Niva WealthLet’s talk

Rheeza Baluyot

Chief Financial Officer & Treasurer at DWS Investment Management Americas

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
1
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Rheeza Baluyot is Chief Financial Officer & Treasurer of DWS Investment Management Americas, Inc., a New York investment adviser managing $200B. Rheeza Baluyot has a current broker registration and no current investment-adviser registration and has passed the Series 27.

Role at DWS Investment Management Americas

Title on Schedule A
Chief Financial Officer & Treasurer
Control
Rheeza Baluyot is a control person of DWS Investment Management Americas.
Ownership
An individual ownership band is not available in the source record.
Tenure
Rheeza Baluyot has held the filed role since September 2025.

The firm

DWS Investment Management Americas, Inc.
New York, NY

Form ADV filed 17 September 2026

$200B AUM159 clients91 advisers6 offices

Career on record

Firms and exams, newest first
  1. Passed Series 27 · 2025

Registrations and exams

Broker registration; no current adviser registration. Rheeza Baluyot has passed 1 qualifying exam.

Examinations

Series 2715 April 2025
Name
Financial and Operations Principal Examination

Individual record

Full name
Rheeza Ramos Baluyot
CRD
8028310
Firm
DWS Investment Management Americas, Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Rheeza Baluyot work?

Rheeza Baluyot has been Chief Financial Officer & Treasurer of DWS Investment Management Americas, Inc. since September 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 17 September 2026

Does Rheeza Baluyot have a current investment-adviser registration?

Rheeza Baluyot has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Rheeza Baluyot passed?

Rheeza Baluyot passed the Series 27 in April 2025.

Source: IAPD individual record, checked 18 October 2026

Leadership at DWS Investment Management Americas

Sources

  1. IAPD individual record, CRD 8028310. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of DWS Investment Management Americas, Inc., filed 17 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Rheeza Baluyot or DWS Investment Management Americas, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.