Firms by custodian
Registered investment advisers that custody at BNY Mellon
9 SEC-registered advisers report BNY Mellon as a custodian holding 10% or more of separately managed account assets in Form ADV Schedule D, Section 5.K.(3). Listed by regulatory assets under management.
9 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Federated Investment CounselingCRD 105325 | Pittsburgh, PA | $207.21B | 141 | 8,721 |
| Causeway Capital ManagementCRD 113308 | Los Angeles, CA | $62.24B | 40 | 1,562 |
| Concord Advisory GroupCRD 107291 | Princeton, NJ | $46.19B | 12 | 204 |
| Harding LoevnerCRD 104543 | Bridgewater, NJ | $32.06B | 36 | 3,876 |
| Palmer Square Capital ManagementCRD 155697 | Mission Woods, KS | $25.59B | 33 | 159 |
| Pgim Private Placement InvestorsCRD 106442 | Newark, NJ | $24.44B | 290 | 33 |
| Federated Global Investment ManagementCRD 106277 | New York, NY | $14.09B | 39 | 83 |
| Altrinsic Global AdvisorsCRD 109678 | Stamford, CT | $12.22B | 13 | 24 |
| Trinity Street Asset ManagementCRD 152728 | London | $10.58B | 9 | 22 |
Federated Investment CounselingCRD 105325$207.21B
- Headquarters
- Pittsburgh, PA
- Advisory staff
- 141
- Clients
- 8,721
Causeway Capital ManagementCRD 113308$62.24B
- Headquarters
- Los Angeles, CA
- Advisory staff
- 40
- Clients
- 1,562
Concord Advisory GroupCRD 107291$46.19B
- Headquarters
- Princeton, NJ
- Advisory staff
- 12
- Clients
- 204
Harding LoevnerCRD 104543$32.06B
- Headquarters
- Bridgewater, NJ
- Advisory staff
- 36
- Clients
- 3,876
Palmer Square Capital ManagementCRD 155697$25.59B
- Headquarters
- Mission Woods, KS
- Advisory staff
- 33
- Clients
- 159
Pgim Private Placement InvestorsCRD 106442$24.44B
- Headquarters
- Newark, NJ
- Advisory staff
- 290
- Clients
- 33
Federated Global Investment ManagementCRD 106277$14.09B
- Headquarters
- New York, NY
- Advisory staff
- 39
- Clients
- 83
Altrinsic Global AdvisorsCRD 109678$12.22B
- Headquarters
- Stamford, CT
- Advisory staff
- 13
- Clients
- 24
Trinity Street Asset ManagementCRD 152728$10.58B
- Headquarters
- London
- Advisory staff
- 9
- Clients
- 22
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A custodian holds client accounts; the adviser directs them but does not take possession of the money. Form ADV Schedule D, Section 5.K.(3) requires an adviser to name every custodian holding 10% or more of its separately managed account assets, which is where this list comes from.
A firm may use several custodians, so it can appear on more than one of these lists, and smaller custodial relationships below the 10% threshold are not reported at all. Naming BNY Mellon here says only what the filing says, and implies nothing about either firm's service.