Clients
Gabelli Funds serves 33 clients, 31 of them investment companies. The average client has about $744 million with the firm.
- Investment companies31 clients97%
- Pooled investment vehicles2 clients3%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 31 | $23,917,761,328 | 97.4% | $771.5M |
| Pooled investment vehicles | 2 | $633,636,810 | 2.6% | $316.8M |
| Total | 33 | $24,551,398,138 | 100% | $744.0M |
- Clients
- 31
- Regulatory AUM
- $23,917,761,328
- Share
- 97.4%
- Avg. per client
- $771.5M
- Clients
- 2
- Regulatory AUM
- $633,636,810
- Share
- 2.6%
- Avg. per client
- $316.8M
Total
- Clients
- 33
- Regulatory AUM
- $24,551,398,138
- Share
- 100%
- Avg. per client
- $744.0M
What it does
Gabelli Funds provides portfolio management for investment companies and portfolio management for pooled vehicles. It is paid through a percentage of assets and performance-based fees.
Gabelli Funds provided financial planning to 0 clients last fiscal year and advises 4 private funds.
100.0% of assets ($24.55B across 54 accounts) are managed with discretion. 6% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.
Custodians
Gabelli Funds does not have custody of client assets.
- All other custodians$24.55B100%
Ownership and leadership
Gamco Investors, Inc. owns 75% or more of Gabelli Funds.
- Owns 75% or more of Gabelli Funds, LLC
Gamco Investors, Inc.
Control person · since February 1999
- Owns 75% or more of Gamco Investors, Inc.
Gamco Gabelli Asset Management Company LLC
Control person · since January 2026
- Owns 75% or more of Gamco Gabelli Asset Management Company LLC
Mario Gabelli
Control person · since January 2026
Leadership
- John BallSenior Vice President, Fund Administration
- David GoldmanVice President, Corporate Development
- Richard WalzChief Compliance Officer
- Kieran CaterinaChief Accounting Officer
- Mario GabelliChief Investment Officer
Staff
- 56 employees
- 47 in advisory functions
- 44 broker-dealer reps
Reported holdings
Gabelli Funds’ reported 13F holdings total $15.65B across 1,286 positions, and the ten largest make up 11.7% of it.
- $15.65B
- Reported 13F value
- 1,286
- Positions
- 11.7%
- In the 10 largest
- +5.7%
- Value vs. prior quarter
- Nvidia Corp. · Equity1.7%
- Ametek Inc. · Equity1.3%
- Newmont Corp. · Equity1.2%
- Microsoft Corp. · Equity1.2%
- National Fuel Gas CO · Equity1.1%
- Mastercard Inc. - A · Equity1.1%
- Bank OF New York Mellon Corp. · Equity1.1%
- Nextera Energy Inc. · Equity1.1%
- Madison Square Garden Sports · Equity1.0%
- Deere & CO · Equity1.0%
Together, the ten largest are 11.7% of reported value.
A 13F covers only exchange-traded long positions the firm holds with discretion, so this $15.65B is not its $24.55B in regulatory assets and does not represent any individual client's portfolio.
Fees
Gabelli Funds is paid through a percentage of assets under management and performance-based fees.
Brochure fee details have not yet been processed for this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Gabelli Funds has 2 offices, with 3 listed addresses across 3 states.
Illinois · 1 listed address
- 141 West Jackson, Chicago
New Jersey · 1 listed address
- 177 Madison Ave, Morristown
New York · 1 listed address
- One Corporate Center, RyeHQ
Registration details
- Legal name
- Gabelli Funds, LLC
- Headquarters
- One Corporate Center, Rye, NY 10580-1422
- Phone
- 914-921-5000
- Website
- www.gabelli.com
- SEC file
- 801-37706
- Structure
- New York LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Gabelli Funds have?
Gabelli Funds has 33 clients and manages $24.6 billion for them, as of July 2026. They include 31 investment companies and 2 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 14 July 2026
What services does Gabelli Funds offer?
Gabelli Funds provides portfolio management for investment companies and portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Gabelli Funds have?
Gabelli Funds has 0 investment adviser representatives registered with state securities authorities, out of 56 employees, and 47 perform investment advisory functions. 44 are registered representatives of a broker-dealer and 0 are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Gabelli Funds?
Gabelli Funds is owned through a chain of holding companies by Mario Gabelli. Its direct owner is Gamco Investors, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 14 July 2026
How does Gabelli Funds get paid?
Gabelli Funds is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file