Career
Stephen Van Meter has been Chief Compliance Officer of Federated Investment Counseling since July 2015. Stephen Van Meter is a control person of the firm and directly owns under 5% of it.
Federated Investment Counseling is a Pittsburgh, PA firm with $207B under management, 8,721 clients and 141 advisers across 3 offices, as of its September 2026 filing.
Stephen Van Meter joined Federated Hermes in 2011. Before joining the company, he served as senior counsel in the SEC’s Division of Investment Management and Division of Enforcement. He has also served as the company’s Compliance Operating Officer.
- – present · 11 yearsPittsburgh, PA · Adviser representative · Firm CRD 105325
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Pennsylvania | Approved | 1 April 2015 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 27 March 2015 |
| Series 24 | General Securities Principal Examination | 3 June 2013 |
| Series 3 | National Commodity Futures Examination | 3 December 2012 |
| Series 7 | General Securities Representative Examination | 4 June 2012 |
- Name
- Compliance Officer Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- National Commodity Futures Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Stephen Paul Van Meter
- CRD
- 6020413
- Office
- 1001 LIBERTY AVE, Pittsburgh, PA 15222-3779
- Firm bio
- sec.gov
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Stephen Van Meter work?
Stephen Van Meter has been Chief Compliance Officer of Federated Investment Counseling since July 2015, and is a control person of the firm.
Is Stephen Van Meter a financial advisor?
Yes. Stephen Van Meter has a current investment-adviser registration in Pennsylvania, through Federated Investment Counseling since April 2015.
How many years of experience does Stephen Van Meter have?
Stephen Van Meter has 14 years in the financial industry, since June 2012, across 1 adviser firm.
What exams has Stephen Van Meter passed?
Stephen Van Meter has passed 5 licensing exams: the Series 7, Series 3, Series 24, Series 66 and Series 14. The earliest, the Series 7, was passed in June 2012. FINRA credited Stephen Van Meter with the SIE, which began in October 2018.
Where is Stephen Van Meter based?
Stephen Van Meter’s registered office is in Pittsburgh, PA.
Leadership at Federated Investment Counseling
- Deborah CunninghamExec Vice President/CIO-Money Markets
- Paul UhlmanTruste President CEO
- Steven ChiavaroneChief Investment Officer - Equity
- John DonahueTrustee
- Thomas DonahueTrustee, Treasurer
- John FisherChairman
- James GallagherTrustee
- Richard GalloCIO - Global Fixed Income
- Gina JacobsTrustee
- George MageraSecretary