Firms by city
Registered investment advisers in Des Moines, IA
3 SEC-registered advisers headquartered in Des Moines, listed by regulatory assets under management as reported on Form ADV.
3 firms listed
| Firm | Headquarters | Regulatory AUM | Advisory staff | Clients |
|---|---|---|---|---|
| Principal Global InvestorsCRD 109002 | Des Moines, IA | $427.71B | 337 | 8,205 |
| Principal Real Estate InvestorsCRD 109008 | Des Moines, IA | $105.65B | 310 | 681 |
| Principal SecuritiesCRD 1137 | Des Moines, IA | $17.02B | 1,464 | 51,941 |
Principal Global InvestorsCRD 109002$427.71B
- Headquarters
- Des Moines, IA
- Advisory staff
- 337
- Clients
- 8,205
Principal Real Estate InvestorsCRD 109008$105.65B
- Headquarters
- Des Moines, IA
- Advisory staff
- 310
- Clients
- 681
Principal SecuritiesCRD 1137$17.02B
- Headquarters
- Des Moines, IA
- Advisory staff
- 1,464
- Clients
- 51,941
Figures are from each firm's most recent Form ADV and are dated on its profile. Listing here is a matter of public record, not a recommendation.
About this list
A firm appears here when it reports its principal office in Des Moines on Form ADV Part 1A. Many advisers serve clients well beyond the city they are based in, and a firm headquartered elsewhere may still have an office here; see every firm with an office in Iowa.
Figures come from each firm's own filings on the dates shown on its profile. This list is a restatement of public records, not a rating or a recommendation.