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George Catrambone

Director & Chairman at DWS Investment Management Americas

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 18 October 2026SEC record

George Catrambone is Director & Chairman of DWS Investment Management Americas, Inc., a New York investment adviser managing $200B. George Catrambone has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 63, Series 24 and SIE.

Role at DWS Investment Management Americas

Title on Schedule A
Director & Chairman
Control
George Catrambone is a control person of DWS Investment Management Americas.
Ownership
An individual ownership band is not available in the source record.
Tenure
George Catrambone has held the filed role since October 2025.

The firm

DWS Investment Management Americas, Inc.
New York, NY

Form ADV filed 17 September 2026

$200B AUM159 clients91 advisers6 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 24 · 2009
  3. Passed Series 7 and Series 63 · 2008

Registrations and exams

Broker registration; no current adviser registration. George Catrambone has passed 4 qualifying exams.

Examinations

Series 6318 September 2008
Name
Uniform Securities Agent State Law Examination
Series 246 July 2009
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 79 May 2008
Name
General Securities Representative Examination

Individual record

Full name
George L Catrambone
CRD
5406201
Firm
DWS Investment Management Americas, Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does George Catrambone work?

George Catrambone has been Director & Chairman of DWS Investment Management Americas, Inc. since October 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 17 September 2026

Does George Catrambone have a current investment-adviser registration?

George Catrambone has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has George Catrambone passed?

George Catrambone has passed 4 licensing exams: the Series 7, Series 63, Series 24 and SIE. The earliest, the Series 7, was passed in May 2008.

Source: IAPD individual record, checked 18 October 2026

Leadership at DWS Investment Management Americas

Sources

  1. IAPD individual record, CRD 5406201. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of DWS Investment Management Americas, Inc., filed 17 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with George Catrambone or DWS Investment Management Americas, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.