Career
Scott Kleinman has been Co-President of Apollo Capital Management since March 2021. Scott Kleinman is a control person of the firm and directly owns under 5% of it. Scott Kleinman holds a B.A. — University of Pennsylvania and a B.S. — Wharton School of Business from the University of Pennsylvania.
Apollo Capital Management, L.P. is a New York, NY firm with $718B under management, 803 clients and 912 advisers across 29 offices, as of its October 2026 filing.
Apollo says Kleinman joined in 1996 and previously worked in investment banking at Smith Barney.
No adviser firm registrations are on Scott Kleinman’s record.
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 14 March 2011 |
| Series 79 | Investment Banking Registered Representative Examination | 2 February 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Investment Banking Registered Representative Examination
Individual record
- Full name
- Scott Martin Kleinman
- CRD
- 2528120
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Scott Kleinman work?
Scott Kleinman has been Co-President of Apollo Capital Management, L.P. since March 2021, and is a control person of the firm.
Does Scott Kleinman have a current investment-adviser registration?
Scott Kleinman has a current broker registration and no current investment-adviser registration.
What exams has Scott Kleinman passed?
Scott Kleinman has passed 2 licensing exams: the Series 79 and Series 24. The earliest, the Series 79, was passed in February 2011. FINRA credited Scott Kleinman with the SIE, which began in October 2018.