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DBX Advisors

SEC-registered adviser since 2010New York, NYCRD 154558

1
Clients
10
Advisory staff

From Form ADV filed 16 September 2026 · data retrieved 15 October 2026SEC record

DBX Advisors is an investment adviser headquartered in New York, New York, and registered with the SEC since 2010. Its clients include investment companies.

Its services include portfolio management for investment companies. Fee arrangements include a percentage of assets under management. DWS USA Corporation owns 75% or more of DBX Advisors, and George Catrambone is its CEO.

Clients

DBX Advisors serves 1 clients. The average client has about $29 billion with the firm.

Regulatory assets by client type
  • Investment companies1 clients100%
Show client breakdown
Investment companies
Clients
1
Regulatory AUM
$28,987,649,436
Share
100.0%
Avg. per client
$28.99B

Total

Clients
1
Regulatory AUM
$28,987,649,436
Share
100%
Avg. per client
$28.99B

What it does

DBX Advisors provides portfolio management for investment companies. It is paid through a percentage of assets.

DBX Advisors advises no private funds.

100.0% of assets ($28.99B across 1 account) are managed with discretion. 0% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

Custodians

DBX Advisors does not have custody of client assets.

Managed account assets by custodian
  • All other custodians$28.99B100%

Ownership and leadership

DWS USA Corporation owns 75% or more of DBX Advisors, and George Catrambone is its CEO.

Who owns the firm
DBX Advisors LLC· the adviser
  • DWS USA Corporation

    Control person · since August 2017

    Owns 75% or more of DBX Advisors LLC

Leadership

  • George Catrambone
    Chief Executive Officer & Elected Manager
  • Michael Gilligan
    Elected Manager/Chief Financial Officer
  • Freddi Klassen
    Elected Manager / Chief Operating Officer
  • Frank Gecsedi
    Chief Compliance Officer
  • Caroline Pearson
    Chief Legal Officer
  • Hepsen Uzcan
    Elected Manager

Staff

  • 53 employees
  • 10 in advisory functions
  • 20 broker-dealer reps

Fees

DBX Advisors is paid through a percentage of assets under management.

DBX Advisors’ fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, DBX Advisors has 0 offices, with 1 listed address in 1 state.

Listed office addresses by state

New York · 1 listed address

  • 875 Third Avenue, New YorkHQ

Registration details

Legal name
DBX Advisors LLC
Headquarters
875 Third Avenue, New York, NY 10022
Website
Not reported
SEC file
801-71808
Structure
Delaware LLC
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does DBX Advisors have?

DBX Advisors has 1 clients and manages $29 billion for them, as of September 2026.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 September 2026

What services does DBX Advisors offer?

DBX Advisors provides portfolio management for investment companies.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does DBX Advisors have?

DBX Advisors has 0 investment adviser representatives registered with state securities authorities, out of 53 employees, and 10 perform investment advisory functions. 20 are registered representatives of a broker-dealer and 0 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns DBX Advisors?

DBX Advisors is owned through a chain of holding companies by Deutsche Bank Ag. Its direct owner is DWS USA Corporation (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 16 September 2026

How does DBX Advisors get paid?

DBX Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 16 September 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 154558.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with DBX Advisors LLC and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.