Firms by state
Registered investment advisers in Iowa
34 SEC-registered advisers with at least one office in Iowa, listed by regulatory assets under management as reported on Form ADV.
Browse cities in Iowa
34 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Edward D. Jones &CRD 250 | ST. Louis, MO | $1013.61B | 20,304 | 4,069,320 |
| Apollo Capital ManagementCRD 143161 | New York, NY | $718.48B | 912 | 803 |
| Principal Global InvestorsCRD 109002 | Des Moines, IA | $427.71B | 337 | 8,205 |
| U.S. Bancorp Asset ManagementCRD 111912 | Minneapolis, MN | $427.48B | 62 | 881 |
| Creative PlanningCRD 105348 | Overland Park, KS | $295.57B | 1,538 | 100,298 |
| Cambridge Investment Research AdvisorsCRD 134139 | Fairfield, IA | $138.69B | 3,496 | 361,213 |
| MarinerCRD 140195 | Overland Park, KS | $125.41B | 933 | 55,512 |
| Wealth Enhancement Advisory ServicesCRD 116407 | Plymouth, MN | $122.19B | 850 | 85,001 |
| Sammons Financial Group Asset ManagementCRD 321109 | West Des Moines, IA | $122.05B | 5 | 9 |
| Principal Real Estate InvestorsCRD 109008 | Des Moines, IA | $105.65B | 310 | 681 |
| Public Trust AdvisorsCRD 159189 | Denver, CO | $104.24B | 81 | 82 |
| Aegon USA Investment ManagementCRD 114537 | Cedar Rapids, IA | $88.80B | 76 | 80 |
| Savant CapitalCRD 107271 | Rockford, IL | $55.61B | 238 | 24,034 |
| CWMCRD 155344 | Omaha, NE | $50.58B | 472 | 52,669 |
| Newedge AdvisorsCRD 171351 | New Orleans, LA | $43.21B | 515 | 49,898 |
| Prime Capital Investment AdvisorsCRD 288712 | Overland Park, KS | $39.14B | 261 | 23,965 |
| Sanctuary AdvisorsCRD 226606 | Miami, FL | $34.88B | 396 | 19,540 |
| Prudent Man AdvisorsCRD 301973 | Naperville, IL | $30.59B | 81 | 161 |
| Apollo Credit ManagementCRD 156115 | New York, NY | $29.97B | 912 | 8 |
| Waverly AdvisorsCRD 115332 | Birmingham, AL | $29.87B | 197 | 13,689 |
| Wellth Advisory ServicesCRD 330537 | $26.68B | 73 | 3,887 | |
| United Capital Financial AdvisorsCRD 134600 | Irving, TX | $24.65B | 162 | 25,510 |
| Thrivent Investment ManagementCRD 18387 | Minneapolis, MN | $20.77B | 2,963 | 125,754 |
| ChoreoCRD 111221 | Rockford, IL | $19.14B | 97 | 6,891 |
| Transamerica Retirement AdvisorsCRD 107319 | Cedar Rapids, IA | $18.83B | 173 | 212,722 |
| Stratos Wealth PartnersCRD 153184 | Beachwood, OH | $18.65B | 352 | 25,391 |
| Principal SecuritiesCRD 1137 | Des Moines, IA | $17.02B | 1,464 | 51,941 |
| Ifp AdvisorsCRD 125112 | Tampa, FL | $16.29B | 302 | 54,154 |
| PFS InvestmentsCRD 10111 | Duluth, GA | $15.54B | 3,959 | 67,816 |
| Ameritas Advisory ServicesCRD 317245 | Lincoln, NE | $13.75B | 366 | 29,718 |
| United Planners' Financial Services of America A Limited PartnerCRD 20804 | Scottsdale, AZ | $12.77B | 546 | 30,369 |
| Apella CapitalCRD 171106 | West Hartford, CT | $11.07B | 88 | 8,503 |
| Modern Wealth ManagementCRD 324624 | Kansas City, MO | $10.90B | 102 | 11,934 |
| Great Valley Advisor GroupCRD 123913 | Berwyn, PA | $10.60B | 192 | 37,014 |
Edward D. Jones &CRD 250$1013.61B
- Headquarters
- ST. Louis, MO
- Advisory staff
- 20,304
- Clients
- 4,069,320
Apollo Capital ManagementCRD 143161$718.48B
- Headquarters
- New York, NY
- Advisory staff
- 912
- Clients
- 803
Principal Global InvestorsCRD 109002$427.71B
- Headquarters
- Des Moines, IA
- Advisory staff
- 337
- Clients
- 8,205
U.S. Bancorp Asset ManagementCRD 111912$427.48B
- Headquarters
- Minneapolis, MN
- Advisory staff
- 62
- Clients
- 881
Creative PlanningCRD 105348$295.57B
- Headquarters
- Overland Park, KS
- Advisory staff
- 1,538
- Clients
- 100,298
Cambridge Investment Research AdvisorsCRD 134139$138.69B
- Headquarters
- Fairfield, IA
- Advisory staff
- 3,496
- Clients
- 361,213
MarinerCRD 140195$125.41B
- Headquarters
- Overland Park, KS
- Advisory staff
- 933
- Clients
- 55,512
Wealth Enhancement Advisory ServicesCRD 116407$122.19B
- Headquarters
- Plymouth, MN
- Advisory staff
- 850
- Clients
- 85,001
Sammons Financial Group Asset ManagementCRD 321109$122.05B
- Headquarters
- West Des Moines, IA
- Advisory staff
- 5
- Clients
- 9
Principal Real Estate InvestorsCRD 109008$105.65B
- Headquarters
- Des Moines, IA
- Advisory staff
- 310
- Clients
- 681
Public Trust AdvisorsCRD 159189$104.24B
- Headquarters
- Denver, CO
- Advisory staff
- 81
- Clients
- 82
Aegon USA Investment ManagementCRD 114537$88.80B
- Headquarters
- Cedar Rapids, IA
- Advisory staff
- 76
- Clients
- 80
Savant CapitalCRD 107271$55.61B
- Headquarters
- Rockford, IL
- Advisory staff
- 238
- Clients
- 24,034
CWMCRD 155344$50.58B
- Headquarters
- Omaha, NE
- Advisory staff
- 472
- Clients
- 52,669
Newedge AdvisorsCRD 171351$43.21B
- Headquarters
- New Orleans, LA
- Advisory staff
- 515
- Clients
- 49,898
Prime Capital Investment AdvisorsCRD 288712$39.14B
- Headquarters
- Overland Park, KS
- Advisory staff
- 261
- Clients
- 23,965
Sanctuary AdvisorsCRD 226606$34.88B
- Headquarters
- Miami, FL
- Advisory staff
- 396
- Clients
- 19,540
Prudent Man AdvisorsCRD 301973$30.59B
- Headquarters
- Naperville, IL
- Advisory staff
- 81
- Clients
- 161
Apollo Credit ManagementCRD 156115$29.97B
- Headquarters
- New York, NY
- Advisory staff
- 912
- Clients
- 8
Waverly AdvisorsCRD 115332$29.87B
- Headquarters
- Birmingham, AL
- Advisory staff
- 197
- Clients
- 13,689
Wellth Advisory ServicesCRD 330537$26.68B
- Headquarters
- Advisory staff
- 73
- Clients
- 3,887
United Capital Financial AdvisorsCRD 134600$24.65B
- Headquarters
- Irving, TX
- Advisory staff
- 162
- Clients
- 25,510
Thrivent Investment ManagementCRD 18387$20.77B
- Headquarters
- Minneapolis, MN
- Advisory staff
- 2,963
- Clients
- 125,754
ChoreoCRD 111221$19.14B
- Headquarters
- Rockford, IL
- Advisory staff
- 97
- Clients
- 6,891
Transamerica Retirement AdvisorsCRD 107319$18.83B
- Headquarters
- Cedar Rapids, IA
- Advisory staff
- 173
- Clients
- 212,722
Stratos Wealth PartnersCRD 153184$18.65B
- Headquarters
- Beachwood, OH
- Advisory staff
- 352
- Clients
- 25,391
Principal SecuritiesCRD 1137$17.02B
- Headquarters
- Des Moines, IA
- Advisory staff
- 1,464
- Clients
- 51,941
Ifp AdvisorsCRD 125112$16.29B
- Headquarters
- Tampa, FL
- Advisory staff
- 302
- Clients
- 54,154
PFS InvestmentsCRD 10111$15.54B
- Headquarters
- Duluth, GA
- Advisory staff
- 3,959
- Clients
- 67,816
Ameritas Advisory ServicesCRD 317245$13.75B
- Headquarters
- Lincoln, NE
- Advisory staff
- 366
- Clients
- 29,718
United Planners' Financial Services of America A Limited PartnerCRD 20804$12.77B
- Headquarters
- Scottsdale, AZ
- Advisory staff
- 546
- Clients
- 30,369
Apella CapitalCRD 171106$11.07B
- Headquarters
- West Hartford, CT
- Advisory staff
- 88
- Clients
- 8,503
Modern Wealth ManagementCRD 324624$10.90B
- Headquarters
- Kansas City, MO
- Advisory staff
- 102
- Clients
- 11,934
Great Valley Advisor GroupCRD 123913$10.60B
- Headquarters
- Berwyn, PA
- Advisory staff
- 192
- Clients
- 37,014
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports an office in Iowa on Form ADV Part 1A, whether or not the state is its headquarters. An SEC-registered adviser doing business in a state also makes a notice filing there, which is why a firm can serve clients in Iowa from elsewhere.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation, and Niva Wealth is not affiliated with the firms on it.