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Sandy Sculac

Chief Operating Officer at DWS Investment Management Americas

Broker registration; no current adviser registrationSEC record checked 18 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Sandy Sculac is Chief Operating Officer of DWS Investment Management Americas, Inc., a New York investment adviser managing $200B. Sandy Sculac has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 24 and SIE.

Role at DWS Investment Management Americas

Title on Schedule A
Chief Operating Officer
Control
Sandy Sculac is a control person of DWS Investment Management Americas.
Ownership
An individual ownership band is not available in the source record.
Tenure
Sandy Sculac has held the filed role since January 2021.

The firm

DWS Investment Management Americas, Inc.
New York, NY

Form ADV filed 17 September 2026

$200B AUM159 clients91 advisers6 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 24 · 2015
  3. Passed Series 7 · 2013

Registrations and exams

Broker registration; no current adviser registration. Sandy Sculac has passed 3 qualifying exams.

Examinations

Series 2420 October 2015
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 730 September 2013
Name
General Securities Representative Examination

Individual record

Full name
Sandy Sculac
CRD
4575088
Firm
DWS Investment Management Americas, Inc.
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Sandy Sculac work?

Sandy Sculac has been Chief Operating Officer of DWS Investment Management Americas, Inc. since January 2021, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 17 September 2026

Does Sandy Sculac have a current investment-adviser registration?

Sandy Sculac has a current broker registration and no current investment-adviser registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Sandy Sculac passed?

Sandy Sculac has passed 3 licensing exams: the Series 7, Series 24 and SIE. The earliest, the Series 7, was passed in September 2013.

Source: IAPD individual record, checked 18 October 2026

Leadership at DWS Investment Management Americas

Sources

  1. IAPD individual record, CRD 4575088. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of DWS Investment Management Americas, Inc., filed 17 September 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Sandy Sculac or DWS Investment Management Americas, Inc. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.