Clients
Mutual of America Capital Management serves 2 clients. The average client has about $10.1 billion with the firm.
- Investment companies2 clients76%
- Insurance companies23%
- OtherState or municipal government entities, Other0%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 2 | $15,374,964,879 | 76.4% | $7.69B |
| State or municipal government entities | Not reported | $66,299,116 | 0.3% | — |
| Insurance companies | Not reported | $4,679,254,102 | 23.3% | — |
| Other | Not reported | $5,036,793 | 0.0% | — |
| Total | 2 | $20,125,554,890 | 100% | $10.06B |
- Clients
- 2
- Regulatory AUM
- $15,374,964,879
- Share
- 76.4%
- Avg. per client
- $7.69B
- Clients
- Not reported
- Regulatory AUM
- $66,299,116
- Share
- 0.3%
- Avg. per client
- —
- Clients
- Not reported
- Regulatory AUM
- $4,679,254,102
- Share
- 23.3%
- Avg. per client
- —
- Clients
- Not reported
- Regulatory AUM
- $5,036,793
- Share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 2
- Regulatory AUM
- $20,125,554,890
- Share
- 100%
- Avg. per client
- $10.06B
What it does
Mutual of America Capital Management provides portfolio management for investment companies and portfolio management for institutions. It is paid through a percentage of assets.
Mutual of America Capital Management provided financial planning to 0 clients last fiscal year and advises no private funds.
100.0% of assets ($20.13B across 50 accounts) are managed with discretion. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
What the accounts hold
- Stocks4%
- Bonds90%
- U.S. government and agency bonds46%
- Investment grade corporate bonds38%
- High-yield corporate bonds5%
- State and local bonds1%
- Cash5%
- Other1%
- Other asset backed securities, mortgage backed securities, and collateralized mortgage obligations1%
Custodians
Mutual of America Capital Management’s client accounts are held mainly at The Bank of New York Mellon, with 23% of managed assets. Mutual of America Capital Management does not have custody of client assets.
- The Bank of New York MellonThe Bank of New York Mellon Corporation · New York, NY · $4.64B23%
- All other custodians$15.48B77%
Ownership and leadership
Mutual of America Holding Company LLC owns 75% or more of Mutual of America Capital Management, and Joseph Gaffoglio is its CEO.
- Owns 75% or more of Mutual of America Capital Management LLC
Mutual of America Holding Company LLC
Control person · since October 2000
- Owns 75% or more of Mutual of America Holding Company LLC
Mutual of America Life Insurance Company
Control person · since October 2000
Leadership
- Joseph GaffoglioPresident, Chief Executive Officer, and Manager
- Leah BerrySenior Vice President, Chief Financial Officer and Treasurer
- Jason D'AngeloExecutive Vice President and General Counsel
- Kyle MedlinSenior Vice President & Chief Compliance Officer
- Christine JanofskyManager
- Shannon MoriartyManager
- Stephen RichChairman
- Robert YoungManager
Staff
- 37 employees
- 22 in advisory functions
- 10 broker-dealer reps
- 1 insurance agent
Reported holdings
Mutual of America Capital Management’s reported 13F holdings total $10.27B across 1,449 positions, and the ten largest make up 24.8% of it.
- $10.27B
- Reported 13F value
- 1,449
- Positions
- 24.8%
- In the 10 largest
- +16.8%
- Value vs. prior quarter
- Nvidia Corporation5.1%
- Apple Inc.4.5%
- Microsoft Corp.2.9%
- Amazon Com Inc.2.4%
- Alphabet Inc. · Cap Stk CL A2.3%
- Broadcom Inc.1.9%
- Alphabet Inc. · Cap Stk CL C1.7%
- iShares TR · Iboxx Inv CP ETF1.5%
- Micron Technology Inc.1.4%
- Meta Platforms Inc. · CL A1.3%
Together, the ten largest are 24.8% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $10.27B is not its $20.13B in regulatory assets and does not represent any individual client's portfolio.
Fees
Mutual of America Capital Management is paid through a percentage of assets under management.
Mutual of America Capital Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Mutual of America Capital Management has 0 offices, with 1 listed address in 1 state.
New York · 1 listed address
- 320 Park Avenue, New YorkHQ
Registration details
- Legal name
- Mutual of America Capital Management LLC
- Headquarters
- 320 Park Avenue, New York, NY 10022-6839
- Phone
- 212-224-1492
- Website
- www.mutualofamerica.com
- SEC file
- 801-43897
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Mutual of America Capital Management have?
Mutual of America Capital Management has 2 clients and manages $20.1 billion for them, as of March 2026.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Mutual of America Capital Management offer?
Mutual of America Capital Management provides portfolio management for investment companies and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Mutual of America Capital Management use?
Mutual of America Capital Management’s separately managed account assets are held at The Bank of New York Mellon Corporation (New York, NY), with $4,642,636,864. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Mutual of America Capital Management have?
Mutual of America Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 37 employees, and 22 perform investment advisory functions. 10 are registered representatives of a broker-dealer and 1 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Mutual of America Capital Management invest in?
At the end of its last fiscal year, Mutual of America Capital Management’s separately managed accounts held 46% U.S. government and agency bonds, 38% investment grade corporate bonds, 5% high-yield corporate bonds, 5% cash and equivalents, 4% exchange-traded equities, 1% state and local bonds and 1% other asset backed securities, mortgage backed securities, and collateralized mortgage obligations. It advises no private funds of its own.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Mutual of America Capital Management?
Mutual of America Capital Management is owned through a holding company by Mutual of America Life Insurance Company. Its direct owner is Mutual of America Holding Company LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Mutual of America Capital Management get paid?
Mutual of America Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file