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Shannon Moriarty

Manager at Mutual of America Capital Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Shannon Moriarty is Manager of Mutual of America Capital Management LLC, a New York investment adviser managing $20.1B. Shannon Moriarty has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Mutual of America Capital Management

Title on Schedule A
Manager
Control
Shannon Moriarty is a control person of Mutual of America Capital Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Shannon Moriarty has held the filed role since November 2025.

The firm

Mutual of America Capital Management LLC
New York, NY

Form ADV filed 31 March 2026

$20.1B AUM2 clients22 advisers1 offices

Career on record

Firms and exams, newest first
  1. Passed Series 99TO · 2024
  2. Passed Series 26 and SIE · 2018
  3. Passed Series 63 · 2015
  4. Passed Series 6 · 1998

Registrations and exams

Broker registration; no current adviser registration. Shannon Moriarty has passed 5 qualifying exams.

Examinations

Series 631 June 2015
Name
Uniform Securities Agent State Law Examination
Series 2622 March 2018
Name
Investment Company Products/Variable Contracts Principal Examination
Series 99TO28 August 2024
Name
Operations Professional Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 622 January 1998
Name
Investment Company Products/Variable Contracts Representative Examination

Individual record

Full name
Shannon Erin Moriarty
CRD
2969994
Firm
Mutual of America Capital Management LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Shannon Moriarty work?

Shannon Moriarty has been Manager of Mutual of America Capital Management LLC since November 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Shannon Moriarty have a current investment-adviser registration?

Shannon Moriarty has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Shannon Moriarty passed?

Shannon Moriarty has passed 5 licensing exams: the Series 6, Series 63, Series 26, SIE and Series 99TO. The earliest, the Series 6, was passed in January 1998.

Source: IAPD individual record, checked 17 October 2026

Leadership at Mutual of America Capital Management

Sources

  1. IAPD individual record, CRD 2969994. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Mutual of America Capital Management LLC, filed 31 March 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Shannon Moriarty or Mutual of America Capital Management LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.