{"url":"https://nivawealth.com/firms/dbx-advisors-154558","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/154558","regulatoryAum":28987649436,"crd":"154558","secFileNumber":"801-71808","legalName":"DBX Advisors LLC","displayName":"DBX Advisors","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"875 Third Avenue","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10022"},"tradeNames":[],"registration":{"secApproved":"27 September 2010","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":53,"advisory":10,"brokerDealerReps":20,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":28987649436,"discretionaryAccounts":1,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":1,"regulatoryAum":28987649436}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"DBX Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"George Catrambone","title":"Chief Executive Officer & Elected Manager","crd":"5406201"},{"name":"Michael Gilligan","title":"Elected Manager/Chief Financial Officer","crd":"2760911"},{"name":"Freddi Klassen","title":"Elected Manager / Chief Operating Officer","crd":"6734901"},{"name":"Frank Gecsedi","title":"Chief Compliance Officer","crd":"2960525"},{"name":"Caroline Pearson","title":"Chief Legal Officer","crd":"4474294"},{"name":"Hepsen Uzcan","title":"Elected Manager","crd":"6985581"}],"ownership":[{"label":"DWS USA Corporation","detail":"Direct owner in the 75% or more ownership band and a control person, since August 2017."},{"label":"Deutsche Bank Ag","detail":"Indirect owner: a shareholder of DB Beteiligungs Holding GMBH in the 75% or more band and a control person, since April 2018.","parent":"DB Beteiligungs Holding GMBH"},{"label":"DWS Group GMBH & Co. Kgaa","detail":"Indirect owner: a shareholder of DWS USA Corporation in the 75% or more band and a control person, since April 2018.","parent":"DWS USA Corporation"},{"label":"DB Beteiligungs Holding GMBH","detail":"Indirect owner: a shareholder of DWS Group GMBH & Co. Kgaa in the 75% or more band and a control person, since April 2018.","parent":"DWS Group GMBH & Co. Kgaa"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"875 Third Avenue","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-454-4500","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"16 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/154558/PDF/154558.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does DBX Advisors have?","answer":"DBX Advisors has 1 clients and manages $29 billion for them, as of September 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does DBX Advisors offer?","answer":"DBX Advisors provides portfolio management for investment companies.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does DBX Advisors have?","answer":"DBX Advisors has 0 investment adviser representatives registered with state securities authorities, out of 53 employees, and 10 perform investment advisory functions. 20 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns DBX Advisors?","answer":"DBX Advisors is owned through a chain of holding companies by Deutsche Bank Ag. Its direct owner is DWS USA Corporation (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 16 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does DBX Advisors get paid?","answer":"DBX Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}