{"url":"https://nivawealth.com/firms/federated-global-investment-management-106277","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106277","regulatoryAum":14087112640,"crd":"106277","secFileNumber":"801-49470","legalName":"Federated Global Investment Management Corp.","displayName":"Federated Global Investment Management","website":null,"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"101 Park Avenue, Suite 4100","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10178-0002"},"tradeNames":[],"registration":{"secApproved":"22 June 1995","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":39,"advisory":39,"brokerDealerReps":0,"insuranceAgents":0,"promoters":3},"aum":{"discretionary":14087112640,"discretionaryAccounts":83,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":22847709,"nonUsClientsPct":6,"nonAumClients":5},"clientTypes":[{"label":"Individuals (other than HNW)","clients":45,"regulatoryAum":10331297},{"label":"High-net-worth individuals","clients":11,"regulatoryAum":12647345},{"label":"Investment companies","clients":13,"regulatoryAum":12369471722},{"label":"Pooled investment vehicles","clients":4,"regulatoryAum":866199805},{"label":"Pension and profit-sharing plans","clients":5,"regulatoryAum":634627337},{"label":"Charitable organizations","clients":1,"regulatoryAum":924673},{"label":"Corporations and other businesses","clients":4,"regulatoryAum":192910461}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"BNY Mellon","shortName":"BNY Mellon","location":"Pittsburgh, PA","smaAssets":325373}],"custodyNote":"Federated Global Investment Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Paul Uhlman","title":"Director, President, CEO","crd":"2043674"},{"name":"Stephen Van Meter","title":"Chief Compliance Officer","crd":"6020413"},{"name":"Steven Chiavarone","title":"CIO - Equity","crd":"8338022"},{"name":"John Donahue","title":"Director, Chairman","crd":"814703"},{"name":"Thomas Donahue","title":"Director, Treasurer","crd":"2766434"},{"name":"John Fisher","title":"Chairman","crd":"707411"},{"name":"George Magera","title":"Secretary","crd":"6253726"}],"ownership":[{"label":"Fii Holdings, Inc.","detail":"Shareholder in the 75% or more ownership band and a control person, since May 1995."},{"label":"Federated Hermes, Inc.","detail":"Indirect owner: a shareholder of Fii Holdings, Inc. in the 75% or more band and a control person, since March 1983.","parent":"Fii Holdings, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"125 High Street","city":"Boston"}]},{"state":"New York","offices":1,"addresses":[{"street":"101 Park Avenue, Suite 4100","city":"New York","headquarters":true}]},{"state":"Ohio","offices":1,"addresses":[{"street":"3550 Lander Road","city":"Pepper Pike"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-905-4100","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Educational seminars/workshops","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":99},{"label":"Non-exchange-traded equity securities","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"8 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/106277/PDF/106277.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Federated Global Investment Management have?","answer":"Federated Global Investment Management has 83 clients and manages $14.1 billion for them, as of September 2026. They include 45 other individuals, 13 investment companies and 11 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Federated Global Investment Management offer?","answer":"Federated Global Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers, educational seminars and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Federated Global Investment Management use?","answer":"Federated Global Investment Management’s separately managed account assets are held at BNY Mellon (Pittsburgh, PA), with $325,373. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Federated Global Investment Management have?","answer":"Federated Global Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 39 employees, and 39 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Federated Global Investment Management invest in?","answer":"At the end of its last fiscal year, Federated Global Investment Management’s separately managed accounts held 99% exchange-traded equities and 1% non-exchange-traded equities. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Federated Global Investment Management?","answer":"Federated Global Investment Management is owned through a holding company by Federated Hermes, Inc. Its direct owner is Fii Holdings, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Federated Global Investment Management get paid?","answer":"Federated Global Investment Management is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}