Clients
Federated Global Investment Management serves 83 clients, 11 of them high-net-worth individuals. The average client has about $170 million with the firm, and high-net-worth clients hold 0% of its $14.1 billion in assets.
- Investment companies13 clients88%
- Pooled investment vehicles4 clients6%
- Pension and profit-sharing plans5 clients5%
- OtherIndividuals, High-net-worth individuals, Charitable organizations, Corporations and other businesses2%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 45 | $10,331,297 | 0.1% | $230K |
| High-net-worth individuals | 11 | $12,647,345 | 0.1% | $1.15M |
| Investment companies | 13 | $12,369,471,722 | 87.8% | $951.5M |
| Pooled investment vehicles | 4 | $866,199,805 | 6.1% | $216.5M |
| Pension and profit-sharing plans | 5 | $634,627,337 | 4.5% | $126.9M |
| Charitable organizations | 1 | $924,673 | 0.0% | $925K |
| Corporations and other businesses | 4 | $192,910,461 | 1.4% | $48.2M |
| Total | 83 | $14,087,112,640 | 100% | $169.7M |
- Clients
- 45
- Regulatory AUM
- $10,331,297
- Share
- 0.1%
- Avg. per client
- $230K
- Clients
- 11
- Regulatory AUM
- $12,647,345
- Share
- 0.1%
- Avg. per client
- $1.15M
- Clients
- 13
- Regulatory AUM
- $12,369,471,722
- Share
- 87.8%
- Avg. per client
- $951.5M
- Clients
- 4
- Regulatory AUM
- $866,199,805
- Share
- 6.1%
- Avg. per client
- $216.5M
- Clients
- 5
- Regulatory AUM
- $634,627,337
- Share
- 4.5%
- Avg. per client
- $126.9M
- Clients
- 1
- Regulatory AUM
- $924,673
- Share
- 0.0%
- Avg. per client
- $925K
- Clients
- 4
- Regulatory AUM
- $192,910,461
- Share
- 1.4%
- Avg. per client
- $48.2M
Total
- Clients
- 83
- Regulatory AUM
- $14,087,112,640
- Share
- 100%
- Avg. per client
- $169.7M
What it does
Federated Global Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers, educational seminars and other activities. It is paid through a percentage of assets, performance-based fees and other arrangements.
Federated Global Investment Management advises no private funds.
100.0% of assets ($14.09B across 83 accounts) are managed with discretion. $22.8M sits in a wrap fee program the firm both sponsors and manages. 6% of clients are outside the U.S., and 5 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks100%
- Exchange-traded equities99%
- Non-exchange-traded equities1%
Custodians
Federated Global Investment Management’s client accounts are held mainly at BNY Mellon, with 0% of managed assets. Federated Global Investment Management does not have custody of client assets.
- OtherBNY Mellon, All other custodians100%
Ownership and leadership
Fii Holdings, Inc. owns 75% or more of Federated Global Investment Management.
- Owns 75% or more of Federated Global Investment Management Corp.
Fii Holdings, Inc.
Control person · since May 1995
- Owns 75% or more of Fii Holdings, Inc.
Federated Hermes, Inc.
Control person · since March 1983
Leadership
- Paul UhlmanDirector, President, CEO
- Stephen Van MeterChief Compliance Officer
- Steven ChiavaroneCIO - Equity
- John DonahueDirector, Chairman
- Thomas DonahueDirector, Treasurer
- John FisherChairman
- George MageraSecretary
Staff
- 39 employees
- 39 in advisory functions
- 3 soliciting firms
Fees
Federated Global Investment Management is paid through a percentage of assets under management, performance-based fees and other.
Federated Global Investment Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Federated Global Investment Management has 2 offices, with 3 listed addresses across 3 states.
Massachusetts · 1 listed address
- 125 High Street, Boston
New York · 1 listed address
- 101 Park Avenue, Suite 4100, New YorkHQ
Ohio · 1 listed address
- 3550 Lander Road, Pepper Pike
Registration details
- Legal name
- Federated Global Investment Management Corp.
- Headquarters
- 101 Park Avenue, Suite 4100, New York, NY 10178-0002
- Phone
- 212-905-4100
- Website
- Not reported
- SEC file
- 801-49470
- Structure
- Delaware corporation
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Federated Global Investment Management have?
Federated Global Investment Management has 83 clients and manages $14.1 billion for them, as of September 2026. They include 45 other individuals, 13 investment companies and 11 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 8 September 2026
What services does Federated Global Investment Management offer?
Federated Global Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers, educational seminars and other activities.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Federated Global Investment Management use?
Federated Global Investment Management’s separately managed account assets are held at BNY Mellon (Pittsburgh, PA), with $325,373. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 September 2026
How many financial advisors does Federated Global Investment Management have?
Federated Global Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 39 employees, and 39 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Federated Global Investment Management invest in?
At the end of its last fiscal year, Federated Global Investment Management’s separately managed accounts held 99% exchange-traded equities and 1% non-exchange-traded equities. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Federated Global Investment Management?
Federated Global Investment Management is owned through a holding company by Federated Hermes, Inc. Its direct owner is Fii Holdings, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 8 September 2026
How does Federated Global Investment Management get paid?
Federated Global Investment Management is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file