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John Bunch

Chief Executive Officer at Allworth Financial

No current adviser or broker registrationSEC record checked 17 October 2026

3
Past adviser firms
4
Licensing exams

IAPD record retrieved 17 October 2026SEC record

John Bunch is Chief Executive Officer of Allworth Financial, L.P., a Folsom investment adviser managing $33.6B. John Bunch has past investment-adviser registrations through 3 firms and has passed the Series 7, Series 63, Series 24 and Series 8.

Role at Allworth Financial

Title on Schedule A
Chief Executive Officer
Control
John Bunch is a control person of Allworth Financial.
Ownership
An individual ownership band is not available in the source record.
Tenure
John Bunch has held the filed role since October 2023.

The firm

Allworth Financial, L.P.
Folsom, CA

Form ADV filed 29 July 2026

$33.6B AUM29,297 clients165 advisers27 offices

Career on record

Firms and exams, newest first
  1. Financial Engines Advisors L.l.c.
    – · 3 years
    Sunnyvale, CA · Adviser representative · Firm CRD 104510
  2. Financial Engines Advisor Center, LLC
    – · 3 years
    Overland Park, KS · Adviser representative · Firm CRD 109238
  3. Charles Schwab & Co., Inc.
    – · under a year
    Fishers (indianapolis), IN · Adviser representative · Firm CRD 5393
  4. Passed Series 8 · 1992
  5. Passed Series 63 and Series 24 · 1989
  6. Passed Series 7 · 1988

Registrations and exams

No current adviser or broker registration. John Bunch has passed 4 qualifying exams.

Examinations

Series 634 January 1989
Name
Uniform Securities Agent State Law Examination
Series 814 April 1992
Name
General Securities Sales Supervisor Examination (Options Module & General Module)
Series 246 November 1989
Name
General Securities Principal Examination
Series 717 December 1988
Name
General Securities Representative Examination

Individual record

Full name
John Bradley Bunch
CRD
1908764
Firm
Allworth Financial, L.P.
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

The firm's official leadership page lists John Bunch as Chief Executive Officer. ALLWORTH FINANCIAL, L.P., official leadership page

Common questions

Where does John Bunch work?

John Bunch has been Chief Executive Officer of Allworth Financial, L.P. since October 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 29 July 2026

Does John Bunch have a current investment-adviser registration?

John Bunch has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has John Bunch passed?

John Bunch has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 8. The earliest, the Series 7, was passed in December 1988.

Source: IAPD individual record, checked 17 October 2026

Where was John Bunch previously registered as an investment adviser?

John Bunch has past investment-adviser registrations through Financial Engines Advisors L.l.c., November 2016 to June 2019; Financial Engines Advisor Center, LLC, March 2014 to November 2016; Charles Schwab & Co., Inc., August 2003 to October 2003, across 3 firms.

Source: IAPD individual record, checked 17 October 2026

Leadership at Allworth Financial

Sources

  1. IAPD individual record, CRD 1908764. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Allworth Financial, L.P., filed 29 July 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with John Bunch or Allworth Financial, L.P. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.