2,500.
Offices and registrations
Besides its headquarters, Allworth Financial has 35 offices, with 27 listed addresses across 18 states.
California · 8 listed addresses
- 340 Palladio Pkwy., Suite 501, FolsomHQ
- 8775 Folsom BLVD., Sacramento
- 2015 S. Bascom Ave., Campbell
- 1676 N. California BLVD., Walnut Creek
- 3017 Douglas BLVD., Roseville
- 700 Larkspur Landing Cir., Larkspur
- 116 Henshaw Avenue, Chico
- 3675 MT. Diablo BLVD., Lafayette
Arizona · 2 listed addresses
- 11240 N. Tatum BLVD., Phoenix
- 6450 N Swan Road, Tucson
Texas · 2 listed addresses
- 1800 West Loop South, Houston
- 15725 Dallas Parkway, Addison
Colorado · 1 listed address
- 8055 E. Tufts Avenue, Denver
Georgia · 1 listed address
- 2950 Cherokee Street, Kennesaw
Illinois · 1 listed address
- 2610 Lake Cook Road, Riverwoods
Indiana · 1 listed address
- 8801 River Crossing BLVD., Indianapolis
Kansas · 1 listed address
- 3705 Clinton Parkway, Lawrence
Maryland · 1 listed address
- 2231 Old Emmorton Road, Bel Air
Massachusetts · 1 listed address
- 800 South Street, Waltham
Missouri · 1 listed address
- 3 Cityplace Drive, ST. Louis
Nevada · 1 listed address
- 8945 W. Russell Road, Las Vegas
New Jersey · 1 listed address
- 2410 NJ-34, Manasquan
New Mexico · 1 listed address
- 7601 Jefferson Street Ne, Albuquerque
New York · 1 listed address
- 202 Main Street, Dansville
North Carolina · 1 listed address
- 3917 University Drive, Durham
Ohio · 1 listed address
- 9987 Carver Road, Blue Ash
Washington · 1 listed address
- 9706 4th Avenue Ne, Seattle
Other business names
Allworth Financial has reported 9 other business names to the SEC.
- Allworth Airline Advisors
- Allworth Financial
- George McKelvey & Co.
- Horseman Group
- Raa
- Redrock Wealth Management
- Salzinger Sheaff Brock
- Sheaff Brock
- Stewart & Patten Co.
Registration details
- Legal name
- Allworth Financial, L.P.
- Headquarters
- 340 Palladio Pkwy., Suite 501, Folsom, CA 95630
- Phone
- 916-482-2196
- Website
- allworthfinancial.com
- SEC file
- 801-68255
- Structure
- Delaware limited partnership
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Allworth Financial have?
Allworth Financial has 29,297 clients and manages $33.6 billion for them, as of July 2026. They include 19,503 other individuals, 9,283 high-net-worth individuals and 259 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 July 2026
What services does Allworth Financial offer?
Allworth Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers, publishing newsletters and educational seminars. Its services also include business succession planning, estate planning and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Allworth Financial charge?
Allworth Financial charges up to 2.00% a year for investment advisory services.
Source: Part 2A brochure, Item 5
Which custodians does Allworth Financial use?
Allworth Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $20,129,304,866 and Fidelity Brokerage Services LLC (Smithfield, RI), with $12,316,607,439. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 July 2026
How many financial advisors does Allworth Financial have?
Allworth Financial has 221 investment adviser representatives registered with state securities authorities, out of 493 employees, and 165 perform investment advisory functions. 145 are registered representatives of a broker-dealer and 103 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Allworth Financial invest in?
At the end of its last fiscal year, Allworth Financial’s separately managed accounts held 72% registered funds (mutual funds, ETFs, BDCs), 16% exchange-traded equities, 4% pooled vehicles (private funds and similar), 3% variable annuities and 401k plans, 2% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Allworth Financial?
Allworth Financial is owned through a chain of holding companies by Afg Intermediate, L.P., Awf Consolidated Holdings GP, LLC and Integrum Elevate Co-Invest LP. Its direct owner is Allworth Financial Group, L.P. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 29 July 2026
How does Allworth Financial get paid?
Allworth Financial is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file