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Apollo Capital Management

SEC-registered adviser since 2007New York, NYCRD 143161

803
Clients
912
Advisory staff

From Form ADV filed 1 October 2026 · data retrieved 15 October 2026SEC record

Apollo Capital Management is an investment adviser headquartered in New York, New York, and registered with the SEC since 2007. Its clients include insurance companies, pooled investment vehicles and investment companies.

Its services include portfolio management for pooled vehicles and portfolio management for institutions. Fee arrangements include a percentage of assets under management, performance-based fees and other arrangements. Apollo Management Holdings, L.P. owns 75% or more of Apollo Capital Management.

Clients

Apollo Capital Management serves 803 clients, 687 of them pooled investment vehicles. The average client has about $895 million with the firm.

Regulatory assets by client type
  • Pooled investment vehicles687 clients40%
  • Insurance companies89 clients58%
  • OtherBanking or thrift institutions, Investment companies, Pension and profit-sharing plans, Other investment advisers, Sovereign wealth funds and foreign official institutions, Other2%
Show client breakdown
Banking or thrift institutions
Clients
2
Regulatory AUM
$254,503,289
Share
0.0%
Avg. per client
$127.3M
Investment companies
Clients
1
Regulatory AUM
$9,912,415,195
Share
1.4%
Avg. per client
$9.91B
Pooled investment vehicles
Clients
687
Regulatory AUM
$285,172,790,313
Share
39.7%
Avg. per client
$415.1M
Pension and profit-sharing plans
Clients
7
Regulatory AUM
$1,491,968,809
Share
0.2%
Avg. per client
$213.1M
Other investment advisers
Clients
8
Regulatory AUM
$2,008,895,962
Share
0.3%
Avg. per client
$251.1M
Insurance companies
Clients
89
Regulatory AUM
$417,433,736,776
Share
58.1%
Avg. per client
$4.69B
Sovereign wealth funds and foreign official institutions
Clients
1
Regulatory AUM
$522,924,734
Share
0.1%
Avg. per client
$522.9M
Other
Clients
8
Regulatory AUM
$1,679,502,242
Share
0.2%
Avg. per client
$209.9M

Total

Clients
803
Regulatory AUM
$718,476,737,320
Share
100%
Avg. per client
$894.7M

What it does

Apollo Capital Management provides portfolio management for pooled vehicles and portfolio management for institutions. It is paid through a percentage of assets, performance-based fees and other arrangements.

Apollo Capital Management advises 712 private funds.

97.8% of assets ($702.93B across 784 accounts) are managed with discretion; $15.55B across 19 accounts are not. 43% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

What the accounts hold

Separately managed account assets by class, year end
  • Funds3%
    • Registered funds2%
    • Pooled vehicles1%
  • Bonds38%
    • Investment grade corporate bonds31%
    • U.S. government and agency bonds4%
    • High-yield corporate bonds2%
    • Sovereign bonds1%
  • Cash2%
  • Other57%
    • Abs, clo, cmbs, commercial mortgages, residential mortgages, agency mbs, non-agency mbs, bank loans, preferred stock55%
    • Derivatives2%

Custodians

Apollo Capital Management’s client accounts are held mainly at Citigroup Global Markets, with 52% of managed assets. Apollo Capital Management has custody of $27.88B for 169 clients.

Managed account assets by custodian
  • Citigroup Global MarketsCitigroup Global Markets Inc. · New York, NY · $372.39B52%
  • All other custodians$346.09B48%

Ownership and leadership

Apollo Management Holdings, L.P. owns 75% or more of Apollo Capital Management.

Who owns the firm
Apollo Capital Management, L.P.· the adviser
  • Apollo Management Holdings, L.P.

    Control person · since January 2007

    Owns 75% or more of Apollo Capital Management, L.P.

Leadership

  • Whitney Chatterjee
    Vice President
  • Martin Kelly
    Vice President
  • Scott Kleinman
    Co-President
  • John Zito
    Co-President
  • Yael Levy
    Chief Compliance Officer

Staff

  • 3,564 employees
  • 912 in advisory functions
  • 571 broker-dealer reps
  • 34 soliciting firms

Fees

Apollo Capital Management is paid through a percentage of assets under management, performance-based fees and other.

Apollo Capital Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Apollo Capital Management has 28 offices, with 14 listed addresses across 8 states.

Listed office addresses by state

New York · 3 listed addresses

  • 9 West 57th Street, 41st Floor, New YorkHQ
  • 151 West 42nd Street, New York
  • 3 Bryant Park, New York

Registration details

Legal name
Apollo Capital Management, L.P.
Headquarters
9 West 57th Street, 41st Floor, New York, NY 10019
SEC file
801-67592
Structure
Delaware limited partnership
Fiscal year end
December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Apollo Capital Management have?

Apollo Capital Management has 803 clients and manages $718.5 billion for them, as of October 2026. They include 687 pooled investment vehicles, 89 insurance companies and 8 other investment advisers.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 October 2026

What services does Apollo Capital Management offer?

Apollo Capital Management provides portfolio management for pooled vehicles and portfolio management for institutions.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

Which custodians does Apollo Capital Management use?

Apollo Capital Management’s separately managed account assets are held at Citigroup Global Markets Inc. (New York, NY), with $372,385,196,821. Only custodians holding at least a tenth of those assets are named.

Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 October 2026

How many financial advisors does Apollo Capital Management have?

Apollo Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 3,564 employees, and 912 perform investment advisory functions. 571 are registered representatives of a broker-dealer and 0 are licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

What does Apollo Capital Management invest in?

At the end of its last fiscal year, Apollo Capital Management’s separately managed accounts held 55% abs, clo, cmbs, commercial mortgages, residential mortgages, agency mbs, non-agency mbs, bank loans, preferred stock, 31% investment grade corporate bonds, 4% U.S. government and agency bonds, 2% high-yield corporate bonds, 2% derivatives, 2% registered funds (mutual funds, ETFs, BDCs), 2% cash and equivalents, 1% sovereign bonds and 1% pooled vehicles (private funds and similar). It advises 712 private funds.

Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file

Who owns Apollo Capital Management?

Apollo Capital Management is owned through a chain of holding companies by Apollo Global Management, Inc. Its direct owner is Apollo Management Holdings, L.P. (75% or more).

Source: Form ADV Part 1A, Schedules A and B, filed 1 October 2026

How does Apollo Capital Management get paid?

Apollo Capital Management is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file

Sources

  1. Form ADV Part 1A, amendment filed 1 October 2026. Items 1, 5, 9, 11 and Schedules A, B and D.
  2. IAPD firm record, CRD 143161.

Retrieved 15 October 2026. All are published by the SEC and may have been amended since.

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This profile is compiled from public regulatory filings and is provided for informational purposes only. Niva Wealth is not affiliated with Apollo Capital Management, L.P. and makes no representation about the quality of its services. Figures reflect the filing dates shown and may have changed. Ownership percentages are the bands reported to the SEC, not exact figures.