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Corey Gamble

Chief Compliance Officer at Allworth Financial

Investment adviser and broker registrationsFolsom, CASEC record checked 17 October 2026

18
Years in the industry
12
Years at the firm
4
Adviser firms
1
State registrations

IAPD record retrieved 17 October 2026SEC record

Corey Gamble is Chief Compliance Officer of Allworth Financial, L.P., a Folsom investment adviser managing $33.6B. Corey Gamble has been registered through Allworth Financial since 22 October 2013, has 18 years in the industry across 4 firms and has passed 6 licensing exams.

Role at Allworth Financial

Title on Schedule A
Chief Compliance Officer
Control
Corey Gamble is a control person of Allworth Financial.
Ownership
An individual ownership band is not available in the source record.
Tenure
Corey Gamble has held the filed role since July 2017.

The firm

Allworth Financial, L.P.
Folsom, CA

Form ADV filed 29 July 2026

$33.6B AUM29,297 clients165 advisers27 offices

Career on record

Corey Gamble has been registered through Allworth Financial since October 2013, and before that through Hanson Mcclain and Niemann Capital Management Inc.

Firms and exams, newest first
  1. Passed Series 14 · 2023
  2. Passed SIE · 2018
  3. Aw SecuritiesCurrent
    – present · 13 years
    Sacramento, CA · Adviser representative and broker · Firm CRD 103747
  4. Allworth Financial, L.p.Current
    – present · 13 years
    Folsom, CA · Adviser representative · Firm CRD 111167
  5. Pathway Strategic Advisors
    – · 2 years
    Folsom, CA · Adviser representative · Firm CRD 158395
  6. Hanson Mcclain
    – · 2 years
    Sacramento, CA · Adviser representative · Firm CRD 103747
  7. Hanson Mcclain Advisors
    – · 2 years
    Sacramento, CA · Adviser representative · Firm CRD 111167
  8. Niemann Capital Management Inc
    – · under a year
    Scotts Valley, CA · Adviser representative · Firm CRD 106451
  9. Passed Series 65 · 2012
  10. Passed Series 7, Series 24 and Series 63 · 2010

Registrations and exams

Corey Gamble has a current investment-adviser registration in California and has passed 6 qualifying exams.

California22 October 2013
Scope
Investment adviser representative
Status
Approved

Examinations

Series 656 January 2012
Name
Uniform Investment Adviser Law Examination
Series 6313 May 2010
Name
Uniform Securities Agent State Law Examination
Series 142 January 2023
Name
Compliance Officer Examination
Series 2425 March 2010
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 718 February 2010
Name
General Securities Representative Examination

Individual record

Full name
Corey C Gamble
CRD
4919573
Firm
Allworth Financial, L.P.
Registration status
Investment adviser and broker registrations
Office
340 PALLADIO PKWY., SUITE 501, Folsom, CA 95630

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

The firm's official leadership page lists Corey Gamble as Chief Compliance Officer. ALLWORTH FINANCIAL, L.P., official leadership page

Common questions

Where does Corey Gamble work?

Corey Gamble has been Chief Compliance Officer of Allworth Financial, L.P. since July 2017, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 29 July 2026

Is Corey Gamble a financial advisor?

Yes. Corey Gamble has a current investment-adviser registration in California, through Allworth Financial since October 2013, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

How many years of experience does Corey Gamble have?

Corey Gamble has worked in the financial industry for 18 years as of 17 October 2026, counted from 11 June 2008, across 4 adviser firms.

Source: IAPD individual record, checked 17 October 2026

What exams has Corey Gamble passed?

Corey Gamble has passed 6 licensing exams: the Series 7, Series 24, Series 63, Series 65, SIE and Series 14. The earliest, the Series 7, was passed in February 2010.

Source: IAPD individual record, checked 17 October 2026

Where did Corey Gamble work before Allworth Financial?

Before Allworth Financial, Corey Gamble was registered through Hanson Mcclain, March 2012 to October 2013; Niemann Capital Management Inc, January 2012 to February 2012.

Source: IAPD individual record, checked 17 October 2026

Where is Corey Gamble based?

Corey Gamble’s registered office is in Folsom, CA.

Source: IAPD individual record, checked 17 October 2026

Leadership at Allworth Financial

Sources

  1. IAPD individual record, CRD 4919573. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Allworth Financial, L.P., filed 29 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Corey Gamble or Allworth Financial, L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.